13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 4,100 holding rows worth $467,441,191,000.
- Accession
- 0001214717-20-000010
- Filer
- CIK 1214717
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 5,253 entries on the cover page, a total value of $467,441,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $467,441,191,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 61,209 | $1,486,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,759,896 | $1,476,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 219,384 | $1,476,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 229,601 | $1,476,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 331,413 | $1,471,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 952,367 | $1,466,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 242,934 | $1,462,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 462,184 | $1,460,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 223,452 | $1,456,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 72,356 | $1,452,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 114,560 | $1,448,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 43,510 | $1,446,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 419,251 | $1,442,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 414,341 | $1,441,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 1,200,000 | $1,439,000 | thousands by filing date | principal |
| BG STAFFING INC | 05544A109 | COM | 126,928 | $1,436,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 88,638 | $1,427,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 572,764 | $1,426,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 166,804 | $1,426,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 242,405 | $1,422,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 349,598 | $1,419,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 368,263 | $1,414,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 70,954 | $1,414,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 54,572 | $1,413,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 51,602 | $1,408,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 41,524 | $1,407,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 86,572 | $1,407,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 101,591 | $1,407,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 22,921 | $1,392,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 83,191 | $1,382,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 154,320 | $1,378,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 353,014 | $1,373,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 432,044 | $1,373,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 25,688 | $1,368,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 394,576 | $1,364,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,374 | $1,354,000 | thousands by filing date | principal |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 207,594 | $1,353,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 54,076 | $1,351,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 202,467 | $1,351,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 52,619 | $1,347,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 61,951 | $1,344,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,357,952 | $1,344,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 27,005 | $1,342,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 56,186 | $1,340,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 152,486 | $1,338,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 45,167 | $1,335,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 198,482 | $1,331,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 84,231 | $1,329,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 157,203 | $1,329,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 179,417 | $1,322,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 75,989 | $1,320,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 27,364 | $1,318,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 56,892 | $1,315,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 270,446 | $1,314,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 72,902 | $1,302,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 429,507 | $1,301,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 55,901 | $1,300,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 84,407 | $1,299,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 267,957 | $1,298,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 76,705 | $1,296,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 485,086 | $1,290,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 575,005 | $1,288,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 101,012 | $1,285,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 6,503 | $1,282,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 227,207 | $1,278,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 100,484 | $1,277,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 24,847 | $1,267,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 372,882 | $1,259,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 51,850 | $1,258,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 116,827 | $1,258,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 53,313 | $1,257,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 119,352 | $1,257,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 150,200 | $1,254,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 52,885 | $1,247,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 87,484 | $1,245,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 89,339 | $1,244,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 825,550 | $1,241,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 53,298 | $1,241,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 313,955 | $1,240,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 192,744 | $1,239,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 71,502 | $1,238,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 1,000,000 | $1,236,000 | thousands by filing date | principal |
| BEYOND AIR INC | 08862L103 | COM | 170,588 | $1,236,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 270,820 | $1,232,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 69,677 | $1,231,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 175,192 | $1,231,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 117,603 | $1,211,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 85,132 | $1,210,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 396,993 | $1,202,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 208,888 | $1,201,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 152,500 | $1,198,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 220,232 | $1,198,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 172,488 | $1,190,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 32,688 | $1,176,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 1,000,000 | $1,173,000 | thousands by filing date | principal |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 13,308 | $1,171,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 129,162 | $1,162,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 164,798 | $1,155,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 804,708 | $1,150,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 135,718 | $1,148,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 86,965 | $1,147,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 85,762 | $1,144,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 270,820 | $1,140,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 50,495 | $1,138,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 38,447 | $1,134,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 28,545 | $1,123,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 4,069,005 | $1,123,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 100,988 | $1,120,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 286,762 | $1,118,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 43,034 | $1,115,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 164,652 | $1,106,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 66,011 | $1,105,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 358,588 | $1,104,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 87,404 | $1,103,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 619,215 | $1,102,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 180,290 | $1,096,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 346,506 | $1,088,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 812,334 | $1,080,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 785,819 | $1,068,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 89,206 | $1,061,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 374,276 | $1,047,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 203,169 | $1,046,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 117,154 | $1,042,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 87,403 | $1,040,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 225,934 | $1,039,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 689,507 | $1,034,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,582,205 | $1,031,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 137,860 | $1,024,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 1,576,208 | $1,023,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 98,565 | $1,022,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 144,851 | $1,016,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 284,830 | $1,011,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 254,672 | $1,005,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 101,535 | $1,005,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 195,026 | $1,004,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 736,728 | $1,001,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 239,598 | $999,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 339,569 | $994,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 64,076 | $986,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 473,344 | $979,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 78,878 | $978,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 130,065 | $978,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 70,598 | $978,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 22,512 | $978,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 90,575 | $976,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 40,493 | $974,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 23,702 | $974,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 50,921 | $970,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 20,695 | $962,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 220,738 | $958,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 368,263 | $957,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 188,003 | $955,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 89,034 | $953,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 478,320 | $947,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 13,715 | $946,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 91,469 | $945,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 30,751 | $945,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 47,165 | $943,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 100,383 | $935,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 103,851 | $935,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 166,327 | $933,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 48,339 | $931,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 447,972 | $931,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 325,333 | $923,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,613,395 | $918,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 86,250 | $917,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 477,589 | $912,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 166,463 | $907,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 772,830 | $904,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 134,619 | $900,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 282,201 | $900,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 532,081 | $899,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 708,562 | $899,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 25,919 | $898,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 29,820 | $895,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 38,038 | $891,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 75,651 | $890,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 1,021,544 | $888,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 28,679 | $885,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 65,853 | $883,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 92,004 | $879,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 89,246 | $878,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 111,594 | $877,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 900,000 | $876,000 | thousands by filing date | principal |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 48,742 | $873,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 37,298 | $872,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 157,592 | $871,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 58,092 | $865,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 121,264 | $863,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 241,090 | $863,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 158,174 | $863,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 95,368 | $855,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 64,294 | $854,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 695,626 | $848,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 56,355 | $846,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 28,213 | $846,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 456,339 | $844,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 1,359,774 | $843,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 64,967 | $841,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 62,682 | $834,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 1,079,415 | $834,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 115,699 | $833,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 64,177 | $828,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 1,000,000 | $828,000 | thousands by filing date | principal |
| SALISBURY BANCORP INC | 795226109 | COM | 20,182 | $827,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 367,876 | $816,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 173,548 | $815,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 75,740 | $810,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 142,433 | $806,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 25,526 | $806,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 26,061 | $805,000 | thousands by filing date | principal |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,573,435 | $805,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 187,542 | $803,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 260,579 | $802,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 52,313 | $801,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 60,579 | $801,000 | thousands by filing date | |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 800,000 | $801,000 | thousands by filing date | principal |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 74,815 | $800,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 254,680 | $799,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,000,000 | $797,000 | thousands by filing date | principal |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 22,318 | $791,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 26,577 | $790,000 | thousands by filing date | principal |
| CELSION CORP | 15117N503 | COM PAR NEW | 212,358 | $789,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 18,094 | $784,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 370,394 | $781,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 72,662 | $780,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 159,078 | $779,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 115,282 | $777,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 48,941 | $776,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 239,025 | $776,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 98,224 | $775,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 27,285 | $772,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 194,335 | $771,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 579,661 | $770,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 545,707 | $769,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 181,753 | $768,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 266,314 | $761,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 43,838 | $759,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 27,657 | $758,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 365,981 | $757,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 387,782 | $756,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 238,593 | $749,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 52,461 | $747,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 973,637 | $744,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 257,222 | $743,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 176,744 | $740,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 154,279 | $739,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 330,790 | $737,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 858,474 | $735,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 94,161 | $732,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 64,029 | $728,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 20,397 | $727,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 27,027 | $723,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 32,610 | $722,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 332,586 | $718,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 30,985 | $718,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 156,807 | $711,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 53,946 | $709,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 26,211 | $707,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 395,322 | $707,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 44,105 | $703,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 37,576 | $701,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 466,762 | $699,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 48,779 | $696,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 141,166 | $695,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 31,283 | $691,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 197,067 | $687,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 70,668 | $685,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 73,705 | $684,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 128,200 | $682,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 450,090 | $679,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 94,185 | $672,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 412,575 | $668,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 674,028 | $667,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 188,514 | $667,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 587,825 | $663,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 21,402 | $663,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 557,519 | $663,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 26,810 | $662,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 203,735 | $660,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 76,601 | $659,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 85,466 | $658,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 248,493 | $658,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 25,740 | $657,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 76,323 | $654,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,036,948 | $654,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 527,383 | $653,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 438,646 | $653,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 92,328 | $649,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 90,770 | $645,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 272,981 | $644,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 72,857 | $639,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 158,801 | $638,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 283,270 | $637,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 13,470 | $630,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 147,089 | $625,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 94,429 | $620,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 72,174 | $620,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 194,272 | $617,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 326,195 | $613,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 60,952 | $610,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 59,932 | $610,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 8,554 | $608,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,700 | $606,000 | thousands by filing date | principal |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 121,291 | $602,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 18,493 | $600,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 205,423 | $598,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 57,390 | $594,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 37,421 | $593,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 246,436 | $588,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 46,343 | $587,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 25,676 | $587,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 600,000 | $586,000 | thousands by filing date | principal |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 42,208 | $585,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 107,680 | $583,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 31,111 | $582,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 45,382 | $581,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 397,814 | $580,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 106,012 | $577,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 114,043 | $577,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 52,046 | $577,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 700,320 | $574,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 186,855 | $571,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 163,191 | $571,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 313,030 | $569,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 857,328 | $569,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 235,497 | $567,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 45,144 | $564,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 167,375 | $564,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 25,223 | $562,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 198,966 | $561,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 57,861 | $560,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 480,940 | $557,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 75,252 | $553,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 152,631 | $552,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 78,453 | $550,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 17,341 | $550,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 45,335 | $549,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 57,013 | $549,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 147,672 | $547,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 124,099 | $546,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 86,855 | $544,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 755,812 | $544,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 23,648 | $543,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 47,075 | $543,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 35,519 | $543,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 73,813 | $542,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 43,253 | $542,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 82,616 | $541,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 983,894 | $541,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 28,040 | $540,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 344,748 | $534,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 288,187 | $533,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 13,976 | $532,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 177,940 | $532,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 278,467 | $531,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 46,841 | $529,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 159,375 | $528,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 79,526 | $524,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 726,005 | $524,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 273,955 | $523,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 211,443 | $522,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q209 | UNIT 03/31/2025 | 50,000 | $522,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 372,630 | $521,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 18,697 | $520,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 133,330 | $517,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 812,062 | $517,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 24,381 | $512,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 17,444 | $511,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 89,888 | $510,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 50,000 | $510,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 11,778 | $508,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 676,763 | $508,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 422,275 | $506,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 235,240 | $505,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 15,471 | $504,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 38,958 | $503,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 605,103 | $501,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 126,225 | $496,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 27,181 | $496,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 349,520 | $496,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 148,000 | $494,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 309,005 | $494,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 29,439 | $493,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 700,000 | $493,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 600,000 | $493,000 | thousands by filing date | principal |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 124,768 | $492,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 63,584 | $492,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 423,585 | $491,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 700,000 | $489,000 | thousands by filing date | principal |
| INNERWORKINGS INC | 45773Y105 | COM | 366,697 | $484,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 211,617 | $482,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 900,912 | $481,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 387,387 | $480,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 41,665 | $479,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 16,931 | $478,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 49,636 | $477,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 130,511 | $477,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 95,647 | $470,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 11,003 | $468,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 18,232 | $468,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 43,871 | $466,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 119,270 | $465,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 203,942 | $464,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 58,158 | $462,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 37,815 | $462,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 55,252 | $458,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 61,098 | $457,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 196,143 | $457,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 40,784 | $455,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 32,498 | $453,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 12,796 | $452,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 316,702 | $452,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 330,586 | $452,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 27,729 | $444,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 78,996 | $443,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 452,298 | $443,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 206,214 | $443,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 126,703 | $442,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 336,742 | $441,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,128,403 | $440,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 6,586 | $439,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 143,749 | $436,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 19,109 | $431,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 17,132 | $430,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 183,487 | $427,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 40,987 | $426,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1,270 | $425,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 69,658 | $424,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 83,172 | $424,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 8,594 | $423,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 13,432 | $423,000 | thousands by filing date | |
| DELMAR BANCORP | 247035207 | COM NEW | 64,415 | $423,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 34,582 | $419,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 17,337 | $409,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 48,395 | $409,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 125,443 | $408,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 84,347 | $407,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 157,645 | $403,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 58,322 | $402,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 181,398 | $402,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 329,593 | $402,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 253,640 | $400,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 45,782 | $400,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 263,746 | $400,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 72,114 | $399,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 101,782 | $398,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 42,945 | $397,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 81,461 | $396,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 22,299 | $396,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 17,674 | $394,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 194,560 | $394,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 42,723 | $393,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 519,797 | $393,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 144,362 | $392,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 400,000 | $391,000 | thousands by filing date | principal |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 56,412 | $390,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 152,493 | $388,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 24,344 | $388,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,426,832 | $388,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 169,001 | $388,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 175,350 | $385,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 400,000 | $385,000 | thousands by filing date | principal |
| AIM IMMUNOTECH INC | 00901B105 | COM | 154,782 | $383,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 23,192 | $382,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 28,082 | $381,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 168,751 | $379,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 38,774 | $376,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 33,154 | $375,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 9,506 | $371,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 396,328 | $371,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 103,106 | $370,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 83,134 | $369,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 100,583 | $369,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 64,477 | $367,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 35,897 | $364,000 | thousands by filing date | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 9,202 | $364,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 508,733 | $361,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 74,849 | $360,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 18,600 | $359,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 49,504 | $358,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 34,556 | $357,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 664,920 | $357,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 21,436 | $354,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 133,169 | $352,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,494 | $349,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 129,057 | $349,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 35,034 | $348,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 50,504 | $348,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 227,989 | $346,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 19,944 | $344,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 26,737 | $341,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 89,903 | $341,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 13,431 | $340,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 85,468 | $338,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 32,112 | $337,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 639,089 | $337,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 113,215 | $337,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 55,421 | $336,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 21,067 | $336,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-20-000010 | this filing | 2020-08-13 | acceptance time not in the bulk data set |