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13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC

GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 4,194 holding rows worth $428,497,422,000.

Accession
0001214717-19-000014
Filed
2019-11-12
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2019

A holdings report, 5,261 entries on the cover page, a total value of $428,497,422,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $428,497,422,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
PINGTAN MARINE ENTERPRISE LTG7114V102SHS37,129$78,000thousands by filing date
STRATA SKIN SCIENCES INC86272A206COMMON36,900$78,000thousands by filing date
PRECIPIO INC74019L503COM30,237$78,000thousands by filing date
HARTE HANKS INC416196202COM25,337$77,000thousands by filing date
AERPIO PHARMACEUTICALS INC00810B105COM114,900$77,000thousands by filing date
CONATUS PHARMACEUTICALS INC20600T108COM239,083$75,000thousands by filing date
MEDIWOUND LTDM68830104ORD SHS23,801$75,000thousands by filing date
LIGHTPATH TECHNOLOGIES INC532257805COM CL A88,989$74,000thousands by filing date
FULL HSE RESORTS INC359678109COM34,413$74,000thousands by filing date
NET ELEMENT INC64111R300COM15,898$72,000thousands by filing date
HIGHPOWER INTL INC43113X101COM15,239$71,000thousands by filing date
BROOKLYN IMMUNOTHERAPEUTICS629410606COM21,179$71,000thousands by filing date
ENGLOBAL CORP293306106COM70,044$70,000thousands by filing date
ONCTERNAL THERAPEUTICS INC68236P107COM14,136$70,000thousands by filing date
QUALSTAR CORP74758R208COM NEW11,989$70,000thousands by filing date
ENDEAVOUR SILVER CORP29258Y103COM31,094$69,000thousands by filing date
QUTOUTIAO INC ADS REP SHS A74915J107ADR18,799$69,000thousands by filing date
BEASLEY BROADCAST GRP INC -A074014101CL A22,555$69,000thousands by filing date
ARTS WAY MFG INC043168103COM32,042$68,000thousands by filing date
MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #260794862426E402Equities73,559$68,000thousands by filing date
GENERAL MOLY INC COM370373102Common Stock263,354$68,000thousands by filing date
SEQUENTIAL BRNDS GROUP I81734P107COM306,631$68,000thousands by filing date
INVESTCORP CR MGMT BDC INC46090R104COM10,178$67,000thousands by filing date
PAVMED INC70387R106COM70,465$67,000thousands by filing date
WIRELESS TELECOM GROUP INC976524108COM46,661$67,000thousands by filing date
XINYUAN REAL ESTATE CO LTD98417P105SPONS ADR16,693$67,000thousands by filing date
APTOSE BIOSCIENCES INC COM03835T200Stock32,455$67,000thousands by filing date
AEMETIS INC00770K202COM NEW61,019$66,000thousands by filing date
CENTRAL PUERTO S A155038201SPONSORED ADR22,701$66,000thousands by filing date
BRICKELL BIOTECH INC10802T105COM15,954$66,000thousands by filing date
TRANSATLANTIC PETROLEUM LTDG89982113SHS NEW97,946$66,000thousands by filing date
ICONIX BRAND GROUP INC COM NEW451055305Stock37,615$66,000thousands by filing date
ENDRA LIFE SCIENCES INC COM NEW29273B104Stock62,875$66,000thousands by filing date
DOVER MOTORSPORTS INC260174107COM32,679$64,000thousands by filing date
Sandstorm Gold Ltd80013R206Common Stock11,271$63,000thousands by filing date
UTSTARCOM HOLDINGS CORPG9310A114SHS NEW21,290$63,000thousands by filing date
PRESURANCE HLDGS INC20731J102EQUITY16,566$62,000thousands by filing date
BSQUARE CORP11776U300COM51,409$62,000thousands by filing date
MARIN SOFTWARE INC56804T205COM NEW23,659$61,000thousands by filing date
NOVELION THERAPEUTICS INC67001K202COM NEW84,353$61,000thousands by filing date
ACHIEVE LIFE SCIENCE INC004468203COM NEW36,232$61,000thousands by filing date
TORTOISE ACQUISITION CORP89154L118W EXP 03/04/202100,000$61,000thousands by filing date
PDS BIOTECHNOLOGY CORP70465T107COM18,136$60,000thousands by filing date
AMERISERV FINL INC03074A102COM14,728$60,000thousands by filing date
SILVERSUN TECHNOLOGIES INC82846H207COMMON17,056$60,000thousands by filing date
PLURISTEM THERAPEUTICS INC72940R300COM NEW16,193$60,000thousands by filing date
APPROACH RESOURCES INC03834A103COM418,730$58,000thousands by filing date
TURQUOISE HILL RESOURCES LTD900435108COMMON STOCK-FO123,089$57,000thousands by filing date
GOLDEN MINERALS COMPANY381119106COM236,143$57,000thousands by filing date
BIOCEPT INC09072V402COM PAR70,353$57,000thousands by filing date
GSE SYS INC36227k106COM33,536$55,000thousands by filing date
ANDINA ACQUISITION CORP IIIG04415124*W EXP 07/31/202275,000$55,000thousands by filing date
DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio25258L117W EXP 06/30/20268,805$55,000thousands by filing date
ORAMED PHARMACEUTICALS INC68403P203COM NEW16,957$54,000thousands by filing date
TUNIU CORP89977P106SPONSORED ADS18,382$54,000thousands by filing date
REXAHN PHARMACEUTICALS INC761640309COM26,579$54,000thousands by filing date
CPI CARD GROUP INC12634H200COMMON STOCK20,190$52,000thousands by filing date
SOLENO THERAPEUTIVS, INC.834203200COMM35,097$52,000thousands by filing date
SAEXPLORATION HLDGS INC78636X873COM28,628$52,000thousands by filing date
NEXGEN ENERGY LTD COM65340P106Stock39,734$51,000thousands by filing date
SYPRIS SOLUTIONS INC871655106COM50,846$50,000thousands by filing date
CO-DIAGNOSTICS INC189763105COM48,285$49,000thousands by filing date
CHINA XD PLASTICS CO LTD16948F107COM26,293$49,000thousands by filing date
ASTROTECH CORP046484200COM NEW28,550$49,000thousands by filing date
TANTECH HLDGS LTDG8675X107COM31,503$49,000thousands by filing date
CAPRICOR THERAPEUTICS INC14070B309COMMON STOCK13,045$48,000thousands by filing date
RETRACTABLE TECHNOLOGIES INC76129W105COM41,762$48,000thousands by filing date
NYMOX PHARMACEUTICAL CORP ORD SHS CorpP73398102Common Stock26,172$48,000thousands by filing date
EMERSON RADIO CORP291087203COM NEW48,121$47,000thousands by filing date
MAGAL SECURITY SYS LTDM6786D104ORD11,406$47,000thousands by filing date
EXFO INC302046107SUB VTG SHS11,624$46,000thousands by filing date
SIGMATRON INTL INC82661L101COM11,463$46,000thousands by filing date
REGULUS THERAPEUTICS INC75915K200COM NEW64,347$46,000thousands by filing date
BIOLASE INC090911207COM NEW48,715$46,000thousands by filing date
ATYR PHARMA INC002120202COM NEW13,040$45,000thousands by filing date
DAVIDSTEA INC238661102COM21,923$45,000thousands by filing date
AMERI HLDGS INC02362F104COM269,695$45,000thousands by filing date
RILEY EXPLORATION PERMIAN INC COM88033R502Stock74,276$45,000thousands by filing date
Xunlei Ltd-Adr98419E108COM19,309$44,000thousands by filing date
APPLIED DNA SCIENCES INC03815U201COM NEW201,251$44,000thousands by filing date
AMERISOURCEBERGEN COR000307108COMMON67,127$44,000thousands by filing date
TRACON PHARMACEUTICALS INC89237H100COM97,673$43,000thousands by filing date
NEONODE INC64051M709CMN17,533$42,000thousands by filing date
OPTICAL CABLE CORP683827208COM NEW12,030$42,000thousands by filing date
MARATHON PATENT GROUP INC56585W401COM23,566$41,000thousands by filing date
DIVERSIFIED RESTAURANT HOLDI25532M105COM68,936$40,000thousands by filing date
COOL HLDGS INC21640C105COM35,532$40,000thousands by filing date
PROTEON THERAPEUTICS INC74371L109COM155,689$40,000thousands by filing date
ONCONOVA THERAPEUTIC68232V405Common Stock47,394$40,000thousands by filing date
TENAX THERAPEUTICS INC88032L209COM33,068$39,000thousands by filing date
POLAR PWR INC73102V105COM12,969$39,000thousands by filing date
LIGHTBRIDGE CORP53224K203COM NEW54,777$39,000thousands by filing date
DESTINATION MATERNITY CORP25065D100COM94,509$38,000thousands by filing date
ALJ REGIONAL HOLDINGS INC001627108COM26,791$37,000thousands by filing date
DPW HLDGS INC COM26140E600Stock17,863$37,000thousands by filing date
SYMBOLIC LOGIC INC30049R209COM39,807$36,000thousands by filing date
AILERON THERAPEUTICS INC COM NEW00887A105Stock55,002$36,000thousands by filing date
HEXINDAI INC428295109ADR24,168$36,000thousands by filing date
Inflarx NvN44821101COM14,516$35,000thousands by filing date
STAFFING 360 SOLUTIONS INC852387307COM32,301$35,000thousands by filing date
AKERS BIOSCIENCES INC00973E300COM NEW79,605$35,000thousands by filing date
APEX GLOBAL BRANDS INC03755M201COM NEW23,876$35,000thousands by filing date
JUST ENERGY GROUP INC48213W101COM14,385$34,000thousands by filing date
PRECISION DRILLING CORP74022D308COM 201030,882$34,000thousands by filing date
INSIGNIA SYSTEMS INC45765Y105COM35,506$34,000thousands by filing date
REWALK ROBOTICS LTDM8216Q200SHS11,372$34,000thousands by filing date
CYCLACEL PHARMACEUTICALS INC23254L405COM PAR81,343$32,000thousands by filing date
GLOWPOINT INC379887508COM34,074$32,000thousands by filing date
DIAMEDICA THERAPEUTICS INC25253X207COMMON STOCK15,399$31,000thousands by filing date
TRILLIUM THERAPEUTICS INC COM NEW89620X506Stock102,725$31,000thousands by filing date
NEUROTROPE INC64129T207COM NEW37,235$30,000thousands by filing date
VALERITAS HOLDINGS INC91914N301COM21,512$30,000thousands by filing date
Jason Industries Inc471172106COMMON STOCK84,439$29,000thousands by filing date
AETHLON MED INC00808Y208AETHLON MED INC126,809$29,000thousands by filing date
MYOMO INC62857J102COM48,371$29,000thousands by filing date
YIELD10 BIOSCIENCE INC98585K201COM NEW59,164$29,000thousands by filing date
INUVO INC46122W204COM NEW106,848$28,000thousands by filing date
TARENA INTL INC876108101SPONSORED ADS27,518$27,000thousands by filing date
ENERGY FOCUS INC29268T300COM NEW57,940$27,000thousands by filing date
LM FDG AMER INC COM NEW502074305Stock30,394$27,000thousands by filing date
CHINA AUTOMOTIVE SYS INC16936R105COM13,333$26,000thousands by filing date
ENSERVCO CORP COM NEW29358Y102Stock98,285$25,000thousands by filing date
EMAGIN CORP29076N206COM65,621$25,000thousands by filing date
MECHEL PAO583840608SPONSORED ADR NE13,492$25,000thousands by filing date
SUMMER INFANT INC865646103COMM STK71,771$25,000thousands by filing date
Trovagene Inc897238606COM16,581$25,000thousands by filing date
AEVI GENOMIC MEDICINE INC00835P105COM167,547$25,000thousands by filing date
Cinedigm Corp CL A172406209COM NEW29,345$24,000thousands by filing date
HOUSTON AMERN ENERGY CORP44183U100COM135,281$24,000thousands by filing date
ATLAS FINANCIAL HOLDINGS INCG06207115SHS NEW64,817$24,000thousands by filing date
NAVIDEA BIOPHARMACEUTICALS INC63937x202COM36,009$24,000thousands by filing date
AETERNA ZENTARIS INC007975402COM23,853$24,000thousands by filing date
RESTORATION ROBOTICS INC76133C103COM37,654$24,000thousands by filing date
ADDVANTAGE TECHNOLOGIES GRP006743306CMN11,928$23,000thousands by filing date
GEMPHIRE THERAPEUTICS INC36870A108COM63,151$23,000thousands by filing date
PREDICTIVE ONCOLOGY INC74039M101COM47,035$23,000thousands by filing date
AVALON HLDGS CORP05343P109CL A10,368$22,000thousands by filing date
CANCER GENETICS INC.13739u104COM221,803$22,000thousands by filing date
THE9 LTD SPON ADS NEW88337K203ADR23,845$22,000thousands by filing date
TITAN PHARMACEUTICALS INC DE888314507COM82,664$22,000thousands by filing date
Reebonz Holding LimitedG7457R122SHS21,935$22,000thousands by filing date
MY SIZE INC62844N109COM46,419$22,000thousands by filing date
SOLITARIO RESOURCES CORP8342EP107COM75,942$21,000thousands by filing date
OBALON THERAPEUTICS INC COM NE67424l209COM11,308$21,000thousands by filing date
PARAMOUNT GOLD NEV CORP COM69924M109Stock30,702$20,000thousands by filing date
B COMMUNICATIONS LTDM15629104SHS17,227$20,000thousands by filing date
DOCUMENT SEC SYS INC COM NEW25614T200Stock53,936$20,000thousands by filing date
CHINA NATURAL RESOURCES INCG2110U109COM11,233$19,000thousands by filing date
SOLIGENIX INC834223307COM20,298$19,000thousands by filing date
INFRA AND ENERGY ALTRNTIVE I45686J112WTS650,798$19,000thousands by filing date
INTEC PHARMA LTD JERUSALEMM53644106SHS27,156$19,000thousands by filing date
COUNTERPATH CORP22228P302COM17,127$19,000thousands by filing date
O2MICRO INTERNATIONAL LTD67107W100SPONS ADR13,662$18,000thousands by filing date
FUTURE FINTECH GROUP INC36117V105COM PAR23,108$18,000thousands by filing date
IBIO INC451033203COM NEW34,266$18,000thousands by filing date
AVINGER INC053734604COM22,052$18,000thousands by filing date
DIFFUSION PHARMACEUTICALS IN253748305COM PAR10,060$18,000thousands by filing date
SIERRA ONCOLOGY INC82640U107COM48,539$18,000thousands by filing date
FORWARD INDUSTRIES INC COM NEW349862300Stock18,823$17,000thousands by filing date
CLEVELAND BIOLABS INC185860202COM NEW17,598$17,000thousands by filing date
SIGMA LABS INC826598302COM PAR24,951$17,000thousands by filing date
VAXART INC NEW92243A200COM44,729$16,000thousands by filing date
INDUSTRIAL SVCS AMER INC FLA456314103COM15,157$16,000thousands by filing date
TRINITY BIOTECH PLC896438306SPON ADR NEW13,909$16,000thousands by filing date
KINGOLD JEWELRY INC49579A204COM NEW26,949$16,000thousands by filing date
CHINA INTERNET NATIONWIDE FIG2120A101SHS11,616$16,000thousands by filing date
REVOLUTION LIGHTING TECHNOLO76155G206COM NEW70,265$16,000thousands by filing date
VASCULAR BIOGENICS LTDM96883109COM11,422$15,000thousands by filing date
SPHERE 3D CORP NEW84841L308COM12,002$14,000thousands by filing date
ALTERITY THERAPEUTICS LTD02155X106SPONSORED ADR12,128$14,000thousands by filing date
ADVAXIS INC007624307COM48,963$12,000thousands by filing date
GULF RESOURCES INC40251W309COM18,051$12,000thousands by filing date
SUNLINK HEALTH SYSTEMS INC86737U102COM10,217$11,000thousands by filing date
TAOPING INC COMG8675V101Stock20,266$11,000thousands by filing date
CHINA RECYCLING ENERGY CORP168913200COM NEW32,325$10,000thousands by filing date
Fte Networks Inc30283R402COM20,485$9,000thousands by filing date
CHINA HGS REAL ESTATE INC16948W100COM13,939$9,000thousands by filing date
U S ENERGY CORP WYO911805208COM NEW19,379$9,000thousands by filing date
BIOPHARMX CORP09072X309COM26,866$8,000thousands by filing date
THERIVA BIOLOGICS INC COM NEW87164U201Stock17,633$8,000thousands by filing date
NOVUS THERAPEUTICS INC67011N105COM12,775$8,000thousands by filing date
CHINA CERAMICS CO LTDG2113X134SHS10,848$8,000thousands by filing date
BARNWELL INDS INC068221100COM14,145$7,000thousands by filing date
ON TRACK INNOVATION LTDM8791A109SHS22,179$7,000thousands by filing date
BAT GROUP INC07039P104COM16,515$7,000thousands by filing date
SHIFTPIXY INC82452L104COM15,135$7,000thousands by filing date
IZEA WORLDWIDE INC COM NEW46604H105Stock24,901$6,000thousands by filing date
TINGO GROUP INC55328R109COM11,589$6,000thousands by filing date
NOVABAY PHARMACEUTICALS INC66987P201COM NEW10,371$6,000thousands by filing date
TONIX PHARMACEUTICALS HLDG C890260508COM NEW16,399$6,000thousands by filing date
COMSTOCK MNG INC205750201COM NEW56,140$5,000thousands by filing date
INVIVO THERAPEUTICS HLDGS CO COM46186M407Stock10,036$5,000thousands by filing date
MID-CON ENERGY PARTNERS LP59560V109COMMON STOCK12,520$4,000thousands by filing date
PENNANT GROUP INC70805E109COM335,520$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001214717-19-000014this filing2019-11-12acceptance time not in the bulk data set