13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-12, with 100 holding rows worth $2,145,064,000.
- Accession
- 0001222765-19-000013
- Filer
- CIK 1222765
- Filed
- 2019-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 100 entries on the cover page, a total value of $2,145,064,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,145,064,000 with VALUE read as thousands by filing date, 13F file number 028-10693. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| L3 TECHNOLOGIES INC | 502413107 | COM | 709,046 | $173,837,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 910,810 | $171,014,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,096,132 | $147,903,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 2,882,590 | $133,233,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 4,824,610 | $130,602,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,245,330 | $115,118,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 276,698 | $78,878,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 1,580,437 | $75,529,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,124,342 | $74,012,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 657,908 | $72,811,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 419,165 | $69,590,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,025,816 | $64,473,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 1,903,384 | $60,737,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 420,003 | $51,471,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 1,028,163 | $44,962,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 259,010 | $43,366,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 286,553 | $37,997,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 819,000 | $37,944,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 746,617 | $36,987,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 739,490 | $30,356,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 784,872 | $25,830,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 699,372 | $25,814,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 501,384 | $25,465,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 663,879 | $24,119,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 520,126 | $23,655,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 3,878,336 | $23,464,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 255,504 | $23,126,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 319,434 | $20,891,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J953 | PUT | 19,196,000 | $20,006,000 | thousands by filing date | principal |
| CRAY INC | 225223304 | COM NEW | 550,734 | $19,177,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 323,717 | $18,818,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 16,184,000 | $16,461,000 | thousands by filing date | principal |
| SHUTTERFLY INC | 82568P304 | COM | 322,847 | $16,320,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 444,268 | $16,278,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 317,784 | $15,880,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,132,000 | $13,380,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 441,855 | $12,456,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 406,701 | $11,558,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 444,215 | $10,550,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 473,732 | $10,536,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 789,500 | $10,311,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 663,770 | $8,649,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,224,440 | $8,192,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 200,622 | $8,167,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,008,000 | $8,024,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,421,559 | $7,335,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 39,636 | $5,084,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 97,732 | $4,479,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 74,515 | $4,153,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 39,000 | $3,935,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 848,000 | $3,757,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 336,783 | $3,627,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 125,000 | $3,556,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 48,150 | $3,548,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 69,368 | $3,363,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 132,801 | $3,109,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 84,209 | $2,951,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 12,048 | $2,727,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 45,000 | $1,766,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 8,778 | $1,750,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 219,500 | $1,736,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 16,600 | $1,700,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511957 | COM | 1,841,400 | $1,620,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 405,941 | $1,620,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 1,500,000 | $1,582,000 | thousands by filing date | principal |
| MELLANOX TECHNOLOGIES LTD | M51363953 | Cmn | 388,100 | $1,523,000 | thousands by filing date | put |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,500,000 | $1,340,000 | thousands by filing date | principal |
| INTERMOLECULAR INC | 45882D109 | COM | 997,084 | $1,167,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,000,000 | $1,027,000 | thousands by filing date | principal |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 1,000,000 | $974,000 | thousands by filing date | principal |
| HERC HLDGS INC | 42704L954 | COM | 750,000 | $829,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 1,000,000 | $680,000 | thousands by filing date | principal |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 395,829 | $669,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 72,734 | $580,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 19,675 | $524,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 6,050 | $481,000 | thousands by filing date | |
| FOX CORP | 35137L955 | PUT | 431,700 | $410,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 586,400 | $390,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 244,500 | $377,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 230,900 | $359,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351X951 | PUT | 248,000 | $238,000 | thousands by filing date | put |
| DXC TECHNOLOGY CO | 23355L906 | COM | 65,000 | $224,000 | thousands by filing date | call |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 15,500 | $218,000 | thousands by filing date | |
| LIVERAMP HLDGS INC | 53815P958 | Equity Put | 56,600 | $212,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 362,000 | $174,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301959 | PUT | 184,500 | $171,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L959 | Cmn | 47,800 | $170,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 24,000 | $168,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 22,500 | $168,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J953 | PUT | 16,600 | $105,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T956 | COM | 52,800 | $95,000 | thousands by filing date | put |
| BBT CORPORATION | 054937907 | COM | 607,300 | $94,000 | thousands by filing date | call |
| Eldorado Resorts Inc | 28470R902 | COM | 132,300 | $86,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V900 | Cmn | 228,800 | $74,000 | thousands by filing date | call |
| RED HAT INC | 756577952 | COM | 98,100 | $63,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E903 | CALL | 17,500 | $44,000 | thousands by filing date | call |
| FIDELITY NATL FINL INC | 31620R903 | COM SHS | 294,000 | $43,000 | thousands by filing date | call |
| WYNDHAM HOTELS & RESORTS INC | 98311A955 | COM | 37,200 | $17,000 | thousands by filing date | put |
| NIELSEN HLDGS PLC | G6518L908 | CALL | 20,000 | $15,000 | thousands by filing date | call |
| MASCO CORP | 574599956 | PUT | 22,500 | $10,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-19-000013 | this filing | 2019-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001222765-19-000015 | base | 2019-09-13 | acceptance time not in the bulk data set |