13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 108 holding rows worth $2,126,002,000.
- Accession
- 0001222765-17-000007
- Filer
- CIK 1222765
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 108 entries on the cover page, a total value of $2,126,002,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,126,002,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 3,401,973 | $180,675,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 562,834 | $177,090,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,508,308 | $165,084,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 1,995,987 | $125,348,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,003,557 | $100,767,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,061,000 | $92,212,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 282,399 | $89,269,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 4,457,716 | $82,423,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 8,800,847 | $70,319,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 748,774 | $60,770,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,398,600 | $58,895,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 824,459 | $48,890,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 2,365,967 | $47,674,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 885,438 | $46,946,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 695,867 | $45,259,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 369,713 | $43,759,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,280,385 | $42,701,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 700,000 | $38,136,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,122,000 | $37,632,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 1,137,877 | $37,561,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 1,085,000 | $23,545,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 128,228 | $23,036,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 826,000 | $18,907,000 | thousands by filing date | |
| VANECK MERK GOLD ETF | 921078951 | PUT | 225,000 | $18,100,000 | thousands by filing date | put |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 550,492 | $17,093,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,328,000 | $16,746,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 426,252 | $15,618,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 249,600 | $15,266,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 391,500 | $15,034,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 315,081 | $13,123,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 194,544 | $12,822,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 732,134 | $12,629,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 12,460,000 | $12,382,000 | thousands by filing date | principal |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,689,253 | $12,180,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 292,993 | $11,945,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,000,000 | $11,720,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 739,355 | $11,571,000 | thousands by filing date | |
| MONSANTO CO | 61166W951 | COM | 110,000 | $11,550,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 566,000 | $11,286,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 915,110 | $10,872,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 116,092 | $10,716,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 665,853 | $9,595,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 850,000 | $9,444,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 550,000 | $8,767,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 369,292 | $8,612,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 52,422 | $7,499,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 189,750 | $7,030,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 452,713 | $6,813,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 242,993 | $6,425,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 184,715 | $6,367,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 51,606 | $6,280,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,212,677 | $6,257,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 127,183 | $6,194,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 38,750 | $5,883,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 350,000 | $5,807,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 440,000 | $5,654,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 162,096 | $5,479,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 35,000 | $5,250,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 95,000 | $5,219,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 55,000 | $5,165,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 129,382 | $5,156,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 50,000 | $4,925,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 617,000 | $4,782,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 674,000 | $4,752,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 200,000 | $4,748,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 465,000 | $4,683,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 318,632 | $4,572,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 350,762 | $4,525,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 110,000 | $4,329,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 159,840 | $4,130,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 17,000 | $4,108,000 | thousands by filing date | put |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 148,931 | $3,805,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 35,286 | $3,643,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 130,484 | $3,145,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 94,296 | $3,140,000 | thousands by filing date | |
| ANGIE'S LIST INC | 034754901 | Cmn | 250,000 | $3,125,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 76,353 | $2,972,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE C | 42824C909 | CALL | 150,000 | $2,700,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 45,320 | $2,480,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 2,000,000 | $2,385,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,500,000 | $2,288,000 | thousands by filing date | principal |
| CABELA'S INC | 126804951 | COM | 50,000 | $2,250,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC | 65336K903 | CALL | 32,600 | $2,119,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 19,020 | $1,910,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 2,000,000 | $1,895,000 | thousands by filing date | principal |
| VIRTU FINL INC | 928254101 | CL A | 100,273 | $1,770,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE | 57164Y907 | CALL | 12,500 | $1,625,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887959 | COM | 7,600 | $1,330,000 | thousands by filing date | put |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,300,000 | $1,296,000 | thousands by filing date | principal |
| SINCLAIR BROADCASTING GROUP COMMON STOCK | 829226909 | Cmn | 25,600 | $922,000 | thousands by filing date | call |
| TIME INC NEW | 887228904 | CALL | 50,000 | $875,000 | thousands by filing date | call |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 54,904 | $583,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 213,413 | $523,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 40,000 | $402,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,003 | $338,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,106 | $324,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 10,000 | $283,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 10,883 | $266,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 5,718 | $225,000 | thousands by filing date | |
| CHICAGO BRIDGE IRON CO NV | 167250909 | COM | 10,000 | $218,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 4,135 | $207,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 25,000 | $207,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 10,000 | $190,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354907 | COM | 18,300 | $183,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,400 | $154,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 10,000 | $115,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 30,000 | $64,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 22,000 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-17-000007 | this filing | 2017-08-14 | acceptance time not in the bulk data set |