13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 4,055 holding rows worth $270,918,624,000.
- Accession
- 0001214717-17-000013
- Filer
- CIK 1214717
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 4,735 entries on the cover page, a total value of $270,918,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,918,624,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 76,706 | $28,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 25,413 | $28,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 19,190 | $28,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 41,762 | $27,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468104 | COM | 13,484 | $27,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $25,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $25,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 15,157 | $25,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P102 | SHS | 215,640 | $25,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 13,662 | $24,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 74,832 | $24,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 20,266 | $23,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 129,046 | $23,000 | thousands by filing date | |
| MOSYS INC | 619718208 | COM NEW | 24,373 | $23,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $22,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 11,233 | $22,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 26,608 | $22,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 35,762 | $22,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 26,608 | $22,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 25,401 | $21,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 15,640 | $20,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 11,601 | $18,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 15,932 | $18,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 44,662 | $18,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 51,783 | $18,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 10,619 | $17,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 14,219 | $16,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 41,938 | $16,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $16,000 | thousands by filing date | |
| INFOSONICS CORP | 456784206 | COM NEW | 41,938 | $16,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 11,165 | $15,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 34,419 | $15,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 19,463 | $14,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 13,315 | $14,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 44,389 | $14,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 19,379 | $14,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 43,254 | $13,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 13,756 | $13,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 19,111 | $12,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 26,638 | $12,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 41,093 | $12,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,159 | $11,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 11,033 | $11,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 26,228 | $11,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 12,830 | $11,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 11,589 | $10,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 12,197 | $10,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 29,614 | $10,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 12,000 | $9,000 | thousands by filing date | |
| MAGNEGAS CORP COM PAR | 55939L301 | Stock | 14,443 | $8,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC COM NEW | 775431208 | Stock | 12,233 | $8,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 30,176 | $8,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 26,101 | $8,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C201 | COM | 27,742 | $5,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 10,995 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-17-000013 | this filing | 2017-11-14 | acceptance time not in the bulk data set |