13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 4,055 holding rows worth $270,918,624,000.
- Accession
- 0001214717-17-000013
- Filer
- CIK 1214717
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 4,735 entries on the cover page, a total value of $270,918,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $270,918,624,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVINE LIVE INC | 300487105 | CL A | 315,721 | $328,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 19,822 | $327,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 33,579 | $327,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 100,092 | $325,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 107,392 | $324,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 91,642 | $324,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 19,698 | $323,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 73,148 | $323,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 42,891 | $323,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 226,957 | $322,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 27,836 | $321,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 35,237 | $320,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 191,452 | $319,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 22,075 | $318,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 19,162 | $316,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 110,263 | $316,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 15,439 | $313,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 474,363 | $313,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 9,104 | $310,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 81,175 | $310,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 52,782 | $310,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 128,724 | $310,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 68,714 | $309,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 167,530 | $308,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 49,468 | $306,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 143,413 | $305,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 30,511 | $305,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 30,481 | $303,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 43,572 | $303,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,788 | $300,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 36,180 | $300,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 11,242 | $300,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 60,105 | $299,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 46,298 | $298,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 720,207 | $298,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 208,895 | $294,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 16,668 | $293,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 8,883 | $293,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 18,746 | $291,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 15,427 | $291,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 33,899 | $290,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 197,506 | $288,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 27,309 | $285,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 16,630 | $285,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 15,197 | $284,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 23,979 | $284,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 10,301 | $283,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 78,830 | $283,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 47,416 | $283,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 24,048 | $281,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 12,265 | $280,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 154,172 | $280,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 73,465 | $279,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 92,861 | $279,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 49,868 | $279,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 309,961 | $278,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 58,265 | $278,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 61,279 | $278,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 111,083 | $277,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 9,217 | $276,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 101,759 | $276,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 57,439 | $274,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 165,460 | $273,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 28,944 | $272,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 84,042 | $272,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 200,064 | $272,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 14,108 | $271,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 253,385 | $271,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 19,448 | $270,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 75,989 | $269,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 43,762 | $269,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 27,665 | $268,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 38,160 | $268,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 12,572 | $267,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,805 | $267,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 51,409 | $267,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 18,111 | $266,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 100,890 | $265,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 179,802 | $265,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 39,275 | $264,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 62,319 | $264,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,868 | $263,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 111,827 | $262,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 56,100 | $260,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 144,095 | $259,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 25,599 | $258,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 50,462 | $257,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 64,152 | $256,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 15,203 | $256,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 23,978 | $255,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 42,604 | $255,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 220,237 | $255,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 35,271 | $254,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 34,469 | $254,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 109,600 | $254,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 23,089 | $253,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 148,929 | $251,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 41,895 | $250,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 91,594 | $250,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 67,567 | $249,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 8,408 | $248,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 11,613 | $247,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 18,577 | $246,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 70,654 | $246,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 37,499 | $244,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 40,721 | $243,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 27,706 | $242,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 25,310 | $242,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 91,295 | $241,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 83,712 | $241,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 26,800 | $240,000 | thousands by filing date | principal |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,035 | $240,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 34,571 | $240,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 73,559 | $239,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 442,617 | $239,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 165,640 | $239,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 20,520 | $237,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 25,327 | $237,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 119,381 | $237,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 39,141 | $236,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 87,279 | $235,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 17,318 | $234,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 28,605 | $234,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 9,419 | $233,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 17,418 | $233,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 40,694 | $232,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 22,052 | $231,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 183,789 | $231,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,236 | $230,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 24,220 | $230,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 176,344 | $229,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 88,989 | $227,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 276,975 | $227,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 67,353 | $226,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 7,145 | $225,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 25,372 | $225,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,610 | $224,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 175,355 | $224,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 211,168 | $223,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 4,787 | $223,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 23,822 | $222,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 64,454 | $222,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 340,820 | $221,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 166,666 | $221,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 3,774 | $220,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 96,321 | $220,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 4,839 | $219,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 15,060 | $219,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 57,898 | $218,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 56,591 | $217,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 130,824 | $217,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,051 | $216,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 28,038 | $216,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 35,676 | $215,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 27,313 | $215,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 77,017 | $215,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 76,732 | $211,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 156,604 | $211,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 18,718 | $210,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 147,424 | $210,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 55,400 | $210,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 21,888 | $205,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 144,551 | $205,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 56,144 | $204,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 12,077 | $204,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 18,661 | $204,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 13,164 | $203,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 21,194 | $203,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 176,536 | $203,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 59,760 | $203,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 14,682 | $203,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 8,457 | $201,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 14,173 | $201,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 175,983 | $200,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 14,739 | $199,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 11,586 | $198,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 270,723 | $198,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 13,237 | $198,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 22,034 | $196,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 22,026 | $195,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 72,309 | $195,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 27,717 | $195,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,268 | $195,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 544,208 | $195,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 33,985 | $193,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 39,807 | $193,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 33,844 | $192,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 49,142 | $191,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 83,916 | $190,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 133,333 | $189,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 160,078 | $188,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 104,229 | $187,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,839 | $185,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 69,569 | $184,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 57,646 | $184,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 24,896 | $183,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 52,458 | $183,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 102,964 | $183,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 14,842 | $182,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 11,397 | $180,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 60,615 | $180,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 346,720 | $180,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 70,390 | $179,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 58,710 | $179,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 28,690 | $175,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 19,046 | $169,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 27,115 | $168,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 138,378 | $167,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 17,165 | $167,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 13,883 | $167,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 73,129 | $167,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 35,720 | $166,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 22,016 | $166,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 71,490 | $165,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 23,212 | $164,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 137,481 | $164,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 46,048 | $163,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 73,731 | $162,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 11,472 | $160,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 76,292 | $160,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 53,121 | $160,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 20,189 | $159,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 43,139 | $159,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 13,755 | $158,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 73,768 | $158,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 24,941 | $156,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 26,803 | $155,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 257,262 | $155,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 112,055 | $155,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 187,884 | $154,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 56,983 | $153,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 295,008 | $153,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 59,328 | $153,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 87,117 | $152,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 87,117 | $152,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 87,349 | $152,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC | 42365Q111 | WRT | 460,670 | $152,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 47,917 | $150,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 13,791 | $149,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 65,621 | $147,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 241,370 | $147,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 30,649 | $145,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 21,270 | $145,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 18,382 | $143,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 68,936 | $143,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 19,107 | $142,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 119,099 | $142,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 40,373 | $141,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 142,583 | $141,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 32,900 | $140,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 24,490 | $140,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 58,888 | $140,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 269,778 | $139,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 24,321 | $139,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 23,036 | $138,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 44,114 | $138,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 31,729 | $136,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 11,875 | $136,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 17,962 | $136,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 61,891 | $136,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 64,228 | $136,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,483 | $135,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 12,492 | $135,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 70,447 | $135,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 71,771 | $135,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 11,216 | $135,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 49,760 | $134,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 21,701 | $133,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 90,899 | $132,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 26,292 | $132,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 85,378 | $132,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 180,563 | $131,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 41,675 | $131,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 116,148 | $130,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 100,000 | $130,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 126,541 | $129,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 21,179 | $129,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 81,220 | $128,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 76,060 | $127,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 213,188 | $126,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 24,581 | $126,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 35,396 | $125,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 10,987 | $125,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 39,813 | $125,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 11,925 | $125,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 206,201 | $124,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 30,474 | $123,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 31,932 | $121,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 32,064 | $121,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 51,830 | $121,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 21,396 | $119,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $119,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 97,541 | $119,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 12,330 | $118,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 26,538 | $118,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 43,479 | $118,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 100,000 | $118,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 61,146 | $118,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 13,866 | $117,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 79,728 | $117,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 27,108 | $117,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 45,638 | $116,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 95,951 | $114,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 167,323 | $114,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 28,219 | $114,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 236,143 | $113,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 49,590 | $112,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,401 | $112,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 29,423 | $112,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 33,957 | $112,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 26,732 | $111,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 68,853 | $110,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 19,970 | $110,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 149,843 | $109,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 342,667 | $109,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 83,079 | $109,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 191,249 | $109,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 69,859 | $109,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 72,296 | $108,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 151,120 | $108,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 11,500 | $106,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 106,848 | $106,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 37,129 | $106,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 97,860 | $105,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 35,054 | $104,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 28,994 | $103,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 89,410 | $102,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 12,364 | $100,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 22,341 | $99,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,566 | $99,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 12,089 | $99,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 263,354 | $98,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 76,800 | $98,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 18,186 | $97,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 45,139 | $96,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 11,657 | $96,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $96,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 20,593 | $96,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 46,642 | $95,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 10,178 | $95,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 19,905 | $95,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 69,173 | $92,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 323,967 | $92,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 26,723 | $91,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 37,866 | $90,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 34,351 | $90,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 18,187 | $89,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 56,222 | $88,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 54,863 | $87,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 16,799 | $87,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 26,542 | $86,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 24,901 | $86,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 67,699 | $85,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 340,724 | $85,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 27,057 | $85,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 16,454 | $84,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 97,946 | $84,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 22,164 | $82,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 35,276 | $82,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 67,373 | $82,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 17,536 | $82,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 14,169 | $81,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 39,706 | $81,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 22,211 | $81,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 11,989 | $80,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 131,825 | $79,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 29,569 | $78,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $77,000 | thousands by filing date | |
| BIOPTIX INC | 09074N101 | COM | 15,089 | $77,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 17,518 | $77,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 149,026 | $76,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 23,048 | $76,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 41,524 | $74,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 106,683 | $74,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 55,676 | $73,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 50,846 | $73,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 11,112 | $72,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 35,758 | $71,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 16,708 | $71,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 11,377 | $70,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 22,884 | $70,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 69,386 | $70,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 45,860 | $70,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 40,159 | $70,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 25,294 | $69,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 13,333 | $69,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 11,422 | $69,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 34,613 | $69,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 24,413 | $68,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 13,475 | $68,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 13,177 | $68,000 | thousands by filing date | |
| SKYLINE MED INC | 83084T606 | COM PAR | 47,035 | $68,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 88,481 | $67,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $67,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 49,828 | $67,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 38,315 | $67,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 38,855 | $67,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 14,898 | $67,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 21,526 | $66,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,679 | $66,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 31,136 | $66,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 57,658 | $65,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $64,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 30,209 | $64,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 28,175 | $64,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 37,660 | $62,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 41,630 | $62,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 171,049 | $62,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 12,969 | $61,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 31,264 | $59,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 12,211 | $59,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 16,945 | $59,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 71,674 | $59,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 14,728 | $58,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 13,680 | $58,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A105 | COM | 49,982 | $58,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 17,223 | $57,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 124,952 | $57,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 37,976 | $57,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 16,688 | $57,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 45,410 | $56,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 11,546 | $56,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 18,494 | $55,000 | thousands by filing date | |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 32,820 | $55,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 10,429 | $55,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 110,847 | $54,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 11,406 | $54,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 22,523 | $54,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 26,949 | $54,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 32,189 | $54,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 35,365 | $54,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 57,031 | $54,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 75,000 | $53,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $52,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 44,313 | $52,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 34,447 | $52,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 79,837 | $52,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 59,740 | $51,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 51,802 | $51,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 21,290 | $51,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 20,876 | $51,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 51,802 | $51,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 44,330 | $49,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 74,276 | $49,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 43,175 | $48,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $48,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 30,097 | $48,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 26,471 | $47,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 123,602 | $47,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 26,825 | $47,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 10,264 | $46,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 34,817 | $46,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 19,760 | $45,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 31,305 | $45,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 20,298 | $45,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 31,199 | $44,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 11,108 | $44,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 280,703 | $43,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 18,764 | $42,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 49,187 | $42,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 36,786 | $42,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 29,335 | $42,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 24,953 | $42,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 77,749 | $41,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 10,373 | $41,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 131,112 | $41,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 139,769 | $40,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 18,731 | $40,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 19,042 | $40,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 21,692 | $39,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 89,941 | $37,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 40,556 | $37,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 43,366 | $37,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 24,234 | $37,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 26,925 | $36,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 39,978 | $35,000 | thousands by filing date | |
| TEARLAB CORP | 878193200 | COM | 27,529 | $35,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 19,323 | $34,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 37,449 | $34,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 114,757 | $34,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 18,051 | $33,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 90,569 | $33,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C200 | COM NEW | 22,355 | $33,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 19,859 | $33,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 22,380 | $33,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,866 | $32,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 11,261 | $32,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 12,107 | $32,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 102,337 | $32,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 30,139 | $31,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 87,632 | $31,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 11,141 | $31,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 28,734 | $30,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 71,492 | $30,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 28,672 | $30,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 22,179 | $30,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 49,850 | $29,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 28,777 | $29,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 43,414 | $29,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 11,642 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-17-000013 | this filing | 2017-11-14 | acceptance time not in the bulk data set |