13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 4,029 holding rows worth $198,583,700,000.
- Accession
- 0001214717-16-000019
- Filer
- CIK 1214717
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 4,719 entries on the cover page, a total value of $198,583,700,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $198,583,700,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COGINT INC | 19241Q101 | COM | 173,413 | $882,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 26,900 | $881,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 95,320 | $881,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 279,265 | $879,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 19,476 | $877,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 55,330 | $877,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 324,492 | $876,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 74,430 | $876,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 42,648 | $875,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 372,508 | $875,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 36,678 | $874,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 123,444 | $874,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 34,381 | $873,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 55,392 | $873,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 24,644 | $869,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 85,522 | $865,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,497 | $862,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 66,041 | $861,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 97,726 | $860,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 267,956 | $857,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 27,527 | $856,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 80,786 | $855,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 40,629 | $854,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 494,763 | $850,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 100,074 | $848,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 115,011 | $847,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,860 | $845,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 78,864 | $841,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 234,513 | $837,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 122,780 | $837,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 186,629 | $837,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 229,965 | $834,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 97,675 | $834,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 44,549 | $834,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 77,245 | $834,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 58,753 | $832,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 50,436 | $830,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 65,874 | $828,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 47,611 | $827,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 138,813 | $827,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 212,568 | $826,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 56,899 | $825,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 31,002 | $824,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 249,768 | $824,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 19,806 | $823,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 67,773 | $822,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 29,357 | $821,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 73,810 | $821,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 298,181 | $819,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 13,516 | $818,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 18,968 | $817,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 69,327 | $816,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 433,912 | $811,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 110,289 | $811,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 8,148 | $810,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 110,329 | $810,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 111,748 | $809,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 479,267 | $809,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 271,799 | $807,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 125,873 | $805,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 32,172 | $801,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 105,282 | $801,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 201,239 | $800,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 51,358 | $800,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 34,474 | $796,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 114,079 | $796,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 263,133 | $794,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 15,331 | $793,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 191,423 | $786,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 31,555 | $782,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 10,000 | $780,000 | thousands by filing date | principal |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 27,548 | $779,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 43,143 | $779,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 165,348 | $778,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 149,678 | $775,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 62,030 | $775,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 98,253 | $775,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 60,488 | $771,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 92,488 | $771,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 47,217 | $767,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 61,393 | $765,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 75,000 | $761,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 245,865 | $759,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 168,157 | $749,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 145,614 | $748,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 98,163 | $747,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 24,522 | $744,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 53,834 | $744,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 56,433 | $742,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 41,712 | $739,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 48,836 | $739,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 17,524 | $738,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 148,230 | $736,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 50,484 | $734,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 454,193 | $731,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 42,075 | $730,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 43,061 | $729,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 182,113 | $726,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 42,412 | $725,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 124,278 | $724,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 141,374 | $723,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 213,862 | $722,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 120,014 | $720,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 76,457 | $717,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 21,444 | $716,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 52,358 | $716,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 36,526 | $714,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 48,682 | $711,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,409 | $710,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 29,833 | $709,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 15,254 | $708,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 103,144 | $707,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 106,922 | $706,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 76,748 | $706,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 40,182 | $705,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 224,030 | $701,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 97,301 | $700,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 27,147 | $697,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 32,342 | $695,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 40,279 | $691,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 255,263 | $691,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 88,850 | $691,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 35,462 | $691,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 40,310 | $690,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 91,096 | $690,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 77,799 | $689,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 124,252 | $689,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 301,147 | $689,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 37,111 | $687,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 30,474 | $677,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 69,820 | $675,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 24,885 | $668,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 127,071 | $668,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 156,755 | $667,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 113,305 | $666,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 55,385 | $665,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 139,725 | $665,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 150,682 | $664,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 59,474 | $663,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 581,934 | $663,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 26,078 | $660,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 720,207 | $659,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 40,574 | $654,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 13,136 | $651,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 86,355 | $649,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 92,666 | $649,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 32,470 | $649,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 53,939 | $647,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 33,807 | $647,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 50,654 | $647,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 109,202 | $644,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 57,869 | $641,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 371,776 | $639,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 15,212 | $638,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 50,019 | $638,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 53,871 | $636,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 43,124 | $633,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 87,656 | $628,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 47,426 | $627,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 147,387 | $624,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 43,067 | $624,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,175 | $623,000 | thousands by filing date | principal |
| GENIE ENERGY LTD | 372284208 | CL B | 105,344 | $621,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 125,304 | $621,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 85,722 | $620,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 242,329 | $620,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 60,215 | $620,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 86,030 | $615,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 20,745 | $614,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 79,501 | $612,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 212,969 | $611,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 46,098 | $608,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 200,487 | $607,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 36,885 | $606,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 41,905 | $606,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 15,391 | $605,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 46,393 | $605,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 41,689 | $604,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 49,978 | $602,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 66,221 | $602,000 | thousands by filing date | |
| GORES HOLDINGS INC-CW20 | 382866119 | Warrants | 500,000 | $600,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 29,637 | $599,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 27,215 | $598,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 20,624 | $597,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 127,298 | $594,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 78,949 | $585,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 692,227 | $584,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 116,054 | $582,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 45,164 | $579,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 93,605 | $579,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 18,552 | $577,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 35,810 | $577,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 321,760 | $575,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 19,376 | $573,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 63,419 | $570,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 47,507 | $569,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 62,955 | $567,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 94,870 | $565,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 36,909 | $565,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 15,769 | $563,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 41,806 | $563,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 117,920 | $562,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 48,393 | $560,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 97,351 | $558,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 42,964 | $557,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 814,357 | $557,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 54,380 | $556,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 295,483 | $555,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 81,434 | $555,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 21,244 | $552,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 29,401 | $549,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 19,880 | $548,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 77,125 | $546,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 196,523 | $544,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 29,705 | $544,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 191,037 | $542,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 180,406 | $539,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 99,339 | $539,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 54,921 | $537,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 71,707 | $535,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 52,920 | $535,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 100,890 | $534,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 61,318 | $532,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 23,954 | $531,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 50,664 | $531,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 34,921 | $530,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 110,663 | $530,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 31,175 | $529,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 43,921 | $526,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 175,403 | $522,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 115,344 | $522,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 72,354 | $521,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 70,383 | $521,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 195,320 | $521,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 113,467 | $520,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 359,099 | $520,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 34,304 | $519,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 58,823 | $518,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 33,267 | $517,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 313,810 | $517,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 176,169 | $516,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 424,306 | $513,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 124,556 | $511,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 118,239 | $509,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 62,446 | $507,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 26,425 | $506,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 460,267 | $501,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 85,210 | $501,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 9,990 | $500,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 128,724 | $498,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 319,410 | $498,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 167,216 | $496,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 24,738 | $495,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 36,272 | $494,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | B63MCN1 | COMSTK | 97,642 | $493,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 20,768 | $491,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 55,310 | $490,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 256,323 | $489,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 74,381 | $489,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 494,453 | $488,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 21,730 | $488,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 109,573 | $488,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 222,208 | $484,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 38,507 | $483,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 34,750 | $481,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 25,051 | $480,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 237,302 | $478,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 38,721 | $477,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 60,290 | $477,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 5,445 | $476,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 50,916 | $475,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 89,888 | $475,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 67,339 | $474,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 50,384 | $473,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 73,188 | $472,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 1,090,628 | $468,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 23,292 | $466,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 68,301 | $463,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 58,265 | $463,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 146,276 | $462,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 17,542 | $462,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 139,491 | $461,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 65,729 | $460,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 43,475 | $459,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 182,021 | $458,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 13,594 | $456,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 1,301,165 | $455,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 23,762 | $454,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 10,941 | $452,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 41,665 | $452,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 174,212 | $450,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 152,556 | $450,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 56,723 | $449,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 5,393 | $449,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 177,298 | $448,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 95,105 | $446,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 56,009 | $446,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 150,859 | $445,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 33,200 | $443,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 41,791 | $441,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 36,763 | $441,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 37,138 | $440,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 31,995 | $439,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 48,257 | $438,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 13,726 | $436,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 38,110 | $436,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 19,168 | $435,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 72,639 | $435,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 7,008 | $434,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 152,969 | $432,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 30,862 | $432,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 50,168 | $431,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 29,731 | $429,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 37,159 | $428,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 386,001 | $428,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 141,789 | $426,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 1,133,041 | $424,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 47,088 | $422,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 34,032 | $422,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 21,545 | $420,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 78,830 | $420,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 23,680 | $416,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 52,976 | $415,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 70,673 | $415,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 15,975 | $414,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 42,818 | $414,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 17,509 | $413,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 90,238 | $413,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 12,370 | $411,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 357,719 | $411,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 93,580 | $411,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 253,385 | $410,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 12,331 | $409,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 8,903 | $407,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 39,200 | $407,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 111,830 | $407,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 63,529 | $406,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 85,043 | $406,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 28,577 | $405,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 10,563 | $402,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 239,441 | $399,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 150,925 | $398,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 678,051 | $398,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 58,759 | $396,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 145,411 | $395,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 11,083 | $393,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 74,849 | $393,000 | thousands by filing date | |
| TLOG 8 06/15/19 | 88165UAB5 | Bond 30/360P2 U | 5,250,000 | $393,000 | thousands by filing date | principal |
| COMSTOCK RES INC COM | 205768302 | Stock | 51,346 | $392,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 44,273 | $390,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 54,671 | $388,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 49,130 | $387,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 78,513 | $387,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 534,133 | $386,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 217,747 | $383,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 67,558 | $383,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 73,582 | $383,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 115,795 | $380,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 66,937 | $380,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 26,423 | $380,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 88,563 | $379,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 16,726 | $379,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 19,044 | $377,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 37,384 | $376,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 48,909 | $375,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 43,579 | $374,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 96,044 | $374,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 813,495 | $373,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 40,757 | $372,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 79,063 | $371,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 126,887 | $370,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 65,529 | $368,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 63,543 | $367,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 77,244 | $365,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 18,520 | $363,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 146,731 | $362,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 3,983 | $360,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 128,877 | $359,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 69,140 | $359,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 9,888 | $359,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 10,719 | $357,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 24,852 | $357,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 158,300 | $357,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 30,073 | $357,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 24,201 | $356,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 26,547 | $355,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 111,438 | $354,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 17,873 | $353,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 36,980 | $352,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 50,948 | $352,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 21,290 | $350,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 120,048 | $349,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 71,966 | $348,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 33,219 | $348,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 12,027 | $347,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 37,261 | $347,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 69,079 | $345,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 35,693 | $344,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 395,081 | $344,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 10,834 | $343,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 18,995 | $343,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 20,375 | $342,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 62,238 | $342,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 195,192 | $341,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 50,712 | $340,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 46,174 | $340,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 11,738 | $339,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 36,285 | $339,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 113,707 | $339,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 40,414 | $338,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 176,109 | $338,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 108,093 | $337,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 14,897 | $335,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 33,605 | $334,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 57,646 | $334,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 204,099 | $334,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 94,708 | $333,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 11,301 | $332,000 | thousands by filing date | principal |
| MICROVISION INC DEL | 594960304 | COM NEW | 241,061 | $332,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 58,439 | $332,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 17,901 | $331,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 36,508 | $331,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 291,475 | $329,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 63,053 | $329,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 46,603 | $329,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 9,383 | $328,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 52,458 | $328,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 13,978 | $328,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 1,025,209 | $328,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 14,469 | $327,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 38,897 | $327,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 7,335 | $326,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 7,456 | $326,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 58,550 | $324,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 49,253 | $323,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 31,531 | $323,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 119,713 | $323,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 259,739 | $322,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 41,903 | $322,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 64,644 | $321,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 10,214 | $321,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 17,962 | $320,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 75,464 | $319,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 103,229 | $318,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 37,499 | $318,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 80,139 | $317,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 23,035 | $316,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 137,286 | $315,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 73,817 | $314,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 110,998 | $310,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 69,070 | $310,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 69,276 | $307,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 48,972 | $306,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 61,778 | $306,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 391,155 | $306,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 68,901 | $303,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 59,552 | $303,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 14,875 | $298,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 33,770 | $297,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 175,983 | $297,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 18,852 | $296,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 58,273 | $296,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 22,475 | $295,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 5,085 | $294,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 18,285 | $293,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 55,397 | $291,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 200,064 | $290,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 25,499 | $288,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 42,046 | $288,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 68,513 | $287,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 24,653 | $286,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 17,501 | $284,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 8,364 | $284,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 40,373 | $284,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 105,388 | $283,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 10,695 | $282,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 15,956 | $282,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 24,359 | $281,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 48,059 | $280,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 7,679 | $278,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 839,851 | $277,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 406,297 | $275,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 22,218 | $275,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 73,731 | $275,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 86,251 | $274,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 11,251 | $273,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 16,776 | $272,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 5,740 | $272,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 303,283 | $269,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 44,971 | $269,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,680 | $268,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 40,694 | $268,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 143,413 | $268,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 65,240 | $267,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 15,570 | $265,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 82,292 | $264,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 41,675 | $264,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 18,009 | $263,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 36,710 | $263,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 21,762 | $262,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-16-000019 | this filing | 2016-11-10 | acceptance time not in the bulk data set |