13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 4,194 holding rows worth $428,497,422,000.
- Accession
- 0001214717-19-000014
- Filer
- CIK 1214717
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 5,261 entries on the cover page, a total value of $428,497,422,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $428,497,422,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 160,530 | $4,096,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAD8 | NOTE 4.500% 8/1 | 3,567,000 | $4,096,000 | thousands by filing date | principal |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 200,358 | $4,085,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,975,826 | $4,080,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 638,369 | $4,079,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,087,052 | $4,076,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,243,740 | $4,067,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 5,615,000 | $4,059,000 | thousands by filing date | principal |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 155,311 | $4,045,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 207,112 | $4,034,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 178,155 | $4,027,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 861,379 | $4,022,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 249,926 | $4,016,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 100,576 | $4,006,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 130,704 | $3,986,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 277,233 | $3,975,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 248,701 | $3,974,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 557,450 | $3,974,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 38,703 | $3,968,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 392,301 | $3,962,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 257,311 | $3,960,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 45,172 | $3,957,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 691,533 | $3,948,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 157,092 | $3,947,000 | thousands by filing date | principal |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 475,298 | $3,940,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 278,532 | $3,932,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 361,659 | $3,931,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 155,477 | $3,916,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 372,945 | $3,915,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 414,852 | $3,907,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 20,672 | $3,906,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 291,383 | $3,904,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 181,124 | $3,903,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 1,090,691 | $3,899,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 367,989 | $3,897,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 204,124 | $3,885,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 885,871 | $3,868,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 491,870 | $3,861,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 820,818 | $3,857,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 727,872 | $3,857,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 119,217 | $3,854,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 297,224 | $3,845,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 878,487 | $3,843,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 408,585 | $3,836,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 119,280 | $3,836,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 117,431 | $3,820,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 155,891 | $3,803,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 366,503 | $3,796,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 513,829 | $3,794,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,269,155 | $3,794,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 249,708 | $3,785,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 305,605 | $3,780,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 1,279,659 | $3,762,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 89,264 | $3,752,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 251,209 | $3,749,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 112,724 | $3,745,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 243,400 | $3,745,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 122,350 | $3,742,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,552,923 | $3,741,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 615,203 | $3,728,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 404,550 | $3,719,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,722,199 | $3,719,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,564,839 | $3,708,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 243,919 | $3,704,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 81,159 | $3,697,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,864,386 | $3,695,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 95,611 | $3,690,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 61,443 | $3,680,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 200,254 | $3,676,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 48,808 | $3,661,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 192,924 | $3,655,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 132,060 | $3,653,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 354,933 | $3,648,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 253,627 | $3,647,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 245,536 | $3,643,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 556,319 | $3,638,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 742,278 | $3,637,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 430,968 | $3,637,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 93,261 | $3,636,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 746,212 | $3,634,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 309,672 | $3,630,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 3,000,000 | $3,630,000 | thousands by filing date | principal |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 406,543 | $3,618,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 134,241 | $3,617,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 188,436 | $3,604,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 364,077 | $3,593,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 456,918 | $3,589,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,390,944 | $3,588,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 352,579 | $3,560,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 102,108 | $3,551,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 548,112 | $3,551,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 100,416 | $3,545,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 78,252 | $3,544,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 226,815 | $3,542,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 175,874 | $3,538,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 300,556 | $3,537,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 215,474 | $3,533,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 1,217,363 | $3,530,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 385,087 | $3,504,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 516,473 | $3,501,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 254,761 | $3,500,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 96,093 | $3,500,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 923,251 | $3,480,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 224,441 | $3,476,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 123,196 | $3,467,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 122,757 | $3,456,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 89,106 | $3,450,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 259,435 | $3,447,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 86,848 | $3,445,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 216,423 | $3,425,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 319,513 | $3,418,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 157,904 | $3,402,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,174,043 | $3,391,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 709,007 | $3,388,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 490,429 | $3,388,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 145,103 | $3,377,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 190,758 | $3,370,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 306,689 | $3,361,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 303,155 | $3,358,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 551,861 | $3,344,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,558,926 | $3,336,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 82,511 | $3,329,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 338,510 | $3,327,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 429,005 | $3,324,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 13,422 | $3,322,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 655,233 | $3,321,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 317,590 | $3,318,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,197,546 | $3,317,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,465,391 | $3,311,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 645,214 | $3,303,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 84,003 | $3,303,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 127,233 | $3,302,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 82,321 | $3,296,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 275,603 | $3,293,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 138,472 | $3,291,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 274,937 | $3,281,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 262,403 | $3,277,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 166,449 | $3,277,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 541,667 | $3,277,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,092,311 | $3,276,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 679,199 | $3,260,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 625,274 | $3,254,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 151,602 | $3,250,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 310,912 | $3,239,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 948,934 | $3,235,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 513,608 | $3,230,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 687,010 | $3,228,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 121,830 | $3,222,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 154,594 | $3,220,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 420,569 | $3,217,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 254,337 | $3,197,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 27,934 | $3,197,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 106,621 | $3,196,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 303,932 | $3,179,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 369,572 | $3,162,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 107,935 | $3,156,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 81,687 | $3,152,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 171,965 | $3,146,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 114,287 | $3,141,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 322,854 | $3,141,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 418,533 | $3,138,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 261,173 | $3,136,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,356,480 | $3,134,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 153,991 | $3,133,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 32,515 | $3,131,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 122,226 | $3,128,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 456,668 | $3,128,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 137,193 | $3,115,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 347,591 | $3,107,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 48,600 | $3,106,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 78,653 | $3,100,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 199,980 | $3,099,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 429,460 | $3,095,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 56,452 | $3,080,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 22,868 | $3,075,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 327,881 | $3,059,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 73,631 | $3,058,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 56,376 | $3,053,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 184,119 | $3,052,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 271,734 | $3,048,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,438,976 | $3,048,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 3,000,000 | $3,047,000 | thousands by filing date | principal |
| SPOK HLDGS INC COM | 84863T106 | Stock | 255,112 | $3,046,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 706,117 | $3,043,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 247,605 | $3,040,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 359,485 | $3,034,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 306,415 | $3,018,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 232,327 | $3,012,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 480,353 | $3,011,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 293,459 | $3,007,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 341,680 | $3,006,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 161,461 | $3,004,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 288,073 | $2,993,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 867,922 | $2,985,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 245,873 | $2,979,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 224,058 | $2,975,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,480,042 | $2,974,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 311,248 | $2,966,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 329,430 | $2,965,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 3,000,000 | $2,956,000 | thousands by filing date | principal |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 135,130 | $2,949,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 133,865 | $2,931,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 92,537 | $2,927,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 135,077 | $2,926,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 190,334 | $2,925,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 868,879 | $2,919,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 141,083 | $2,917,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 171,013 | $2,908,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 1,697,875 | $2,903,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 3,500,000 | $2,898,000 | thousands by filing date | principal |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 145,970 | $2,897,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 220,809 | $2,897,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 96,469 | $2,897,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 274,992 | $2,895,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 160,168 | $2,895,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 412,874 | $2,883,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 293,066 | $2,880,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 179,616 | $2,877,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 59,112 | $2,876,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 39,948 | $2,870,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 196,885 | $2,870,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 120,196 | $2,860,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 600,744 | $2,859,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 160,905 | $2,854,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 239,076 | $2,843,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 417,267 | $2,841,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 548,537 | $2,841,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 162,512 | $2,834,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 116,742 | $2,829,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,504,995 | $2,829,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 523,400 | $2,826,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 513,318 | $2,818,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 716,664 | $2,816,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 171,251 | $2,815,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 82,099 | $2,815,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 89,510 | $2,810,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 140,083 | $2,807,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 487,043 | $2,800,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 37,180 | $2,791,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 209,204 | $2,788,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 129,632 | $2,775,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 622,494 | $2,770,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 17,259 | $2,763,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 188,037 | $2,756,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 225,561 | $2,756,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 356,165 | $2,753,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 486,572 | $2,753,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 625,339 | $2,751,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 166,171 | $2,748,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 319,537 | $2,748,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 130,895 | $2,743,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 208,998 | $2,737,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 408,354 | $2,727,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 240,503 | $2,727,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 96,472 | $2,725,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 628,011 | $2,719,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 194,287 | $2,716,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 90,730 | $2,715,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 152,512 | $2,705,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,459,624 | $2,685,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 171,252 | $2,684,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 467,360 | $2,684,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 695,411 | $2,676,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 103,239 | $2,669,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 93,303 | $2,669,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 133,398 | $2,667,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 633,908 | $2,662,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 96,778 | $2,661,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 209,467 | $2,658,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,292,685 | $2,650,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 598,083 | $2,649,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 72,509 | $2,647,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 47,621 | $2,637,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,412,359 | $2,626,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 260,005 | $2,623,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 112,738 | $2,622,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 303,246 | $2,621,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 353,856 | $2,618,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 109,764 | $2,615,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 156,365 | $2,609,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 408,135 | $2,607,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 503,623 | $2,602,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 151,580 | $2,602,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 83,428 | $2,601,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 131,005 | $2,597,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 383,090 | $2,593,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 216,463 | $2,588,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 188,982 | $2,588,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 845,182 | $2,577,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 22,287 | $2,563,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 270,717 | $2,555,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 82,713 | $2,551,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 106,256 | $2,548,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 119,377 | $2,547,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 327,377 | $2,537,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 154,140 | $2,535,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 98,868 | $2,532,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 109,796 | $2,528,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 914,906 | $2,525,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 47,880 | $2,513,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 108,986 | $2,513,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 285,198 | $2,501,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 243,499 | $2,498,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 287,669 | $2,484,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 238,422 | $2,479,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 282,939 | $2,472,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 140,321 | $2,464,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 286,059 | $2,454,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 845,352 | $2,451,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 222,267 | $2,449,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 89,028 | $2,448,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 110,368 | $2,444,000 | thousands by filing date | |
| PLUG POWER INC | 72919PAB9 | NOTE 5.500% 3/1 | 2,000,000 | $2,443,000 | thousands by filing date | principal |
| ERA GROUP INC | 26885G109 | COM | 231,164 | $2,441,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 162,171 | $2,437,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 135,713 | $2,433,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 166,859 | $2,426,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 203,752 | $2,424,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 194,884 | $2,424,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 112,752 | $2,423,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 84,774 | $2,422,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 68,719 | $2,418,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 102,833 | $2,415,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 127,375 | $2,413,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 221,642 | $2,413,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 713,067 | $2,410,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 118,943 | $2,405,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 351,300 | $2,404,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 312,487 | $2,403,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 133,915 | $2,398,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 245,471 | $2,395,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 752,010 | $2,391,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 40,367 | $2,386,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 284,440 | $2,383,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 204,823 | $2,375,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 229,749 | $2,375,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 92,624 | $2,373,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 137,453 | $2,371,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 209,020 | $2,368,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 98,594 | $2,366,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 106,719 | $2,365,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 151,634 | $2,361,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 152,910 | $2,360,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 193,041 | $2,357,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 181,837 | $2,354,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 3,000,000 | $2,347,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 128,310 | $2,345,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 105,040 | $2,333,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 316,069 | $2,332,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 372,054 | $2,332,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 116,973 | $2,323,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 190,301 | $2,323,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,494,739 | $2,317,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 108,707 | $2,317,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 37,195 | $2,315,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 139,258 | $2,313,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 89,974 | $2,299,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 187,049 | $2,295,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 51,542 | $2,294,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 456,858 | $2,293,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 272,901 | $2,291,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 19,428 | $2,289,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,057,239 | $2,283,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 2,511,988 | $2,282,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 157,297 | $2,277,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 153,708 | $2,277,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 91,019 | $2,272,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 176,932 | $2,271,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 39,208 | $2,267,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 81,443 | $2,266,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 1,423,694 | $2,263,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,500,000 | $2,263,000 | thousands by filing date | principal |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 676,426 | $2,259,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 84,594 | $2,258,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 135,482 | $2,252,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 365,434 | $2,251,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 281,796 | $2,248,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 198,066 | $2,247,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 71,279 | $2,246,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 93,210 | $2,244,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 485,701 | $2,243,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 786,829 | $2,242,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,047,421 | $2,241,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 150,790 | $2,240,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 95,576 | $2,233,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 304,795 | $2,218,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,004,597 | $2,210,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 143,571 | $2,207,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 84,074 | $2,207,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 778,479 | $2,203,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 75,733 | $2,197,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 92,227 | $2,197,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 547,862 | $2,196,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 145,962 | $2,193,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 60,076 | $2,183,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 7 | $2,182,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 105,812 | $2,178,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,233,240 | $2,177,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 116,331 | $2,173,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 504,318 | $2,173,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 155,229 | $2,171,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 115,914 | $2,164,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 2,000,000 | $2,164,000 | thousands by filing date | principal |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 140,364 | $2,163,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 41,713 | $2,156,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 368,682 | $2,153,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 112,215 | $2,144,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 286,238 | $2,138,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 185,505 | $2,124,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 143,725 | $2,121,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 263,946 | $2,119,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 302,765 | $2,119,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 234,865 | $2,118,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 620,846 | $2,117,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,590,641 | $2,115,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 66,865 | $2,113,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 5,092,936 | $2,106,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 104,369 | $2,097,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 65,521 | $2,087,000 | thousands by filing date | principal |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 233,229 | $2,087,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 86,710 | $2,083,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 61,112 | $2,081,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 274,750 | $2,077,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 91,365 | $2,073,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 403,839 | $2,063,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 216,827 | $2,062,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 26,934 | $2,060,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 305,420 | $2,060,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 85,031 | $2,048,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 119,484 | $2,047,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 187,989 | $2,045,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 133,358 | $2,040,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 200,000 | $2,040,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 253,593 | $2,030,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 735,703 | $2,030,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 671,570 | $2,021,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 268,693 | $2,009,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 123,163 | $2,007,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 38,092 | $2,005,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 328,399 | $2,003,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 271,136 | $2,002,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 102,977 | $2,001,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 184,341 | $1,996,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 307,939 | $1,995,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 253,752 | $1,989,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 137,891 | $1,984,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 192,661 | $1,980,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 152,793 | $1,978,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 113,243 | $1,976,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 200,000 | $1,974,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 86,781 | $1,962,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 834,358 | $1,960,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 695,181 | $1,960,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 82,489 | $1,959,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,505,166 | $1,956,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 34,198 | $1,950,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 32,415 | $1,948,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 151,599 | $1,946,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 916,993 | $1,943,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 210,666 | $1,938,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 111,897 | $1,938,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 391,518 | $1,938,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 193,871 | $1,926,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 136,713 | $1,912,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 36,661 | $1,906,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 118,254 | $1,906,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 263,346 | $1,903,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 97,955 | $1,896,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 296,474 | $1,891,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 177,502 | $1,890,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 64,913 | $1,886,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 63,455 | $1,885,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 212,980 | $1,882,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 83,213 | $1,877,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 398,382 | $1,872,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 588,848 | $1,860,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 133,756 | $1,859,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 60,165 | $1,856,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 54,006 | $1,855,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 30,878 | $1,853,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 90,627 | $1,847,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 142,871 | $1,847,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 206,800 | $1,844,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 62,757 | $1,843,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 174,526 | $1,841,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 55,030 | $1,841,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 98,206 | $1,841,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 302,833 | $1,841,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 510,865 | $1,839,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 121,678 | $1,830,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 170,878 | $1,828,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 182,175 | $1,819,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 111,851 | $1,819,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 362,194 | $1,818,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 266,171 | $1,816,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 114,846 | $1,809,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 212,031 | $1,807,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 465,597 | $1,804,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 280,799 | $1,802,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 75,624 | $1,796,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-19-000014 | this filing | 2019-11-12 | acceptance time not in the bulk data set |