13F-HR/A filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR/A for the quarter ended 2019-12-31, filed 2020-02-20, with 4,207 holding rows worth $478,467,996,000.
- Accession
- 0001214717-20-000005
- Filer
- CIK 1214717
- Filed
- 2020-02-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, amendment of type new holdings, 5,225 entries on the cover page, a total value of $478,467,996,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $478,467,996,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STONERIDGE INC | 86183P102 | COMMON STOCK | 346,316 | $10,153,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 262,876 | $10,118,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 339,350 | $10,098,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 137,278 | $10,087,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 231,587 | $10,071,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 267,021 | $10,039,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 201,117 | $10,027,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 231,531 | $9,990,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 252,001 | $9,984,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,123,201 | $9,979,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 262,620 | $9,969,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 1,561,922 | $9,965,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 248,965 | $9,892,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 63,696 | $9,882,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 439,972 | $9,842,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 647,703 | $9,819,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,238,891 | $9,812,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 473,517 | $9,801,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 570,319 | $9,798,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 763,700 | $9,797,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 311,088 | $9,795,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 992,291 | $9,783,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 371,517 | $9,777,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 9,392,000 | $9,774,000 | thousands by filing date | principal |
| BANCORP INC DEL | 05969A105 | COM | 752,598 | $9,760,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 259,689 | $9,738,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 504,828 | $9,738,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 264,324 | $9,727,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 211,159 | $9,725,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 445,619 | $9,723,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 635,018 | $9,722,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,481,180 | $9,716,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 303,765 | $9,713,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 202,215 | $9,689,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,600,421 | $9,682,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 161,117 | $9,679,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 33,189 | $9,654,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 11,444,000 | $9,652,000 | thousands by filing date | principal |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 279,445 | $9,651,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 1,214,652 | $9,632,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 137,711 | $9,623,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 8,496,000 | $9,606,000 | thousands by filing date | principal |
| OMEROS CORP | 682143102 | COM | 680,918 | $9,594,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,227,118 | $9,571,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 347,028 | $9,567,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 206,873 | $9,538,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 494,518 | $9,534,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 587,152 | $9,529,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 471,647 | $9,513,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 299,416 | $9,512,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 419,935 | $9,503,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 9,250,000 | $9,490,000 | thousands by filing date | principal |
| AMERICAS CAR-MART INC | 03062T105 | COM | 86,501 | $9,485,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 699,211 | $9,453,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 432,420 | $9,452,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 345,545 | $9,450,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 451,736 | $9,436,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 542,231 | $9,434,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 717,749 | $9,402,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 248,487 | $9,402,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 214,029 | $9,400,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 570,985 | $9,358,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 10,000,000 | $9,334,000 | thousands by filing date | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 1,000,739 | $9,306,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,121,869 | $9,288,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 257,717 | $9,264,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 389,053 | $9,263,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 1,143,617 | $9,251,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,209,088 | $9,249,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 87,628 | $9,221,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 163,473 | $9,208,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 8,800,000 | $9,193,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 233,426 | $9,182,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 6,508,229 | $9,175,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 219,693 | $9,152,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 399,691 | $9,144,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 397,875 | $9,135,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 262,939 | $9,113,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 123,054 | $9,087,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 203,281 | $9,085,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,251,235 | $9,072,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 229,165 | $9,072,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 849,553 | $9,064,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 622,511 | $9,057,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,445,239 | $9,032,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 569,335 | $9,012,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 441,996 | $8,963,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 184,314 | $8,930,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 176,688 | $8,920,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 223,146 | $8,883,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 202,515 | $8,882,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 197,467 | $8,874,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 769,789 | $8,867,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 75,548 | $8,853,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 338,611 | $8,844,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 191,773 | $8,842,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 441,361 | $8,825,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 687,638 | $8,822,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 971,854 | $8,795,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 158,650 | $8,787,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 400,297 | $8,782,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 5,973,669 | $8,781,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 425,143 | $8,748,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 518,995 | $8,740,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 792,903 | $8,737,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 440,109 | $8,727,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 5,000,000 | $8,717,000 | thousands by filing date | principal |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 952,262 | $8,713,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 540,460 | $8,706,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 849,112 | $8,677,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 749,075 | $8,669,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 584,003 | $8,654,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,107,463 | $8,638,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 502,119 | $8,626,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 606,857 | $8,617,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 3,011,503 | $8,612,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 241,014 | $8,560,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 1,886,963 | $8,547,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 300,872 | $8,544,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 291,103 | $8,542,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,757,721 | $8,541,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 1,163,618 | $8,540,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 138,616 | $8,524,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 329,304 | $8,519,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 593,035 | $8,509,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 272,218 | $8,506,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 253,566 | $8,502,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 390,476 | $8,498,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 799,972 | $8,487,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 474,018 | $8,480,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 408,391 | $8,478,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 390,396 | $8,434,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 290,980 | $8,426,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 862,294 | $8,423,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 420,458 | $8,400,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 321,772 | $8,398,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 183,276 | $8,379,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 158,693 | $8,375,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 461,823 | $8,326,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,711,882 | $8,285,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 183,652 | $8,273,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 306,874 | $8,273,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 328,888 | $8,248,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 527,405 | $8,243,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 903,820 | $8,242,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 273,064 | $8,232,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 241,094 | $8,230,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 9,500,000 | $8,227,000 | thousands by filing date | principal |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 169,342 | $8,221,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 225,391 | $8,220,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 164,617 | $8,209,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 225,989 | $8,184,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 466,855 | $8,169,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 509,562 | $8,158,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 359,204 | $8,135,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 146,783 | $8,128,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 403,240 | $8,048,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 548,563 | $8,047,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,708,292 | $8,045,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 258,899 | $8,031,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,902,399 | $8,028,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 432,330 | $8,002,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 248,456 | $7,975,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 86,956 | $7,955,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 439,767 | $7,950,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 432,472 | $7,926,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 557,120 | $7,922,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 134,224 | $7,909,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 93,637 | $7,905,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 176,770 | $7,902,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 209,055 | $7,898,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 665,666 | $7,894,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 592,491 | $7,891,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 255,210 | $7,885,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 414,156 | $7,881,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 102,482 | $7,860,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 672,475 | $7,841,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 441,355 | $7,819,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 192,877 | $7,809,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 763,372 | $7,807,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 567,176 | $7,804,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 375,027 | $7,763,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 312,226 | $7,752,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 131,311 | $7,742,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 88,195 | $7,726,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 663,237 | $7,706,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 124,922 | $7,703,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 150,198 | $7,699,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 60,000 | $7,696,000 | thousands by filing date | principal |
| UMH PPTYS INC | 903002103 | COM | 488,392 | $7,682,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 719,376 | $7,682,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 448,020 | $7,670,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 957,735 | $7,661,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 44,147 | $7,624,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 244,641 | $7,613,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,212,403 | $7,601,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 461,692 | $7,599,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 3,241,507 | $7,585,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 817,276 | $7,584,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 661,111 | $7,582,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 711,198 | $7,581,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 5,000,000 | $7,569,000 | thousands by filing date | principal |
| CUTERA INC | 232109108 | COM | 210,992 | $7,555,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 429,338 | $7,534,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 87,065 | $7,522,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 336,548 | $7,521,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 487,313 | $7,519,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 691,002 | $7,518,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 230,676 | $7,517,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 717,582 | $7,480,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 344,812 | $7,465,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,332,037 | $7,406,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 7,300,000 | $7,400,000 | thousands by filing date | principal |
| GOPRO INC | 38268T103 | CL A | 1,703,066 | $7,391,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,592,526 | $7,389,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 437,061 | $7,386,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 663,990 | $7,383,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 356,465 | $7,378,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 197,771 | $7,372,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 262,956 | $7,372,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 157,488 | $7,370,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD | 395366AB3 | CONVERTIBLE BOND | 7,700,000 | $7,350,000 | thousands by filing date | principal |
| DUCOMMUN INC DEL | 264147109 | COM | 145,129 | $7,333,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 182,368 | $7,320,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,201,478 | $7,304,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 1,513,322 | $7,294,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 3,013,432 | $7,292,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 908,515 | $7,286,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 6,000,000 | $7,270,000 | thousands by filing date | principal |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 629,090 | $7,265,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 381,827 | $7,258,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 141,634 | $7,213,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,528,136 | $7,205,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 373,312 | $7,201,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 190,444 | $7,197,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 216,342 | $7,173,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 520,142 | $7,151,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 648,392 | $7,125,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 689,633 | $7,123,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 499,885 | $7,118,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,124,954 | $7,109,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 1,902,426 | $7,096,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 517,737 | $7,051,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 609,910 | $7,050,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 296,879 | $7,041,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 122,305 | $7,019,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 407,356 | $7,018,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 5,500,000 | $7,011,000 | thousands by filing date | principal |
| ADTRAN INC | 00738A106 | COMMON STOCK | 708,940 | $7,010,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 184,594 | $7,003,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 871,360 | $6,997,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 138,639 | $6,994,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 297,317 | $6,992,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 49,769 | $6,990,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 9,500,000 | $6,989,000 | thousands by filing date | principal |
| AMERICAN VANGUARD CORP | 030371108 | COM | 358,473 | $6,979,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 749,759 | $6,957,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 451,003 | $6,954,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 339,646 | $6,949,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 662,940 | $6,940,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 230,311 | $6,936,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 971,384 | $6,925,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,276,890 | $6,921,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 812,754 | $6,900,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,332,404 | $6,888,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 250,806 | $6,868,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 89,872 | $6,852,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 403,244 | $6,802,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 226,696 | $6,782,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 1,426,594 | $6,776,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 263,605 | $6,761,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 156,188 | $6,748,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 299,100 | $6,723,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 247,895 | $6,722,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,341,368 | $6,719,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 435,576 | $6,716,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 88,802 | $6,690,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 160,401 | $6,688,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 318,347 | $6,685,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,071,635 | $6,676,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 518,667 | $6,670,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 97,483 | $6,628,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 343,228 | $6,624,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 391,655 | $6,615,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 33,325 | $6,607,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 201,810 | $6,594,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,910,404 | $6,590,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 619,789 | $6,588,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 1,150,352 | $6,580,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 186,308 | $6,567,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 325,660 | $6,565,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 595,873 | $6,524,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 303,345 | $6,503,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 687,840 | $6,485,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 382,510 | $6,464,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 318,839 | $6,448,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 72,630 | $6,419,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 880,321 | $6,417,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 313,829 | $6,408,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 399,269 | $6,376,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 116,804 | $6,362,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 157,650 | $6,353,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 393,543 | $6,347,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 218,912 | $6,344,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 229,987 | $6,313,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 208,011 | $6,313,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 204,417 | $6,310,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,581,453 | $6,305,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 76,722 | $6,287,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 336,479 | $6,280,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,537,134 | $6,271,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 199,750 | $6,266,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 249,888 | $6,259,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 419,434 | $6,241,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 428,699 | $6,233,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 173,766 | $6,217,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 380,131 | $6,215,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 827,218 | $6,208,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 284,296 | $6,194,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAG9 | NOTE 7.000% 8/1 | 5,500,000 | $6,187,000 | thousands by filing date | principal |
| SIERRA BANCORP | 82620P102 | COM | 211,845 | $6,168,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 418,252 | $6,165,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 244,401 | $6,153,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,509,835 | $6,144,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 244,215 | $6,144,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 389,566 | $6,135,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 378,634 | $6,111,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 133,374 | $6,109,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 129,611 | $6,090,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 242,585 | $6,079,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,230,503 | $6,053,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 308,525 | $6,037,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 258,197 | $6,026,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 455,001 | $6,019,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 687,025 | $6,018,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,575,809 | $6,003,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 106,841 | $5,998,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 165,481 | $5,995,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 591,004 | $5,975,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 184,860 | $5,974,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 230,221 | $5,967,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 222,368 | $5,966,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 829,149 | $5,961,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 192,162 | $5,960,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 295,986 | $5,958,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,169,835 | $5,954,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 1,074,435 | $5,887,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 124,721 | $5,881,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 379,605 | $5,876,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 474,251 | $5,875,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 320,117 | $5,874,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 177,179 | $5,850,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,289,567 | $5,841,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 5,600,000 | $5,833,000 | thousands by filing date | principal |
| U S SILICA HLDGS INC | 90346E103 | COM | 948,251 | $5,831,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 151,074 | $5,830,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 210,246 | $5,825,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,091,035 | $5,815,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 146,453 | $5,794,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,710,214 | $5,780,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,521,080 | $5,780,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 474,626 | $5,776,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 322,238 | $5,758,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 767,882 | $5,743,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 574,831 | $5,742,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 167,248 | $5,741,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 141,988 | $5,733,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 259,600 | $5,718,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 187,432 | $5,716,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 351,192 | $5,706,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 407,421 | $5,703,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 359,871 | $5,700,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 262,365 | $5,698,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 336,893 | $5,683,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,346,216 | $5,681,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K114 | W EXP 11/25/202 | 1,696,833 | $5,679,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 661,090 | $5,672,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 346,698 | $5,657,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 485,909 | $5,646,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,504,321 | $5,640,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAD8 | NOTE 4.500% 8/1 | 4,067,000 | $5,635,000 | thousands by filing date | principal |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 307,797 | $5,624,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 288,146 | $5,618,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 206,474 | $5,614,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 621,683 | $5,613,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,541,427 | $5,610,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 302,443 | $5,592,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 58,940 | $5,581,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 166,075 | $5,573,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 1,105,529 | $5,538,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 216,291 | $5,537,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 390,075 | $5,511,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 269,572 | $5,507,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 136,435 | $5,501,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 51,221 | $5,495,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 286,193 | $5,477,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 656,257 | $5,453,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 146,841 | $5,451,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 167,986 | $5,451,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 634,138 | $5,440,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 252,987 | $5,424,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 252,346 | $5,422,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 81,827 | $5,412,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 210,976 | $5,407,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 173,686 | $5,403,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 481,042 | $5,399,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 632,751 | $5,384,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 49,885 | $5,382,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 7,615,000 | $5,378,000 | thousands by filing date | principal |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 668,137 | $5,364,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,650,255 | $5,355,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 698,196 | $5,355,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 383,675 | $5,352,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 188,132 | $5,314,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 572,147 | $5,292,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 257,458 | $5,282,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 363,993 | $5,281,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 362,741 | $5,259,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 286,494 | $5,251,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 91,926 | $5,234,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 300,192 | $5,223,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 287,657 | $5,218,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 5,530,000 | $5,213,000 | thousands by filing date | principal |
| IMPINJ INC | 453204109 | COM | 201,386 | $5,207,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 692,980 | $5,207,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 415,874 | $5,186,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 152,505 | $5,185,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 634,194 | $5,175,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 280,319 | $5,160,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,463,541 | $5,151,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 759,611 | $5,150,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 5,000,000 | $5,134,000 | thousands by filing date | principal |
| MODINE MFG CO COM | 607828100 | Stock | 666,359 | $5,130,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 266,891 | $5,129,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 696,096 | $5,102,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 32,900 | $5,101,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,464,455 | $5,096,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 300,777 | $5,095,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 151,303 | $5,090,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 72,578 | $5,081,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,081,038 | $5,080,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 147,648 | $5,070,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 376,319 | $5,069,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 131,597 | $5,065,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 323,315 | $5,061,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 790,757 | $5,060,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 29,996 | $5,051,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 296,094 | $5,051,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 103,805 | $5,034,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 70,401 | $5,026,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 5,000,000 | $5,024,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 561,721 | $5,021,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 172,706 | $5,020,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 333,889 | $5,018,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 632,392 | $4,983,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 196,891 | $4,973,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 308,107 | $4,969,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 728,432 | $4,967,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 585,974 | $4,963,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 61,860 | $4,958,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 566,043 | $4,952,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 170,495 | $4,947,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 313,477 | $4,934,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 401,032 | $4,932,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 680,858 | $4,929,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 349,592 | $4,922,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 98,771 | $4,919,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 214,392 | $4,913,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 711,564 | $4,888,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 98,553 | $4,888,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 425,320 | $4,886,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 258,915 | $4,880,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 512,870 | $4,872,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 106,866 | $4,868,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 219,756 | $4,856,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 181,817 | $4,843,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 359,456 | $4,834,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,259,255 | $4,834,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 547,281 | $4,825,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 407,769 | $4,815,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 287,969 | $4,806,000 | thousands by filing date | |
| Omeros Corp | 682143AE2 | NOTE 6.250%11/1 | 5,000,000 | $4,801,000 | thousands by filing date | principal |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 865,971 | $4,797,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 162,698 | $4,781,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 153,434 | $4,777,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 91,683 | $4,775,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 285,085 | $4,772,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 198,268 | $4,758,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 172,934 | $4,752,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,029,822 | $4,749,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 484,728 | $4,745,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 563,986 | $4,737,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 481,933 | $4,717,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 429,544 | $4,715,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 232,795 | $4,714,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 216,153 | $4,699,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 185,091 | $4,699,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 122,554 | $4,676,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 177,066 | $4,674,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 445,928 | $4,668,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-20-000003 | superseded | 2020-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001214717-20-000005 | this filing | 2020-02-20 | acceptance time not in the bulk data set |