13F-HR filed by GRACE BROTHERS MANAGEMENT LLC
GRACE BROTHERS MANAGEMENT LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 46 holding rows worth $117,612,000.
- Accession
- 0001218558-13-000005
- Filer
- CIK 1218558
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 46 entries on the cover page, a total value of $117,612,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $117,612,000 with VALUE read as thousands by filing date, 13F file number 028-10359. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 4,750,000 | $13,162,000 | thousands by filing date | principal |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 3,250,000 | $6,075,000 | thousands by filing date | principal |
| VIROPHARMA INC | 928241AH1 | NOTE 2.000% 3/1 | 2,500,000 | $5,361,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 2,500,000 | $4,691,000 | thousands by filing date | principal |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 3,000,000 | $4,378,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 2,950,000 | $4,316,000 | thousands by filing date | principal |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 2,040,000 | $3,759,000 | thousands by filing date | principal |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 2,000,000 | $3,644,000 | thousands by filing date | principal |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 2,100,000 | $3,590,000 | thousands by filing date | principal |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 1,500,000 | $3,443,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 1,500,000 | $3,383,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,250,000 | $3,372,000 | thousands by filing date | principal |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 2,000,000 | $3,180,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 1,500,000 | $2,868,000 | thousands by filing date | principal |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 1,750,000 | $2,709,000 | thousands by filing date | principal |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 1,250,000 | $2,655,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 2,250,000 | $2,592,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,240,000 | $2,552,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 1,500,000 | $2,549,000 | thousands by filing date | principal |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 42,500 | $2,446,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 1,750,000 | $2,183,000 | thousands by filing date | principal |
| GROUP 1 AUTOMO | 398905AG4 | NOTE 3.0% 3/15/ | 1,000,000 | $2,155,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 1,500,000 | $1,994,000 | thousands by filing date | principal |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 1,500,000 | $1,953,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 1,500,000 | $1,913,000 | thousands by filing date | principal |
| ENERGY XXI BERMUDA LTD CONV PFD $14.0625 | 29274U309 | PREFERRED | 6,000 | $1,898,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 1,750,000 | $1,839,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 1,000,000 | $1,694,000 | thousands by filing date | principal |
| Nextera Energy, Inc. | 65339F887 | PFD | 30,000 | $1,639,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 30,500 | $1,639,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 1,500,000 | $1,558,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 1,300,000 | $1,510,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 30,000 | $1,452,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,500,000 | $1,422,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 17,400 | $1,373,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,180,000 | $1,350,000 | thousands by filing date | principal |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 1,250,000 | $1,308,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 1,000,000 | $1,303,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 1,000,000 | $1,302,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 1,000,000 | $1,191,000 | thousands by filing date | principal |
| OMNICARE | 681904AQ1 | NOTE3 | 1,000,000 | $955,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 1,000,000 | $942,000 | thousands by filing date | principal |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 40,000 | $860,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 42,212 | $791,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 550,000 | $499,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 7,000 | $164,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001218558-13-000005 | this filing | 2013-11-14 | acceptance time not in the bulk data set |