13F-HR/A filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR/A for the quarter ended 2019-12-31, filed 2020-02-20, with 4,207 holding rows worth $478,467,996,000.
- Accession
- 0001214717-20-000005
- Filer
- CIK 1214717
- Filed
- 2020-02-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, amendment of type new holdings, 5,225 entries on the cover page, a total value of $478,467,996,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $478,467,996,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 17,557 | $85,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 13,040 | $85,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 72,657 | $85,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 11,676 | $85,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 99,730 | $85,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 491,807 | $84,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 70,465 | $84,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 40,596 | $84,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 72,296 | $82,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 62,669 | $82,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 78,132 | $81,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 232,890 | $81,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 22,493 | $80,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 15,950 | $78,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 32,161 | $78,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 54,000 | $77,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259202 | COM | 10,279 | $77,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 43,073 | $77,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 36,506 | $76,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 199,792 | $76,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 38,028 | $75,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 12,396 | $75,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 31,094 | $74,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 65,372 | $74,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 13,927 | $74,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 73,408 | $74,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 196,997 | $74,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 154,719 | $74,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 236,143 | $73,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 23,801 | $73,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 17,056 | $72,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 51,409 | $71,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 87,066 | $71,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 114,900 | $71,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 14,397 | $70,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 42,000 | $69,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 22,555 | $69,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 155,198 | $69,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 18,330 | $69,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 55,000 | $69,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 10,178 | $68,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 70,044 | $68,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 16,999 | $67,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 19,177 | $66,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,566 | $66,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $66,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 73,559 | $65,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 30,056 | $65,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 88,989 | $64,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 11,989 | $64,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 166,130 | $63,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 155,689 | $63,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 65,457 | $63,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 16,193 | $63,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 113,968 | $63,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 41,762 | $62,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 41,881 | $62,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 21,290 | $62,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 796,104 | $62,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 14,728 | $61,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 30,237 | $61,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 200,000 | $61,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 267,745 | $60,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,679 | $60,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 113,002 | $60,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 19,722 | $59,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 72,246 | $59,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 36,646 | $58,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 32,042 | $57,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 26,172 | $57,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 64,347 | $57,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 31,503 | $57,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $55,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 305,700 | $55,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 13,040 | $54,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 33,515 | $54,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 60,615 | $54,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 81,343 | $54,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 11,624 | $53,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 26,977 | $52,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 91,895 | $52,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 73,454 | $52,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 39,734 | $51,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 28,550 | $51,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 46,027 | $51,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 15,898 | $51,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 61,019 | $50,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 37,615 | $50,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 26,579 | $50,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 92,634 | $50,000 | thousands by filing date | |
| Reebonz Holding Limited | G7457R122 | SHS | 42,680 | $49,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 18,136 | $48,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 26,166 | $48,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 37,967 | $48,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 26,293 | $47,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 97,946 | $47,000 | thousands by filing date | |
| GLOWPOINT INC | 379887508 | COM | 34,074 | $47,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $46,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 37,129 | $46,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 33,068 | $46,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 100,000 | $46,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 21,179 | $46,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 18,162 | $45,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 36,009 | $45,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 48,285 | $43,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 11,406 | $42,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 13,333 | $41,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 10,877 | $40,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 10,546 | $40,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $39,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 50,846 | $39,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $39,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 67,237 | $39,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 15,259 | $38,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 50,000 | $37,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 131,211 | $36,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 37,235 | $36,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 74,276 | $36,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 39,807 | $35,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 17,533 | $34,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 23,659 | $32,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 21,923 | $32,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 106,848 | $31,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 84,439 | $31,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 40,000 | $31,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 12,969 | $30,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 26,791 | $30,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 13,866 | $29,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $29,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 20,298 | $29,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 13,492 | $27,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 64,817 | $27,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 57,940 | $27,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,987 | $26,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 48,715 | $26,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 35,506 | $25,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 22,052 | $25,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 32,301 | $25,000 | thousands by filing date | |
| BAT GROUP INC | 07039P104 | COM | 16,515 | $25,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 13,662 | $24,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 14,385 | $24,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 11,372 | $24,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 167,547 | $24,000 | thousands by filing date | |
| SIGMA LABS INC | 826598302 | COM PAR | 24,951 | $24,000 | thousands by filing date | |
| AMERI HLDGS INC | 02362F302 | COM NEW | 10,788 | $24,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $23,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 15,954 | $23,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 30,394 | $23,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $22,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 65,621 | $22,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 11,233 | $22,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 23,845 | $22,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 11,730 | $22,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 23,853 | $21,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 17,818 | $21,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 29,345 | $20,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 11,465 | $20,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 70,353 | $20,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 23,566 | $20,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 16,581 | $20,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 50,723 | $20,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,368 | $19,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $19,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 36,136 | $19,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 20,190 | $18,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 98,285 | $18,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $18,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 71,771 | $18,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 45,429 | $18,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 47,394 | $18,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 23,876 | $18,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 13,045 | $16,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 48,539 | $16,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 82,664 | $16,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 53,936 | $16,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 17,127 | $16,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 44,729 | $15,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $14,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 13,909 | $14,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 48,371 | $14,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 11,422 | $13,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 27,156 | $13,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 11,616 | $13,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 26,911 | $12,000 | thousands by filing date | |
| VALERITAS HOLDINGS INC | 91914N301 | COM | 21,512 | $12,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X309 | COM | 26,866 | $11,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 11,589 | $10,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 10,217 | $10,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 23,108 | $10,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 17,598 | $10,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 59,164 | $10,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 20,266 | $10,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 13,939 | $9,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 12,002 | $9,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 12,128 | $9,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 32,325 | $9,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 17,633 | $8,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 34,266 | $8,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 12,775 | $7,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 10,848 | $7,000 | thousands by filing date | |
| MIDATECH PHARMA PLC SPONSORED | 59564R203 | ADR | 10,156 | $7,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 10,371 | $6,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 24,901 | $5,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 19,379 | $5,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 11,228 | $4,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 12,520 | $3,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 10,036 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-20-000003 | superseded | 2020-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001214717-20-000005 | this filing | 2020-02-20 | acceptance time not in the bulk data set |