13F-HR/A filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR/A for the quarter ended 2018-12-31, filed 2019-03-06, with 4,145 holding rows worth $323,473,647,000.
- Accession
- 0001214717-19-000004
- Filer
- CIK 1214717
- Filed
- 2019-03-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, amendment of type new holdings, 5,113 entries on the cover page, a total value of $323,473,647,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $323,473,647,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 83,040 | $1,284,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 344,352 | $1,283,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 776,567 | $1,281,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,183,158 | $1,277,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 51,018 | $1,264,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 704,000 | $1,260,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 166,749 | $1,260,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 203,308 | $1,260,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 60,603 | $1,259,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,314,215 | $1,257,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 54,776 | $1,256,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 320,562 | $1,256,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 264,276 | $1,252,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 60,803 | $1,251,000 | thousands by filing date | principal |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 116,798 | $1,248,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 30,202 | $1,247,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 1,239,611 | $1,239,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 148,277 | $1,232,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 10,810 | $1,227,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 51,113 | $1,225,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 539,787 | $1,219,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 680,329 | $1,217,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 162,597 | $1,217,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 252,865 | $1,216,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 53,506 | $1,215,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 116,861 | $1,214,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 243,740 | $1,205,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 324,043 | $1,198,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 43,422 | $1,197,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 33,729 | $1,193,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 40,826 | $1,193,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 118,701 | $1,190,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 346,723 | $1,189,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 192,798 | $1,187,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 114,862 | $1,184,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 156,232 | $1,184,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 237,334 | $1,174,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 90,197 | $1,173,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 69,104 | $1,168,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 35,018 | $1,163,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 74,486 | $1,162,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 54,919 | $1,161,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 305,477 | $1,157,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 77,965 | $1,156,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 205,563 | $1,153,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 36,491 | $1,149,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 411,138 | $1,142,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 362,826 | $1,142,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 210,962 | $1,139,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 144,175 | $1,137,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 79,725 | $1,136,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 75,145 | $1,135,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 267,073 | $1,132,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 42,678 | $1,130,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 375,582 | $1,130,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 330,598 | $1,130,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 203,962 | $1,127,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 256,051 | $1,126,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 242,531 | $1,125,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 46,199 | $1,124,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 228,582 | $1,124,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 352,825 | $1,121,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 320,314 | $1,121,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 157,953 | $1,121,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 45,822 | $1,120,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,227,540 | $1,120,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 259,829 | $1,114,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AD2 | NOTE 6/1 | 1,000,000 | $1,113,000 | thousands by filing date | principal |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 155,498 | $1,111,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 111,925 | $1,110,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 200,752 | $1,108,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 128,146 | $1,108,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 48,092 | $1,107,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 14,905 | $1,104,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 478,349 | $1,104,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 80,021 | $1,101,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 139,473 | $1,100,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 243,585 | $1,100,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 22,558 | $1,098,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 29,356 | $1,096,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 15,995 | $1,095,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 58,297 | $1,091,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 155,161 | $1,087,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 146,147 | $1,085,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 91,758 | $1,082,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 237,774 | $1,074,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 72,688 | $1,070,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 50,877 | $1,069,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 49,319 | $1,068,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 104,792 | $1,064,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 82,197 | $1,062,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 19,696 | $1,059,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 83,755 | $1,059,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 21,896 | $1,056,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 21,181 | $1,053,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 164,420 | $1,042,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 52,226 | $1,041,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 151,885 | $1,040,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 124,861 | $1,035,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 30,789 | $1,033,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 24,260 | $1,029,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 124,875 | $1,027,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 26,058 | $1,026,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 35,445 | $1,021,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 86,152 | $1,021,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 38,970 | $1,014,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 34,364 | $1,013,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 965,519 | $1,013,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 15,341 | $1,009,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 81,179 | $1,009,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 26,365 | $1,008,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 83,588 | $1,005,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 20,760 | $1,001,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 28,984 | $999,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 34,973 | $999,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 812,842 | $999,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 267,638 | $998,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 447,774 | $998,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 376,741 | $994,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 152,849 | $993,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 158,968 | $984,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 55,672 | $981,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 490,347 | $980,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 193,447 | $980,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 199,935 | $977,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 114,295 | $973,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 84,668 | $969,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 24,934 | $965,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 96,960 | $965,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 302,636 | $965,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 47,261 | $963,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 92,508 | $958,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 60,041 | $955,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 37,000 | $954,000 | thousands by filing date | principal |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 95,711 | $949,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 166,962 | $948,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 92,581 | $946,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 63,728 | $938,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 19,236 | $922,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 36,470 | $922,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 7,728 | $915,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870115 | *W EXP 10/27/202 | 1,098,750 | $911,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 177,676 | $904,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 235,932 | $903,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 371,709 | $903,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 154,690 | $901,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 57,417 | $898,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 39,260 | $891,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 428,841 | $887,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 687,593 | $886,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 46,934 | $880,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 117,432 | $880,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 84,318 | $876,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 49,945 | $874,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 49,288 | $868,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 209,103 | $867,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 80,016 | $866,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 71,914 | $860,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 88,800 | $856,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 52,853 | $855,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 171,869 | $854,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 104,229 | $853,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 25,634 | $850,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 65,837 | $846,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 28,665 | $846,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 293,046 | $846,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 76,344 | $845,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 404,420 | $845,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 271,648 | $844,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 1,795,116 | $843,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 296,936 | $841,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 35,035 | $840,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 77,179 | $839,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 31,673 | $837,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,223,803 | $836,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 306,335 | $836,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 139,959 | $835,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 58,025 | $832,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 61,593 | $831,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 2,772,658 | $831,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 20,528 | $830,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 42,208 | $829,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 123,639 | $827,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 161,258 | $827,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 57,190 | $826,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 97,615 | $825,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 75,237 | $825,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 322,441 | $822,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 47,347 | $822,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,700,377 | $821,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 213,859 | $821,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 245,755 | $820,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 153,468 | $817,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 95,517 | $812,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 21,874 | $811,000 | thousands by filing date | |
| FLUIDIGM CORP DEL | 34385PAD0 | NOTE 2.750 2/0 | 710,000 | $811,000 | thousands by filing date | principal |
| EMCORE CORP | 290846203 | COM | 191,027 | $802,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 180,199 | $801,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 60,501 | $800,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 47,323 | $795,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 117,697 | $792,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 27,993 | $792,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 28,661 | $791,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 29,528 | $791,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 102,440 | $789,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 417,597 | $789,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 20,720 | $787,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 14,336 | $782,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 56,533 | $781,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 227,175 | $779,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 173,812 | $778,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 176,941 | $776,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 222,243 | $773,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 386,452 | $772,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 481,887 | $771,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 289,774 | $770,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 272,219 | $770,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 127,366 | $767,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 30,543 | $767,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 160,947 | $767,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 76,830 | $764,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 501,983 | $762,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 240,350 | $760,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,059,281 | $757,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 497,756 | $756,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 51,588 | $755,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 366,954 | $752,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 23,334 | $747,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 86,442 | $745,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 20,162 | $744,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 20,810 | $740,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 85,489 | $729,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 92,839 | $726,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 854,698 | $726,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 82,352 | $724,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 47,609 | $723,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 32,936 | $722,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 1,604,115 | $721,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 35,736 | $719,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 190,968 | $718,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,175 | $717,000 | thousands by filing date | principal |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 116,311 | $716,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 136,349 | $713,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 46,775 | $713,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 73,803 | $707,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 37,025 | $706,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 41,271 | $697,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 230,127 | $697,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 32,037 | $695,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 239,081 | $693,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 20,686 | $689,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 261,278 | $689,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 135,163 | $686,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 71,055 | $683,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 13,675 | $681,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 11,670 | $680,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 301,330 | $677,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 199,675 | $674,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 132,250 | $671,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 317,665 | $670,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 86,316 | $668,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 60,861 | $667,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 23,033 | $663,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 276,930 | $661,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 62,131 | $661,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 61,003 | $658,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 138,564 | $656,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 479,485 | $656,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1,115 | $655,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 33,959 | $654,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 443,611 | $652,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 89,651 | $647,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 46,542 | $647,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 183,794 | $646,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 291,187 | $646,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 78,822 | $642,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HLDGS IN | 74275G115 | *W EXP 11/15/202 | 493,300 | $641,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 230,577 | $638,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 636,382 | $635,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 445,121 | $632,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 119,932 | $627,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 324,584 | $626,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 60,199 | $626,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 341,791 | $625,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 70,571 | $623,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 551,837 | $623,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 238,408 | $622,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 54,803 | $622,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 24,000 | $621,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 668,939 | $620,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 241,942 | $618,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 566,382 | $617,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 130,961 | $615,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 52,653 | $613,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 35,632 | $613,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 7,255 | $613,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 37,242 | $611,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 62,268 | $610,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 175,212 | $607,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 8,136 | $606,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 34,702 | $606,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 367,496 | $606,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 48,102 | $603,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 61,096 | $600,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 45,553 | $595,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 91,357 | $595,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 22,444 | $591,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 57,701 | $590,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 83,549 | $589,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 32,202 | $588,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 53,028 | $587,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 48,082 | $585,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 25,674 | $584,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 67,211 | $584,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 279,574 | $584,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 132,565 | $583,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 30,504 | $580,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 223,725 | $579,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 148,970 | $578,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 377,908 | $578,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,273 | $572,000 | thousands by filing date | principal |
| VALUE LINE INC | 920437100 | COMMON STOCK | 21,999 | $572,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 35,847 | $568,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 155,401 | $567,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 335,122 | $566,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 91,842 | $564,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 27,293 | $563,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 383,808 | $563,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 55,670 | $563,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 113,366 | $561,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 35,095 | $561,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 475,444 | $561,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 152,361 | $559,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 17,977 | $559,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 24,060 | $558,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 545,215 | $556,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 189,349 | $553,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 217,965 | $553,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 66,764 | $552,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 43,346 | $552,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 169,257 | $550,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 117,534 | $548,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 10,562 | $548,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 398,080 | $545,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 13,686 | $543,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 68,527 | $543,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 161,421 | $543,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 49,145 | $542,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 59,287 | $541,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 134,069 | $541,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 29,369 | $537,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 19,765 | $535,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 468,500 | $534,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 245,099 | $531,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 28,174 | $527,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 50,702 | $526,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 52,687 | $526,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 5,742 | $526,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 132,781 | $525,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 64,817 | $524,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 128,232 | $523,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 101,013 | $523,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 361,214 | $520,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 52,457 | $519,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 107,728 | $515,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,321,989 | $515,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 61,205 | $508,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 56,455 | $506,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 76,536 | $506,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 22,539 | $505,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 71,209 | $504,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 367,413 | $503,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 598,124 | $502,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 56,231 | $501,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 170,217 | $500,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 45,106 | $499,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 12,633 | $499,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 148,929 | $498,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 904,084 | $497,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 197,986 | $496,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 116,745 | $494,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 52,234 | $493,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 26,732 | $493,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 47,907 | $485,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 40,227 | $482,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 93,432 | $480,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 33,962 | $480,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 94,970 | $480,000 | thousands by filing date | |
| YANGTZE RIV PORT AND LGSTC L | 98475Y105 | COM | 121,898 | $480,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 367,840 | $478,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 101,823 | $477,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 70,804 | $477,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 40,638 | $477,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 380,818 | $472,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 13,405 | $470,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 107,854 | $468,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 175,308 | $466,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 80,203 | $465,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 41,665 | $464,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 632,727 | $464,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 122,543 | $463,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 531,253 | $463,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 64,561 | $458,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 44,483 | $457,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 74,307 | $456,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 51,441 | $456,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 50,601 | $456,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 291,948 | $455,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 36,152 | $454,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 51,150 | $453,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,959 | $451,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 73,923 | $451,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 25,000 | $451,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 45,645 | $450,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 309,857 | $449,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 264,276 | $449,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 739,235 | $446,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 44,905 | $446,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 85,956 | $445,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 64,985 | $443,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 78,318 | $443,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 248,319 | $441,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 8,425 | $440,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 22,122 | $440,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,088 | $435,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 164,240 | $435,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 212,443 | $431,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 155,826 | $431,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 70,560 | $429,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 348,271 | $428,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 116,958 | $426,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 52,634 | $424,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 63,823 | $424,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 17,220 | $423,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 13,377 | $423,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 49,636 | $423,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 13,283 | $423,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 50,767 | $423,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 118,567 | $422,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 7,380 | $418,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 354,047 | $417,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 569,061 | $417,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 32,738 | $417,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 85,577 | $416,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 85,251 | $409,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 35,897 | $407,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 120,123 | $406,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 221,923 | $403,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 7,345 | $402,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 33,114 | $402,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 212,870 | $402,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 14,317 | $400,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 36,893 | $400,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,254 | $400,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 152,556 | $399,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 129,013 | $397,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 37,914 | $395,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 72,314 | $394,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 91,839 | $393,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 99,405 | $391,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 168,219 | $390,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 69,438 | $389,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 168,422 | $389,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 63,215 | $388,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 25,438 | $387,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 22,261 | $387,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 153,623 | $387,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 85,053 | $385,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 24,861 | $385,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 11,854 | $383,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 7,342 | $381,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 328,877 | $381,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,635 | $377,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 188,912 | $377,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 6,904 | $373,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 105,273 | $373,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 58,040 | $369,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 170,483 | $368,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 122,517 | $366,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 217,950 | $366,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 34,137 | $363,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 26,970 | $362,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 208,346 | $360,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 111,083 | $355,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 2,222,892 | $355,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 38,802 | $354,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 78,933 | $353,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 156,451 | $352,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 62,510 | $350,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 1,000,000 | $350,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 8,125 | $349,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 28,159 | $348,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 18,378 | $348,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 50,000 | $347,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 91,543 | $347,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 103,115 | $347,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 84,387 | $347,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 44,597 | $346,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 26,118 | $346,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 39,828 | $344,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-19-000003 | superseded | 2019-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001214717-19-000004 | this filing | 2019-03-06 | acceptance time not in the bulk data set |