13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 4,100 holding rows worth $467,441,191,000.
- Accession
- 0001214717-20-000010
- Filer
- CIK 1214717
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 5,253 entries on the cover page, a total value of $467,441,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $467,441,191,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 62,669 | $42,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 46,027 | $42,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 12,109 | $41,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $41,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 61,953 | $41,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 74,276 | $41,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 38,553 | $41,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 30,394 | $41,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,708 | $40,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 33,019 | $40,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 13,715 | $39,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 16,498 | $39,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 43,085 | $39,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 10,849 | $38,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 56,191 | $38,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $38,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 22,838 | $38,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 24,820 | $38,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $38,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 190,828 | $38,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 31,503 | $38,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 50,846 | $37,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 11,358 | $37,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 41,881 | $37,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 21,825 | $37,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 32,740 | $37,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 12,188 | $36,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 59,066 | $36,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 17,321 | $35,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 28,709 | $34,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 12,002 | $34,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 17,056 | $34,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 37,615 | $34,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 13,571 | $33,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $33,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 28,665 | $33,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 10,546 | $33,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 73,454 | $33,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 42,783 | $32,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $32,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 23,659 | $32,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 41,831 | $32,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 24,873 | $31,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 16,515 | $31,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $30,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 13,909 | $30,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 303,967 | $30,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 40,657 | $29,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 32,999 | $29,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 61,235 | $28,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 29,439 | $28,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 16,202 | $27,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 97,946 | $26,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 23,876 | $26,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 32,301 | $25,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 32,708 | $25,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $24,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 18,330 | $24,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $23,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 11,674 | $23,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 47,893 | $23,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 51,001 | $23,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 48,715 | $22,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 27,454 | $22,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 21,923 | $21,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 23,566 | $21,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 18,518 | $20,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 11,372 | $20,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 12,607 | $20,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 21,500 | $20,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 23,853 | $19,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 23,845 | $19,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 48,800 | $19,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $18,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 12,559 | $18,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 11,589 | $17,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,368 | $16,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 98,285 | $16,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F302 | COM NEW | 10,788 | $16,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 15,954 | $15,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 16,750 | $15,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 12,136 | $14,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 12,128 | $14,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 36,136 | $14,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $12,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 51,640 | $12,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 13,939 | $11,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 10,000 | $11,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 11,228 | $10,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 73,267 | $10,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 22,429 | $10,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 10,217 | $9,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 17,633 | $9,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 11,709 | $8,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 27,156 | $7,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C109 | SHS | 11,616 | $7,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 10,848 | $7,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 22,052 | $6,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 12,346 | $6,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 12,775 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-20-000010 | this filing | 2020-08-13 | acceptance time not in the bulk data set |