13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 103 holding rows worth $1,846,860,000.
- Accession
- 0001222765-18-000009
- Filer
- CIK 1222765
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 103 entries on the cover page, a total value of $1,846,860,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,846,860,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 3,137,382 | $145,355,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 2,129,034 | $137,983,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 3,765,192 | $94,469,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 619,205 | $86,980,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 1,296,363 | $81,386,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 2,891,339 | $79,338,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 1,289,108 | $59,441,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 818,100 | $58,486,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,592,811 | $53,662,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,541,354 | $52,267,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 241,860 | $49,061,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 686,000 | $44,178,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,420,527 | $39,633,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 1,766,891 | $39,119,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 889,352 | $38,518,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 256,396 | $36,685,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,208,077 | $33,693,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 229,001 | $32,635,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 326,799 | $31,049,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,068,624 | $29,248,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,999,179 | $28,748,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 368,619 | $25,110,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 876,488 | $23,954,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 575,409 | $23,580,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 2,087,225 | $23,001,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 245,251 | $21,133,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 576,000 | $19,941,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 536,918 | $19,173,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 567,291 | $18,278,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 233,989 | $17,680,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 566,612 | $17,100,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 474,697 | $16,368,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 426,668 | $15,633,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 277,403 | $15,415,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 348,394 | $14,563,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 202,000 | $13,958,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 152,130 | $12,758,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 247,368 | $12,022,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 803,100 | $11,661,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 74,532 | $11,441,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 85,280 | $11,393,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 235,443 | $11,160,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 819,460 | $11,030,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 616,802 | $10,405,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 10,000,000 | $10,267,000 | thousands by filing date | principal |
| SONIC CORP | 835451105 | COM | 233,938 | $10,139,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 173,100 | $9,571,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 52,765 | $9,524,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 2,123,500 | $9,426,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 318,820 | $8,646,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 432,153 | $8,405,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 175,000 | $8,227,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 157,500 | $8,064,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 121,569 | $7,641,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 127,533 | $7,581,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 326,800 | $7,516,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 272,162 | $7,343,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 211,996 | $7,333,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 594,970 | $7,288,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 729,200 | $6,935,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 517,139 | $6,578,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 121,140 | $6,533,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 166,190 | $6,387,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 18,500 | $6,263,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 159,811 | $5,752,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 163,811 | $4,841,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 636,000 | $4,706,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 77,255 | $4,438,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 439,726 | $4,265,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 27,540 | $3,228,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 191,400 | $2,484,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 100,000 | $2,374,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 81,939 | $2,266,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 75,000 | $2,187,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,840 | $2,038,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 91,347 | $2,019,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 57,422 | $1,939,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 141,398 | $1,629,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 1,000,000 | $1,506,000 | thousands by filing date | principal |
| TWENTY FIRST CENTY FOX INC | 90130A951 | PUT | 2,067,500 | $1,473,000 | thousands by filing date | put |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,500,000 | $1,433,000 | thousands by filing date | principal |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 21,554 | $1,257,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 15,490 | $1,214,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 12,420 | $1,129,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 76,426 | $1,109,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 1,000,000 | $950,000 | thousands by filing date | principal |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 292,500 | $851,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 143,753 | $842,000 | thousands by filing date | |
| AKORN INC | 009728956 | Cmn | 191,400 | $727,000 | thousands by filing date | put |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 19,500 | $375,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 12,000 | $374,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 15,000 | $179,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813952 | PUT | 100,000 | $178,000 | thousands by filing date | put |
| SPARTON CORP | 847235108 | COM | 10,000 | $144,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 41,500 | $127,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 200,000 | $102,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 40,000 | $79,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341951 | COM | 155,400 | $78,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W953 | COM | 40,500 | $70,000 | thousands by filing date | put |
| ASPEN INSURANCE HOLDINGS LTD | G05384955 | PUT | 225,000 | $56,000 | thousands by filing date | put |
| ALTRA INDL MOTION CORP | 02208R906 | CALL | 82,000 | $37,000 | thousands by filing date | call |
| DISNEY WALT CO | 254687956 | PUT | 30,000 | $33,000 | thousands by filing date | put |
| KEURIG DR PEPPER INC | 49271V900 | CALL | 100,000 | $13,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-18-000009 | this filing | 2018-11-13 | acceptance time not in the bulk data set |