13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-03, with 92 holding rows worth $1,664,578,000.
- Accession
- 0001222765-19-000007
- Filer
- CIK 1222765
- Filed
- 2019-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 92 entries on the cover page, a total value of $1,664,578,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,664,578,000 with VALUE read as thousands by filing date, 13F file number 028-10693. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRIBUNE COMPANY | 896047503 | COMMON | 3,445,396 | $158,971,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 605,253 | $110,580,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 465,501 | $96,065,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 3,381,262 | $88,826,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 1,133,841 | $79,221,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,592,522 | $78,018,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 1,147,064 | $67,344,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 198,944 | $65,677,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 548,700 | $64,944,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 553,639 | $63,048,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,911,973 | $60,437,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,014,466 | $60,107,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 596,223 | $58,841,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,113,860 | $55,303,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 3,447,252 | $54,225,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 4,352,296 | $49,790,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,103,792 | $47,794,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 1,802,371 | $44,933,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 1,822,688 | $38,222,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 1,078,000 | $26,228,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 3,623,677 | $26,199,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 648,037 | $25,410,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 997,724 | $23,397,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,033,149 | $21,376,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 743,917 | $21,321,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 245,697 | $18,211,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 16,184,000 | $16,160,000 | thousands by filing date | principal |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 490,993 | $12,456,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 1,106,777 | $12,318,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 330,981 | $12,150,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 508,041 | $10,603,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 215,673 | $10,298,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 383,907 | $10,020,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 189,886 | $9,473,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 87,500 | $8,255,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 26,790 | $5,141,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 257,485 | $4,892,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 53,025 | $4,247,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 22,131 | $4,136,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 608,000 | $3,557,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 16,968 | $3,240,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 166,307 | $3,178,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 80,316 | $3,131,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 151,665 | $3,067,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 107,189 | $2,329,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 16,809 | $2,005,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 366,648 | $1,965,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 1,000,000 | $1,570,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 1,500,000 | $1,541,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,500,000 | $1,386,000 | thousands by filing date | principal |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 18,735 | $1,100,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 1,000,000 | $969,000 | thousands by filing date | principal |
| FIVE BELOW INC COM | 33829M101 | Stock | 7,790 | $968,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 432,443 | $848,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 17,012 | $828,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 5,219 | $708,000 | thousands by filing date | |
| CENTENE CORP DEL | 15135B901 | CALL | 161,700 | $671,000 | thousands by filing date | call |
| MELLANOX TECHNOLOGIES LTD | M51363953 | Cmn | 300,800 | $610,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SV | 31620M906 | COM | 294,400 | $490,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 22,077 | $489,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 7,117 | $388,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 32,034 | $378,000 | thousands by filing date | |
| CENTENE CORP DEL | 15135B951 | COM | 100,100 | $377,000 | thousands by filing date | put |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 81,101 | $335,000 | thousands by filing date | |
| DOVER CORP | 260003908 | CALL | 98,400 | $298,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 24,448 | $291,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J953 | PUT | 488,800 | $284,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 9,000 | $255,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 20,700 | $244,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 18,500 | $239,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 137,500 | $232,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 220,000 | $214,000 | thousands by filing date | principal |
| MITEK SYS INC | 606710200 | COM NEW | 15,500 | $190,000 | thousands by filing date | |
| FOX CORP | 35137L955 | PUT | 59,800 | $184,000 | thousands by filing date | put |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 11,500 | $175,000 | thousands by filing date | |
| CHEMICAL FINL CORP | 163731902 | CALL | 517,400 | $173,000 | thousands by filing date | call |
| UPBOUND GROUP INC | 76009N900 | COM | 71,500 | $156,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351X101 | COM | 38,280 | $142,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 280,000 | $120,000 | thousands by filing date | |
| RED HAT INC | 756577952 | COM | 39,200 | $97,000 | thousands by filing date | put |
| BBT CORPORATION | 054937907 | COM | 212,500 | $95,000 | thousands by filing date | call |
| LOGMEIN INC | 54142L959 | Cmn | 26,800 | $86,000 | thousands by filing date | put |
| SERVICEMASTER GLOBAL HLDGS I | 81761R909 | CALL | 116,900 | $67,000 | thousands by filing date | call |
| ARCONIC INC | 03965L900 | CALL | 125,000 | $65,000 | thousands by filing date | call |
| LUXOFT HLDG INC | G57279954 | PUT | 596,900 | $60,000 | thousands by filing date | put |
| HERC HLDGS INC | 42704L954 | COM | 47,400 | $56,000 | thousands by filing date | put |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 30,000 | $36,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V900 | Cmn | 95,600 | $26,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E953 | PUT | 30,000 | $20,000 | thousands by filing date | put |
| GOLDCORP INC | 380956959 | COM | 64,500 | $4,000 | thousands by filing date | put |
| MITEK SYS INC | 606710950 | PUT | 12,000 | $3,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813952 | PUT | 33,000 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-19-000007 | this filing | 2019-05-03 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001222765-19-000009 | base | 2019-05-07 | acceptance time not in the bulk data set |