13F-HR filed by WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 88 holding rows worth $1,762,761,000.
- Accession
- 0001222765-17-000005
- Filer
- CIK 1222765
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 88 entries on the cover page, a total value of $1,762,761,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,762,761,000 with VALUE read as thousands by filing date, 13F file number 028-10693. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 2,958,604 | $157,102,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,824,563 | $102,449,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 746,854 | $82,856,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 1,376,003 | $81,693,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 777,256 | $80,446,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,354,036 | $66,502,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 1,935,186 | $64,635,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,466,290 | $63,050,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,206,773 | $58,034,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,640,977 | $54,398,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 396,945 | $52,428,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 926,222 | $51,507,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 894,127 | $51,162,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 804,568 | $50,704,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 2,508,361 | $49,289,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 793,840 | $48,742,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 529,847 | $47,199,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 2,263,730 | $44,097,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 2,261,434 | $40,593,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 244,942 | $40,173,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 613,400 | $39,325,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 1,285,898 | $38,088,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 427,658 | $37,848,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 4,564,378 | $36,287,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 368,421 | $35,998,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,350,230 | $27,693,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,789,088 | $22,364,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 935,820 | $21,973,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 216,562 | $19,815,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 329,818 | $17,899,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 210,517 | $16,547,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 488,973 | $11,589,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 612,087 | $10,834,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 957,188 | $9,543,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 696,335 | $9,296,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 240,763 | $8,439,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 1,089,621 | $8,401,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 307,720 | $5,954,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 152,604 | $5,950,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 242,993 | $5,897,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 67,215 | $5,605,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 40,422 | $5,469,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 130,166 | $5,062,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 225,622 | $4,844,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 200,000 | $4,646,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 134,396 | $4,615,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 350,762 | $4,455,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 39,042 | $4,372,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 52,895 | $4,363,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 148,931 | $3,895,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 250,000 | $3,253,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 94,296 | $3,088,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 2,000,000 | $2,660,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354107 | COM | 213,736 | $2,524,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 2,000,000 | $2,315,000 | thousands by filing date | principal |
| Comcast Corp | 20030N101 | COM | 60,624 | $2,279,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,500,000 | $2,278,000 | thousands by filing date | principal |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 88,902 | $2,089,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 2,000,000 | $2,005,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,857,000 | $1,734,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 29,561 | $1,613,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 339,220 | $1,309,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,300,000 | $1,298,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,314,000 | $1,177,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,000,000 | $1,021,000 | thousands by filing date | principal |
| CHOICE HOTELS INTL INC | 169905106 | COM | 14,446 | $904,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 9,548 | $899,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,059 | $656,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 11,765 | $643,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 14,096 | $629,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,588 | $625,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 45,562 | $620,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,050 | $615,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 7,477 | $598,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 16,558 | $525,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044955 | COM | 288,600 | $299,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A950 | PUT | 261,400 | $283,000 | thousands by filing date | put |
| BOB EVANS FARMS | 096761101 | COM | 3,255 | $211,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354957 | COM | 233,700 | $165,000 | thousands by filing date | put |
| VALSPAR CORP | 920355904 | COM | 99,600 | $117,000 | thousands by filing date | call |
| VALSPAR CORP CMN STK | 920355954 | Cmn | 433,100 | $87,000 | thousands by filing date | put |
| MEAD JOHNSON NUTRITION CO | 582839956 | COM | 165,400 | $61,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700956 | COM | 155,000 | $21,000 | thousands by filing date | put |
| FREDS INC | 356108900 | CL A | 177,300 | $11,000 | thousands by filing date | call |
| TIME INC NEW | 887228954 | PUT | 63,000 | $8,000 | thousands by filing date | put |
| HEWLETT PACKARD ENTERPRISE C | 42824C959 | PUT | 242,800 | $6,000 | thousands by filing date | put |
| MACYS INC | 55616P904 | CALL | 116,500 | $6,000 | thousands by filing date | call |
| DEPOMED INC CMN STOCK | 249908904 | Cmn | 14,500 | $4,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001222765-17-000005 | this filing | 2017-05-15 | acceptance time not in the bulk data set |