13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 78 holding rows worth $1,608,362,000.
- Accession
- 0001222765-19-000018
- Filer
- CIK 1222765
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 78 entries on the cover page, a total value of $1,608,362,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,608,362,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CELGENE CORP | 151020104 | COM | 1,568,238 | $155,726,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 595,699 | $154,387,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,828,193 | $125,780,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 2,634,740 | $108,261,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 2,903,223 | $98,419,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 808,933 | $88,651,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 2,697,032 | $87,842,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 900,726 | $82,416,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 489,298 | $82,344,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 445,689 | $59,611,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,140,991 | $51,356,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 455,324 | $50,318,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 2,688,005 | $44,809,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,481,220 | $41,400,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 659,419 | $37,574,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,644,786 | $32,583,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 1,106,000 | $28,745,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 4,590,150 | $23,685,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,443,846 | $23,592,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 504,904 | $21,978,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 883,967 | $21,242,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,509,249 | $20,571,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,625,825 | $18,957,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,599,673 | $17,612,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,277,942 | $13,725,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,294,800 | $13,039,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 351,043 | $10,184,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 2,290,735 | $9,804,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 505,250 | $9,529,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 585,200 | $8,731,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 499,876 | $8,448,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 81,925 | $7,945,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 40,558 | $4,460,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 463,500 | $4,419,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 140,000 | $3,913,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 82,160 | $3,424,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 475,000 | $3,097,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 100,000 | $3,015,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 48,600 | $2,515,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 209,100 | $2,198,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 44,509 | $2,070,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 28,640 | $2,032,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 78,500 | $1,943,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 431,724 | $1,865,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 40,000 | $1,567,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,500,000 | $1,399,000 | thousands by filing date | principal |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 24,112 | $1,036,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 1,000,000 | $982,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 34,578 | $851,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X951 | PUT | 345,000 | $828,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363953 | Cmn | 383,100 | $815,000 | thousands by filing date | put |
| ISHARES TR | 464287955 | PUT | 198,400 | $770,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 336,379 | $659,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 202,340 | $658,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 1,500,000 | $578,000 | thousands by filing date | principal |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 21,835 | $563,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 85,400 | $448,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 300,700 | $445,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 6,650 | $441,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 13,000 | $410,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 45,294 | $389,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 21,800 | $285,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 232,900 | $191,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 14,000 | $132,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 312,100 | $129,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301959 | PUT | 280,200 | $119,000 | thousands by filing date | put |
| WYNDHAM HOTELS & RESORTS INC | 98311A955 | COM | 39,000 | $93,000 | thousands by filing date | put |
| SPARK THERAPEUTICS INC | 84652J953 | PUT | 16,600 | $84,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 18,000 | $69,000 | thousands by filing date | |
| LOWES COS INC | 548661957 | COM | 17,200 | $47,000 | thousands by filing date | put |
| NIELSEN HLDGS PLC | G6518L908 | CALL | 45,000 | $41,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC | 98919V955 | PUT | 112,400 | $34,000 | thousands by filing date | put |
| AMARIN CORPORATION PLC -ADR | 023111906 | ADR | 11,000 | $31,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E903 | CALL | 23,800 | $16,000 | thousands by filing date | call |
| LIVERAMP HLDGS INC | 53815P958 | Equity Put | 10,800 | $15,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374902 | CALL | 22,500 | $15,000 | thousands by filing date | call |
| MASCO CORP | 574599956 | PUT | 32,800 | $5,000 | thousands by filing date | put |
| BLOOM ENERGY CORP CALL JUL 200 | 093712907 | CALL JUL 200 | 10,000 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-19-000018 | this filing | 2019-11-12 | acceptance time not in the bulk data set |