13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 109 holding rows worth $2,113,137,000.
- Accession
- 0001222765-17-000009
- Filer
- CIK 1222765
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 109 entries on the cover page, a total value of $2,113,137,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,113,137,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,396,508 | $157,931,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 452,933 | $145,165,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,346,872 | $137,987,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,501,517 | $132,284,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 2,559,219 | $84,736,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 10,502,410 | $83,704,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 3,608,146 | $77,575,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 1,199,977 | $64,349,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 2,790,261 | $64,260,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 633,798 | $54,437,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 405,900 | $53,055,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 431,513 | $51,704,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 3,457,150 | $50,993,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 281,817 | $50,674,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 260,846 | $47,127,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1,460,861 | $42,803,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 2,021,864 | $42,439,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,035,106 | $42,294,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 3,507,139 | $41,910,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 708,068 | $35,120,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 259,894 | $34,607,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017909 | COM | 433,500 | $34,583,000 | thousands by filing date | call |
| ALTABA INC | 021346101 | COM | 491,419 | $32,552,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 617,400 | $31,978,000 | thousands by filing date | put |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 659,626 | $26,906,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,250,000 | $26,750,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 761,778 | $25,283,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,941,598 | $24,115,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 853,218 | $23,549,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 972,678 | $23,052,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 851,952 | $21,980,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 398,878 | $21,256,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,178,000 | $19,048,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 458,400 | $17,832,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 528,692 | $16,416,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 411,865 | $16,083,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 1,124,586 | $15,688,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 612,522 | $14,376,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 146,543 | $11,359,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 432,787 | $10,820,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 775,000 | $10,463,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 200,000 | $10,198,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 141,155 | $9,500,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 850,000 | $9,469,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 1,497,814 | $8,163,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 46,450 | $7,386,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 131,000 | $6,805,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 100,177 | $6,177,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 204,340 | $5,603,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 125,000 | $5,483,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 347,351 | $5,443,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 450,000 | $5,166,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 78,294 | $5,120,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 824,305 | $4,921,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 137,092 | $4,916,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 142,498 | $4,875,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 47,500 | $4,841,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 180,000 | $4,811,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 185,000 | $4,719,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300958 | COM | 275,000 | $4,400,000 | thousands by filing date | put |
| DISCOVERY COMMUNICATIONS-A | 25470F904 | COM | 178,600 | $4,215,000 | thousands by filing date | call |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 148,931 | $4,103,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 217,919 | $3,905,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 190,000 | $3,857,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 200,000 | $3,770,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 344,719 | $3,375,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 73,413 | $3,050,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 126,111 | $3,049,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 21,959 | $2,904,000 | thousands by filing date | |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 70,720 | $2,572,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 191,900 | $2,558,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 245,921 | $2,496,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 60,000 | $2,437,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 96,500 | $2,422,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 2,000,000 | $2,418,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925Y953 | COM | 62,100 | $2,329,000 | thousands by filing date | put |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,500,000 | $2,295,000 | thousands by filing date | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 34,100 | $2,015,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 2,000,000 | $1,868,000 | thousands by filing date | principal |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 17,119 | $1,805,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 50,170 | $1,635,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 200,000 | $1,556,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 1,500,000 | $1,501,000 | thousands by filing date | principal |
| CME Group Inc. Class A | 12572Q105 | COM | 10,694 | $1,451,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 20,625 | $1,417,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 1,500,000 | $1,355,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,300,000 | $1,287,000 | thousands by filing date | principal |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 104,812 | $1,074,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,000,000 | $888,000 | thousands by filing date | principal |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 27,260 | $638,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 26,970 | $575,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 20,880 | $544,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 30,800 | $488,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 15,000 | $425,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 6,583 | $323,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 20,601 | $320,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,001 | $319,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,000 | $313,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 5,801 | $308,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 7,800 | $294,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,000 | $292,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,923 | $238,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,955 | $227,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 20,500 | $226,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 12,500 | $212,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,400 | $172,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 87,500 | $143,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,507 | $140,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F953 | PUT | 10,000 | $94,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-17-000009 | this filing | 2017-11-14 | acceptance time not in the bulk data set |