13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-05, with 96 holding rows worth $1,342,017,000 by the sum of the rows.
- Accession
- 0001222765-19-000004
- Filer
- CIK 1222765
- Filed
- 2019-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 134 entries on the cover page, a total value of $1,440,558,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,342,017,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $1,440,558,000, 7% more than the sum of the rows, $1,342,017,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 3,194,802 | $135,049,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 1,454,314 | $104,682,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,979,797 | $89,843,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 493,893 | $70,498,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,259,927 | $70,165,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,402,697 | $55,589,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 1,516,433 | $50,922,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 1,146,713 | $48,357,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,439,551 | $39,496,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 776,802 | $37,621,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 534,876 | $37,169,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 830,910 | $34,890,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 190,976 | $33,543,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 1,341,951 | $28,973,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 606,266 | $28,967,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 229,484 | $27,871,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,778,991 | $27,788,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 719,175 | $27,300,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 1,252,799 | $26,334,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 956,600 | $23,944,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 548,917 | $23,417,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 607,000 | $22,095,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 2,621,808 | $21,210,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 265,350 | $19,702,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 379,051 | $16,633,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 16,298,000 | $16,331,000 | thousands by filing date | principal |
| BOJANGLES INC | 097488100 | COM | 928,503 | $14,930,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,232,143 | $13,566,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 248,614 | $12,935,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 71,847 | $12,477,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 181,051 | $10,490,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 336,311 | $10,170,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,364,531 | $10,098,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 525,410 | $9,200,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 294,790 | $8,437,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 620,825 | $7,686,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 407,450 | $7,412,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,264,168 | $7,307,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 505,897 | $7,295,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 347,913 | $6,875,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 238,577 | $6,790,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 457,679 | $6,458,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 182,086 | $5,455,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 251,973 | $4,546,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 24,857 | $4,271,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 159,921 | $4,156,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 111,497 | $4,014,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 58,583 | $3,773,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 180,767 | $3,722,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 88,200 | $3,511,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 18,924 | $2,830,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 160,669 | $2,709,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 126,715 | $2,703,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 52,530 | $2,383,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 193,025 | $2,378,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 176,305 | $2,225,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 444,712 | $1,961,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 91,200 | $1,951,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 11,807 | $1,890,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 82,311 | $1,880,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 318,518 | $1,634,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 1,000,000 | $1,548,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 1,500,000 | $1,502,000 | thousands by filing date | principal |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 73,665 | $1,470,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,500,000 | $1,315,000 | thousands by filing date | principal |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 1,000,000 | $950,000 | thousands by filing date | principal |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 469,467 | $826,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813952 | PUT | 88,200 | $666,000 | thousands by filing date | put |
| II VI INC | 902104108 | COM | 20,052 | $651,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 9,604 | $437,000 | thousands by filing date | |
| DISNEY WALT CO | 254687956 | PUT | 350,200 | $379,000 | thousands by filing date | put |
| LEAR CORP COM NEW | 521865204 | Stock | 2,947 | $362,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 12,462 | $341,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 26,790 | $304,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 16,000 | $300,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 27,500 | $263,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 4,343 | $262,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 16,000 | $260,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 31,500 | $245,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 20,000 | $227,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A951 | PUT | 2,955,300 | $207,000 | thousands by filing date | put |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 220,000 | $187,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351X101 | COM | 39,900 | $135,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 13,423 | $134,000 | thousands by filing date | |
| HERC HLDGS INC | 42704L954 | COM | 68,700 | $110,000 | thousands by filing date | put |
| ARCONIC INC | 03965L950 | PUT | 156,400 | $101,000 | thousands by filing date | put |
| FINISAR CORP | 31787A907 | COM | 100,300 | $97,000 | thousands by filing date | call |
| TESARO INC | 881569957 | PUT | 262,400 | $92,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 100,000 | $64,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A955 | COM | 11,100 | $25,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017959 | COM | 555,700 | $17,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC | 98919V955 | PUT | 26,000 | $16,000 | thousands by filing date | put |
| MACERICH CO | 554382901 | COM | 100,000 | $5,000 | thousands by filing date | call |
| UNIVAR INC | 91336L907 | CALL | 41,500 | $5,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 750,800 | $4,000 | thousands by filing date | call |
| ARLO TECHNOLOGIES INC | 04206A901 | COM | 10,000 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-19-000004 | this filing | 2019-02-05 | acceptance time not in the bulk data set |