13F-HR/A filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR/A for the quarter ended 2018-12-31, filed 2019-03-06, with 4,145 holding rows worth $323,473,647,000.
- Accession
- 0001214717-19-000004
- Filer
- CIK 1214717
- Filed
- 2019-03-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, amendment of type new holdings, 5,113 entries on the cover page, a total value of $323,473,647,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $323,473,647,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVAXIS INC | 007624208 | COM NEW | 251,866 | $47,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 20,190 | $46,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 60,932 | $46,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 26,293 | $46,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 35,365 | $46,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 60,168 | $46,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $45,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 64,152 | $45,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 26,627 | $45,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 37,515 | $45,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 54,924 | $45,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 190,220 | $45,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 33,412 | $44,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 45,244 | $44,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 228,416 | $43,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTL IN | 458173309 | COM | 180,877 | $43,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 54,580 | $43,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 21,445 | $42,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 340,724 | $42,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 25,229 | $41,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 49,187 | $41,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 21,179 | $41,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 48,665 | $40,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 21,435 | $39,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 50,846 | $39,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 47,577 | $39,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 55,329 | $39,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 22,151 | $38,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 67,699 | $38,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 22,164 | $37,000 | thousands by filing date | |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 20,266 | $37,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 40,327 | $37,000 | thousands by filing date | |
| SIGMA LABS INC | 826598302 | COM PAR | 24,951 | $37,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 59,740 | $36,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 41,524 | $36,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 98,285 | $36,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 64,454 | $36,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 71,633 | $36,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 46,419 | $36,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 16,399 | $36,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 35,276 | $35,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 175,983 | $35,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 595,650 | $35,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 56,974 | $35,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074305 | Stock | 30,394 | $35,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 18,494 | $34,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 94,258 | $34,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 16,112 | $33,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 15,239 | $33,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 27,658 | $33,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 17,740 | $33,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 13,333 | $32,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 13,755 | $32,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,987 | $32,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 24,901 | $32,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 376,124 | $31,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 13,909 | $31,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 17,533 | $29,000 | thousands by filing date | |
| COOL HLDGS INC | 21640C105 | COM | 14,861 | $28,000 | thousands by filing date | |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 47,035 | $28,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E105 | COM | 279,402 | $28,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 10,368 | $27,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 70,265 | $27,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 13,492 | $26,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $26,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 68,922 | $26,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 149,026 | $26,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 43,479 | $26,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 83,079 | $26,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L104 | COM | 15,135 | $26,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $25,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $25,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 57,628 | $25,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 34,266 | $25,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 291,743 | $25,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 24,901 | $24,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 11,261 | $24,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 41,762 | $24,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $24,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 73,347 | $24,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 20,266 | $24,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 268,161 | $23,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 165,640 | $23,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 35,758 | $22,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 43,365 | $22,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 25,786 | $22,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 15,451 | $21,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 13,662 | $20,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 26,949 | $20,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 63,010 | $20,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 35,054 | $20,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $18,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 11,233 | $18,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 12,643 | $18,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 11,712 | $18,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 56,938 | $18,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 25,401 | $18,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $17,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 20,298 | $17,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 32,587 | $17,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 62,890 | $17,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 62,817 | $17,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U109 | COM | 112,055 | $17,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 15,769 | $16,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 29,345 | $16,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 15,157 | $16,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $16,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 13,680 | $16,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 16,688 | $16,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 65,278 | $16,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 37,654 | $16,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 48,679 | $16,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 45,410 | $15,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 10,036 | $15,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 72,911 | $15,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 60,274 | $15,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 18,051 | $14,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 22,380 | $14,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 13,939 | $13,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 22,179 | $13,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 21,692 | $13,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 28,458 | $13,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 74,832 | $13,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 19,379 | $12,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 10,217 | $11,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 11,422 | $11,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 11,616 | $10,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 11,601 | $9,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 17,633 | $9,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 52,458 | $9,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 13,177 | $9,000 | thousands by filing date | |
| AURIS MED HLDG AG | H0381L104 | COM | 18,206 | $8,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 11,589 | $7,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 56,140 | $7,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C300 | COM NEW | 29,930 | $6,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 20,876 | $5,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 30,209 | $5,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 31,107 | $5,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T107 | COM | 11,165 | $5,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 16,632 | $4,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 18,295 | $4,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 14,898 | $4,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 22,618 | $3,000 | thousands by filing date | |
| CHINA BAT GROUP INC | 16955B106 | COM | 11,141 | $3,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 45,860 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-19-000003 | superseded | 2019-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001214717-19-000004 | this filing | 2019-03-06 | acceptance time not in the bulk data set |