13F-HR filed by GRACE BROTHERS MANAGEMENT LLC
GRACE BROTHERS MANAGEMENT LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-12, with 38 holding rows worth $84,273,000.
- Accession
- 0001218558-15-000002
- Filer
- CIK 1218558
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 38 entries on the cover page, a total value of $84,273,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,273,000 with VALUE read as thousands by filing date, 13F file number 028-10359. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 2,000,000 | $8,885,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 3,750,000 | $5,109,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 2,000,000 | $4,158,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,900,000 | $3,921,000 | thousands by filing date | principal |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,750,000 | $3,590,000 | thousands by filing date | principal |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 2,000,000 | $3,440,000 | thousands by filing date | principal |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 2,750,000 | $3,266,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 2,000,000 | $3,209,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 2,000,000 | $3,164,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,500,000 | $2,978,000 | thousands by filing date | principal |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,250,000 | $2,689,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 1,600,000 | $2,496,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 1,550,000 | $2,485,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 850,000 | $2,398,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,500,000 | $2,338,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,000,000 | $2,043,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 1,500,000 | $1,942,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,750,000 | $1,795,000 | thousands by filing date | principal |
| TYSON FOODS | 902494301 | COM | 37,000 | $1,790,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 1,000,000 | $1,782,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 1,500,000 | $1,740,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 1,000,000 | $1,713,000 | thousands by filing date | principal |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 1,000,000 | $1,595,000 | thousands by filing date | principal |
| ACTAVIS PLC | G0083B116 | PFD CONV SER A | 1,500 | $1,546,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 1,000,000 | $1,495,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,250,000 | $1,361,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 11,900 | $1,257,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,500,000 | $1,243,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,100,000 | $1,216,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 1,000,000 | $1,179,000 | thousands by filing date | principal |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 1,000,000 | $1,166,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167784 | CONV PRF | 1,300 | $1,128,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 20,000 | $1,008,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 865,000 | $969,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 1,000,000 | $923,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 900,000 | $758,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 2,450 | $305,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,000 | $193,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001218558-15-000002 | this filing | 2015-05-12 | acceptance time not in the bulk data set |