13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 82 holding rows worth $1,088,273,000.
- Accession
- 0001222765-20-000009
- Filer
- CIK 1222765
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 82 entries on the cover page, a total value of $1,088,273,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,088,273,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,581,143 | $134,033,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 2,608,208 | $129,706,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,013,209 | $123,551,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 3,120,538 | $113,525,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 2,107,836 | $104,865,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 3,184,714 | $94,650,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 1,724,525 | $52,029,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 263,064 | $51,810,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 3,067,926 | $43,595,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 2,347,489 | $42,231,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,919,003 | $28,497,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 428,303 | $22,816,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 445,248 | $20,277,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 283,016 | $19,896,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 5,408,764 | $18,660,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 432,930 | $18,647,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,331,930 | $8,484,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 990,584 | $6,399,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 533,833 | $4,644,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 286,699 | $3,476,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 250,000 | $2,688,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 114,623 | $2,430,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,000,000 | $2,326,000 | thousands by filing date | principal |
| CHAMPIONX CORPORATION | 15872M104 | COM | 222,923 | $2,176,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 200,000 | $2,040,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H204 | UNIT 99/99/9999 | 200,000 | $2,032,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,000,000 | $1,978,000 | thousands by filing date | principal |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 72,459 | $1,772,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 46,750 | $1,757,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 316,053 | $1,650,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 69,492 | $1,614,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,500,000 | $1,599,000 | thousands by filing date | principal |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 150,000 | $1,515,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,500,000 | $1,470,000 | thousands by filing date | principal |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 202,093 | $1,397,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T125 | UNIT 99/99/9999 | 120,000 | $1,254,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,000,000 | $1,180,000 | thousands by filing date | principal |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 146,000 | $1,178,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V205 | UNIT 99/99/9999 | 105,000 | $1,082,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 100,000 | $1,067,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D206 | UNIT 99/99/9999 | 105,000 | $1,054,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 15,500 | $1,042,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 100,000 | $795,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 53,932 | $739,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 17,000 | $597,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 15,500 | $579,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 49,998 | $530,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 49,947 | $507,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 16,900 | $480,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 13,395 | $473,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 60,900 | $442,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 34,000 | $432,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 43,500 | $390,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 43,800 | $389,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 500,000 | $387,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 5,601 | $376,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 8,702 | $267,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,500 | $265,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 515,000 | $260,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 8,000 | $249,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 7,500 | $230,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 19,715 | $203,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 28,000 | $172,000 | thousands by filing date | put |
| FORESCOUT TECHNOLOGIES INC | 34553D951 | COM | 87,500 | $157,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW CMN STOCK | 896818901 | Cmn | 75,000 | $150,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 13,000 | $139,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q902 | COM | 39,000 | $137,000 | thousands by filing date | call |
| CNX RES CORP COM | 12653C108 | Stock | 14,000 | $121,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 11,000 | $110,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,000 | $104,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 12,500 | $102,000 | thousands by filing date | call |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 14,000 | $93,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 11,503 | $72,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H902 | COM | 45,000 | $55,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC | 071734907 | COM | 30,000 | $53,000 | thousands by filing date | call |
| NIELSEN HLDGS PLC | G6518L908 | CALL | 25,000 | $49,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW | 171871902 | CALL | 30,000 | $45,000 | thousands by filing date | call |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 10,000 | $17,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V900 | Cmn | 54,000 | $8,000 | thousands by filing date | call |
| XEROX HOLDINGS CORP | 98421M906 | CALL | 35,000 | $6,000 | thousands by filing date | call |
| ECHOSTAR CORP | 278768906 | CL A | 10,000 | $1,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E908 | COM | 40,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-20-000009 | this filing | 2020-08-12 | acceptance time not in the bulk data set |