13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 4,096 holding rows worth $188,439,917,000.
- Accession
- 0001214717-16-000017
- Filer
- CIK 1214717
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 4,864 entries on the cover page, a total value of $188,439,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $188,439,917,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 52,113 | $40,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 13,701 | $40,000 | thousands by filing date | |
| VENAXIS INC | 92262A206 | COM NEW | 15,088 | $40,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 73,448 | $39,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 41,938 | $39,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 31,306 | $39,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 117,056 | $38,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 1,000,000 | $38,000 | thousands by filing date | principal |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 66,578 | $37,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,779 | $36,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 15,157 | $36,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 24,922 | $36,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 24,413 | $35,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $35,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 14,231 | $34,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 13,908 | $34,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 26,165 | $33,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 280,852 | $33,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 86,456 | $33,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 30,139 | $32,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 116,581 | $32,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 139,769 | $31,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 37,716 | $30,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 4,000,000 | $30,000 | thousands by filing date | principal |
| WHEELER REIT | 963025101 | COM | 24,175 | $30,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $29,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 29,880 | $29,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 86,072 | $29,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $28,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 91,665 | $28,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 15,827 | $28,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 19,463 | $28,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 43,918 | $28,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 11,390 | $27,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 26,001 | $27,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 12,866 | $26,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 15,134 | $26,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 46,000 | $26,000 | thousands by filing date | |
| DRAFTDAY FANTASY SPORTS INC | 261427108 | Cmn | 110,929 | $26,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 26,170 | $25,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924127 | *W EXP 01/17/201 | 12,634 | $25,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $24,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 12,868 | $24,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 14,730 | $24,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 11,589 | $24,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 12,537 | $24,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 10,382 | $24,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $23,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $22,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 84,566 | $22,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 22,409 | $21,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,924 | $21,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 11,499 | $21,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 35,902 | $21,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 106,091 | $21,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 29,933 | $21,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 11,601 | $20,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 23,694 | $20,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 15,707 | $19,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 12,000 | $19,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 24,637 | $19,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 19,905 | $19,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 40,911 | $19,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 11,261 | $18,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 134,818 | $18,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 101,604 | $18,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 64,028 | $17,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 15,640 | $17,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 12,651 | $16,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 29,036 | $16,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 35,305 | $15,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 16,057 | $15,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 22,034 | $15,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 46,637 | $14,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 18,562 | $14,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 20,739 | $14,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 12,126 | $13,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 76,678 | $13,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 14,502 | $13,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 73,679 | $13,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 36,374 | $13,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 10,102 | $12,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 61,846 | $12,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 62,760 | $12,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 32,952 | $11,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 33,104 | $11,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 19,512 | $11,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 39,792 | $11,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 50,524 | $10,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 11,613 | $9,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 19,190 | $9,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 51,793 | $9,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 13,347 | $7,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 27,633 | $6,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 19,566 | $5,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X105 | Cmn | 23,719 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-16-000017 | this filing | 2016-05-13 | acceptance time not in the bulk data set |