13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 4,029 holding rows worth $198,583,700,000.
- Accession
- 0001214717-16-000019
- Filer
- CIK 1214717
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 4,719 entries on the cover page, a total value of $198,583,700,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $198,583,700,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KEY TRONIC CORP | 493144109 | COM | 35,271 | $262,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 312,303 | $262,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 63,252 | $260,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 101,209 | $259,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 22,207 | $258,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 57,281 | $258,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 84,126 | $258,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 244,910 | $257,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 276,975 | $257,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 52,451 | $257,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 59,451 | $257,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 123,434 | $257,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 98,905 | $256,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 35,231 | $254,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 29,024 | $254,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 35,897 | $253,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 14,229 | $253,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 73,129 | $253,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 51,409 | $252,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 113,473 | $249,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 187,493 | $249,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 25,372 | $249,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 18,880 | $249,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 34,361 | $247,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 33,579 | $247,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 56,674 | $247,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 45,780 | $246,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 23,640 | $245,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 9,208 | $244,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 18,478 | $244,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 21,203 | $244,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,843 | $243,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 44,194 | $243,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 70,326 | $243,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 22,942 | $241,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 48,200 | $241,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 21,194 | $241,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 47,087 | $240,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 3,681 | $238,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 14,479 | $237,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 21,185 | $237,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 69,222 | $236,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 28,836 | $235,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 51,763 | $235,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 18,317 | $232,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 9,207 | $231,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 372,734 | $231,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 302,940 | $230,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 14,882 | $229,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 20,451 | $229,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 25,801 | $228,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 11,565 | $228,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 74,499 | $227,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 135,251 | $227,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 37,793 | $225,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 211,168 | $225,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 127,975 | $225,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 18,113 | $224,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 24,409 | $224,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 301,895 | $223,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 61,430 | $222,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 10,030 | $221,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 67,090 | $221,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 9,195 | $221,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 37,992 | $219,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 87,117 | $219,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 65,373 | $218,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 65,690 | $218,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 213,409 | $217,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 18,735 | $217,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 145,874 | $217,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 44,400 | $217,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 369,142 | $217,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 451,958 | $217,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 8,501 | $216,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 28,360 | $216,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 39,197 | $215,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 93,755 | $214,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 66,088 | $214,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 126,894 | $213,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 52,504 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,205 | $210,000 | thousands by filing date | principal |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 13,533 | $210,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 155,366 | $209,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 116,958 | $208,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 90,825 | $208,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 20,023 | $207,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 30,105 | $207,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 18,429 | $206,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 20,222 | $206,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 6,936 | $205,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 16,781 | $205,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 83,285 | $204,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 27,569 | $204,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 28,687 | $204,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 59,694 | $204,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 151,287 | $204,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 65,830 | $203,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 38,399 | $203,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 203,457 | $203,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 178,496 | $203,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 32,995 | $203,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 8,508 | $202,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 12,762 | $202,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 8,883 | $202,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 348,421 | $202,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 13,083 | $202,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 5,046 | $202,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 11,972 | $201,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 17,907 | $201,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 13,136 | $201,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 19,668 | $201,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 93,496 | $201,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3,161 | $200,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 57,578 | $200,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 143,483 | $200,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 8,091 | $200,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 112,269 | $196,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 56,983 | $195,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 138,541 | $195,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 269,778 | $194,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 41,431 | $194,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 916,385 | $192,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 18,661 | $191,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 342,667 | $191,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 59,751 | $190,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 98,296 | $190,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 23,830 | $189,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 46,807 | $189,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 159,804 | $188,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 251,675 | $188,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 15,862 | $187,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 11,434 | $187,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P100 | COM | 40,064 | $187,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 31,013 | $186,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 22,823 | $186,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,268 | $186,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 88,287 | $185,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 11,861 | $185,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 25,183 | $180,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 128,728 | $180,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 11,497 | $180,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 11,394 | $179,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 15,668 | $179,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 28,546 | $179,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 236,143 | $179,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 69,859 | $179,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 213,760 | $177,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 28,060 | $177,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 71,040 | $176,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 17,925 | $175,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 39,807 | $173,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 10,550 | $171,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 20,897 | $171,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 212,524 | $170,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 33,544 | $169,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 65,621 | $169,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,412 | $168,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 23,098 | $167,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 12,795 | $166,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 285,223 | $166,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 30,474 | $166,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 26,357 | $166,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 24,457 | $165,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 23,822 | $163,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142100 | COM | 85,470 | $163,000 | thousands by filing date | |
| GORES HLDGS INC | 382866101 | CL A | 15,047 | $162,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 27,387 | $161,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 15,275 | $161,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 11,303 | $160,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 60,728 | $160,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 11,168 | $159,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 73,889 | $159,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 93,776 | $159,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 16,000 | $156,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 86,161 | $156,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 149,292 | $155,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 10,496 | $154,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 97,541 | $154,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 30,374 | $153,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 43,139 | $153,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 33,938 | $153,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 44,567 | $153,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 69,473 | $152,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 24,419 | $152,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 25,355 | $152,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 76,488 | $152,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 21,115 | $151,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 217,051 | $151,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 15,245 | $151,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 27,117 | $150,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 13,859 | $149,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 20,951 | $148,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 45,464 | $148,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 108,104 | $148,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 29,100 | $148,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 95,862 | $147,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 27,309 | $146,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 61,269 | $146,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 79,728 | $146,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 23,021 | $145,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 340,820 | $145,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 43,929 | $145,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 36,180 | $144,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 10,948 | $144,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 21,179 | $144,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 29,686 | $143,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 26,001 | $142,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 23,429 | $141,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 29,231 | $141,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 16,397 | $140,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 26,772 | $140,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 861,207 | $140,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 149,026 | $140,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 54,555 | $140,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 47,830 | $140,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 255,495 | $139,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 111,802 | $139,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 58,910 | $138,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 104,367 | $138,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 35,054 | $138,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 23,297 | $137,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 16,566 | $137,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 34,660 | $136,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 23,046 | $136,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 106,848 | $135,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 13,755 | $135,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 29,343 | $135,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,981 | $134,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 28,296 | $134,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 74,013 | $133,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 34,351 | $133,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 24,653 | $132,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 14,015 | $131,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 10,849 | $130,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 16,747 | $130,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 46,687 | $130,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 180,114 | $129,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 16,068 | $129,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 14,017 | $129,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 46,642 | $128,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 420,802 | $128,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 74,484 | $128,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 69,384 | $127,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 57,213 | $127,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 248,758 | $127,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 24,082 | $127,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 41,524 | $125,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 30,097 | $125,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 44,662 | $125,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 22,341 | $124,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 12,262 | $124,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 72,649 | $124,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 10,099 | $124,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 116,229 | $124,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 19,219 | $123,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 18,371 | $123,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 107,910 | $123,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 66,396 | $122,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 13,084 | $122,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 60,463 | $122,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 107,721 | $121,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 14,114 | $121,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 32,526 | $120,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 24,234 | $120,000 | thousands by filing date | |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 12,234 | $120,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 13,000 | $119,000 | thousands by filing date | principal |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 97,946 | $119,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 39,226 | $119,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 35,309 | $118,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 54,177 | $118,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 65,298 | $118,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 142,132 | $118,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 28,854 | $116,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 21,701 | $115,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 35,913 | $115,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 103,924 | $114,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 88,367 | $114,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 32,469 | $113,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 16,141 | $113,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 93,315 | $113,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 74,171 | $113,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 1,012,559 | $111,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 14,425 | $109,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 21,224 | $109,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 173,120 | $108,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 176,536 | $108,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 10,038 | $108,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 18,324 | $108,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 12,972 | $107,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 20,078 | $107,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 16,647 | $106,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 41,762 | $106,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 17,550 | $106,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 10,049 | $106,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 114,757 | $106,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 29,423 | $105,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 371,147 | $102,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 280,703 | $102,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 22,898 | $101,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 161,044 | $101,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 55,658 | $101,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 25,985 | $101,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 18,720 | $99,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 81,576 | $99,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 21,617 | $98,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 40,278 | $98,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 45,410 | $98,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 17,878 | $98,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 21,092 | $98,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 57,031 | $97,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 45,860 | $97,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $96,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 340,724 | $95,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 12,111 | $94,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 43,069 | $94,000 | thousands by filing date | |
| POLARITYTE INC COM | 560690406 | Stock | 27,619 | $94,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 144,434 | $93,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 74,831 | $93,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 20,598 | $92,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 10,329 | $92,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 79,870 | $91,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 45,086 | $91,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 12,384 | $91,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 84,269 | $91,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 14,374 | $90,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 60,208 | $90,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 30,091 | $90,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 88,553 | $90,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 26,063 | $89,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 18,549 | $89,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 22,164 | $88,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 43,175 | $87,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,878 | $86,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 256,269 | $86,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 25,605 | $86,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 18,187 | $86,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 46,044 | $86,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 16,151 | $85,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 106,254 | $85,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 51,802 | $85,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 40,556 | $85,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 19,398 | $85,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 74,276 | $85,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,483 | $84,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 129,860 | $84,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 45,139 | $83,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 40,967 | $83,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 25,718 | $82,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 816,989 | $81,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 52,721 | $81,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,679 | $80,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 61,311 | $80,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 44,313 | $79,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 14,816 | $79,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 48,146 | $79,000 | thousands by filing date | |
| WI-LAN INC | 2230935 | COMSTK | 51,670 | $79,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 12,474 | $76,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 151,609 | $76,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $76,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 77,571 | $76,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 14,741 | $76,000 | thousands by filing date | |
| VIOLIN MEMORY INC COM NEW | 92763A309 | Stock | 105,172 | $76,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 12,537 | $75,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 90,569 | $75,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 14,961 | $75,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 118,734 | $74,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 26,292 | $74,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 13,701 | $74,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 24,303 | $73,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,847 | $73,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 10,998 | $73,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 263,354 | $73,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 63,185 | $72,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 41,243 | $72,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 11,289 | $71,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 27,235 | $71,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 155,348 | $71,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 31,438 | $71,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 10,183 | $71,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 18,498 | $70,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 101,446 | $70,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 28,672 | $67,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 32,119 | $67,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 17,617 | $67,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 242,723 | $67,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 41,093 | $67,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 36,646 | $65,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 139,769 | $63,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 81,103 | $63,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 32,107 | $62,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $62,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 39,159 | $62,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $61,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 12,009 | $61,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 25,667 | $60,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 14,356 | $59,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 30,894 | $58,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P306 | COM PAR | 13,437 | $58,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 16,535 | $57,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 49,187 | $57,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 54,496 | $56,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 23,128 | $55,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 14,277 | $55,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 15,170 | $55,000 | thousands by filing date | |
| StemCells, Inc. | 85857R303 | COM | 40,550 | $55,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 44,389 | $53,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 11,158 | $52,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 40,159 | $52,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 25,863 | $51,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 439,847 | $51,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 44,488 | $51,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 22,211 | $51,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $50,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 27,877 | $50,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 117,056 | $50,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 92,136 | $50,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 26,228 | $50,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $49,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 54,174 | $49,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 11,039 | $49,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 14,728 | $48,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 26,638 | $48,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 14,309 | $46,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 19,859 | $46,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 77,749 | $45,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 20,000 | $45,000 | thousands by filing date | |
| VENAXIS INC | 92262A206 | COM NEW | 15,089 | $45,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 31,264 | $44,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 21,283 | $44,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,561 | $43,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 24,413 | $43,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 49,557 | $43,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 27,211 | $43,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 38,700 | $42,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 89,941 | $41,000 | thousands by filing date | |
| SPI ENERGY CO LTD NEW 2018 | 78470H109 | Common Stock | 18,200 | $41,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 12,816 | $40,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 30,066 | $40,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 16,945 | $40,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 35,946 | $40,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 21,491 | $39,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 12,000 | $39,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 13,293 | $38,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 23,789 | $38,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 34,199 | $38,000 | thousands by filing date | |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 60,393 | $37,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 14,674 | $36,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 19,760 | $35,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 29,583 | $35,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 15,274 | $35,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 15,864 | $35,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 27,742 | $35,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 12,379 | $34,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 45,644 | $34,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 52,113 | $34,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 11,199 | $34,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 19,782 | $34,000 | thousands by filing date | |
| TOWERSTREAM CORP COM NEW | 892000209 | Stock | 25,095 | $34,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 21,045 | $33,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 30,139 | $33,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 14,124 | $33,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 30,249 | $32,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 25,653 | $32,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 55,448 | $31,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 26,827 | $31,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 25,676 | $31,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $30,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 13,923 | $30,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 67,118 | $30,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 28,734 | $29,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 44,834 | $29,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 13,756 | $29,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 16,688 | $29,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 22,034 | $29,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 22,983 | $29,000 | thousands by filing date | |
| BIOSTAGE INC | 09074M103 | COM | 27,224 | $29,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $28,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 15,608 | $27,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 11,601 | $26,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 106,091 | $26,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 17,690 | $26,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $25,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 23,694 | $25,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 12,016 | $24,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 36,672 | $24,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 91,665 | $24,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 15,827 | $24,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 13,195 | $24,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,866 | $23,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 12,868 | $23,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 15,157 | $23,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 19,190 | $23,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 13,315 | $23,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 12,537 | $23,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $22,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 15,640 | $21,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 14,806 | $20,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 75,199 | $20,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 41,938 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-16-000019 | this filing | 2016-11-10 | acceptance time not in the bulk data set |