13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 4,096 holding rows worth $188,439,917,000.
- Accession
- 0001214717-16-000017
- Filer
- CIK 1214717
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 4,864 entries on the cover page, a total value of $188,439,917,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $188,439,917,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 49,253 | $288,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 36,285 | $287,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 106,254 | $286,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 55,321 | $284,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 769,483 | $284,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 17,153 | $283,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 128,838 | $282,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 113,403 | $281,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 20,578 | $280,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 97,355 | $279,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 51,924 | $279,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 25,239 | $279,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 50,205 | $276,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 37,358 | $275,000 | thousands by filing date | principal |
| MATTERSIGHT CORP | 577097108 | COM | 68,443 | $274,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 33,579 | $273,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 77,250 | $273,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 39,942 | $273,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 15,956 | $272,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 88,092 | $272,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 343,674 | $271,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 18,395 | $270,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 312,303 | $268,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 18,449 | $267,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 512,851 | $267,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 9,110 | $266,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 253,122 | $265,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 13,612 | $264,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 30,083 | $264,000 | thousands by filing date | principal |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 13,470 | $263,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 175,851 | $263,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 12,040 | $263,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 32,223 | $263,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 25,372 | $262,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 9,668 | $261,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 14,976 | $260,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 276,975 | $260,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 112,179 | $260,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 32,487 | $260,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 44,148 | $260,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 24,268 | $260,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 17,884 | $259,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 23,308 | $259,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 224,052 | $259,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 282,230 | $259,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,246 | $258,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 150,748 | $256,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 195,116 | $255,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 331,514 | $254,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 16,169 | $254,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 41,564 | $254,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 10,214 | $254,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 26,921 | $253,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 32,548 | $253,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 19,968 | $252,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 35,271 | $252,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 143,483 | $252,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 38,517 | $251,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 18,281 | $251,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 15,603 | $250,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 48,886 | $250,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 38,243 | $249,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 22,372 | $248,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 10,117 | $248,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 188,573 | $247,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 23,228 | $245,000 | thousands by filing date | principal |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 50,712 | $245,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 21,151 | $245,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 48,059 | $244,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 51,763 | $244,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 38,789 | $243,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 269,778 | $242,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 43,069 | $242,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 41,587 | $239,000 | thousands by filing date | |
| CERULEAN PHARMA INC | 15708Q105 | COM | 88,462 | $239,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 135,251 | $238,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 143,413 | $238,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 18,822 | $237,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 37,050 | $236,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 65,700 | $233,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 77,847 | $233,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 20,418 | $233,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 17,027 | $230,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 61,521 | $230,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 63,252 | $230,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 22,906 | $228,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 94,924 | $228,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 52,411 | $227,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 56,983 | $226,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 63,662 | $226,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 95,731 | $226,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 128,664 | $225,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 416,440 | $225,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 21,294 | $225,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 55,168 | $222,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 18,478 | $222,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 420,802 | $222,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 64,569 | $222,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 82,821 | $222,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 22,207 | $220,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 32,444 | $220,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 21,571 | $220,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 41,524 | $220,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 293,305 | $219,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 10,030 | $218,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 7,410 | $218,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 27,429 | $218,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 10,400 | $218,000 | thousands by filing date | principal |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 58,082 | $217,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 40,694 | $216,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 48,121 | $216,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 35,336 | $216,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 97,541 | $216,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 315,000 | $216,000 | thousands by filing date | principal |
| DATAWATCH CORP | 237917208 | COM NEW | 43,467 | $215,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 15,220 | $214,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 66,925 | $213,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 23,435 | $212,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 147,145 | $210,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 18,041 | $209,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 40,265 | $209,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 36,353 | $208,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 68,877 | $207,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 292,593 | $207,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 40,663 | $206,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 21,159 | $205,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 18,305 | $205,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 67,068 | $205,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 27,972 | $205,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 211,168 | $204,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 340,820 | $204,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 21,701 | $202,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 83,426 | $202,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 57,144 | $200,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 31,355 | $200,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 35,897 | $199,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 11,494 | $199,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 149,123 | $199,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 10,125 | $198,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 18,113 | $198,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 31,463 | $196,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 18,661 | $196,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 47,087 | $196,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 77,331 | $195,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 342,667 | $195,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 108,029 | $194,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 905,990 | $193,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 1,287,167 | $193,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 69,859 | $193,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 106,848 | $189,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 412,921 | $189,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 861,207 | $189,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 83,008 | $187,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 25,912 | $187,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 37,153 | $187,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 90,732 | $186,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 678,116 | $185,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 30,474 | $185,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 18,754 | $184,000 | thousands by filing date | principal |
| ATYR PHARMA INC | 002120103 | COM | 46,943 | $184,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 339,887 | $183,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 26,535 | $182,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 27,309 | $181,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 70,496 | $180,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 12,274 | $180,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 34,884 | $180,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 13,780 | $179,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 17,863 | $178,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 60,638 | $178,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 292,516 | $177,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 17,837 | $177,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 350,264 | $175,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 68,717 | $175,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 23,822 | $174,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 41,487 | $174,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 93,256 | $174,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 341,152 | $173,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 108,890 | $173,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 718,211 | $172,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 101,746 | $172,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 108,063 | $172,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 21,514 | $170,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 42,812 | $170,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 24,420 | $170,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 14,797 | $169,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 14,796 | $168,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 65,261 | $167,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 91,235 | $165,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 46,642 | $164,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 72,615 | $164,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 214,581 | $164,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 12,170 | $164,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 14,894 | $164,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 26,772 | $163,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 61,269 | $163,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 251,442 | $163,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 76,434 | $163,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 127,915 | $161,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 44,401 | $161,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,268 | $161,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 65,254 | $160,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 276,642 | $160,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 25,889 | $160,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 59,694 | $156,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 79,776 | $155,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 49,531 | $154,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 63,460 | $154,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 107,592 | $153,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 25,146 | $153,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 25,775 | $153,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 21,010 | $152,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 95,488 | $152,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 128,708 | $151,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 3,900,000 | $151,000 | thousands by filing date | principal |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 22,249 | $150,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 144,434 | $150,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 256,072 | $148,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 45,274 | $148,000 | thousands by filing date | |
| VBI VACCINES INC CDA | 91790E102 | Stock | 63,322 | $148,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 23,139 | $147,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 28,106 | $146,000 | thousands by filing date | principal |
| Misonix Inc | 604871103 | COM | 24,082 | $146,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 17,719 | $145,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 104,367 | $145,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 44,783 | $145,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 57,031 | $145,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 345,401 | $145,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 10,448 | $144,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 31,046 | $144,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 27,252 | $143,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 147,473 | $143,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 13,702 | $142,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 45,634 | $142,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 28,774 | $141,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 36,180 | $141,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 14,829 | $140,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 66,396 | $140,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 165,697 | $140,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 116,229 | $140,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 33,567 | $139,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 13,919 | $138,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 37,360 | $138,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 26,295 | $138,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 18,211 | $137,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 15,825 | $136,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 74,013 | $136,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 322,991 | $135,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 23,046 | $134,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 12,468 | $134,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 27,111 | $134,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 24,234 | $133,000 | thousands by filing date | |
| FORTUNA SILVER MINES INC | 2383033 | COMSTK | 34,300 | $133,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 98,296 | $132,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 241,167 | $132,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 16,352 | $131,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 59,883 | $131,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 50,907 | $130,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 164,883 | $129,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 73,827 | $129,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 88,115 | $129,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 63,084 | $128,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 103,746 | $128,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 212,524 | $128,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 22,873 | $127,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 12,192 | $127,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 17,770 | $127,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 439,847 | $127,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 46,187 | $127,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 10,884 | $126,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 25,178 | $126,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 486,595 | $126,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 340,724 | $126,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 56,417 | $125,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 22,144 | $125,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 321,803 | $125,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 155,322 | $125,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 24,030 | $124,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 16,272 | $123,000 | thousands by filing date | principal |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 32,513 | $123,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 27,636 | $122,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 73,582 | $122,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 87,259 | $122,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 79,241 | $121,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 10,027 | $121,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 16,511 | $121,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 897,977 | $119,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 17,915 | $119,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 140,312 | $119,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 81,576 | $119,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142100 | COM | 85,426 | $118,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 15,674 | $117,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 21,701 | $117,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 65,621 | $117,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 44,313 | $117,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 51,365 | $117,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 13,755 | $117,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 41,243 | $117,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 124,153 | $117,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 38,373 | $117,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,911 | $116,000 | thousands by filing date | principal |
| IDENTIV INC | 45170X205 | COM NEW | 54,157 | $116,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 45,860 | $116,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 12,640 | $114,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 81,354 | $114,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 39,969 | $112,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 79,728 | $112,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 43,091 | $112,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 49,557 | $111,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 29,423 | $111,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 43,929 | $111,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 29,721 | $110,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 25,929 | $110,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 29,204 | $109,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 11,648 | $109,000 | thousands by filing date | |
| CARDICA INC | 14141R309 | COM NEW | 30,873 | $109,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 51,802 | $108,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 111,607 | $108,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 34,596 | $108,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 27,235 | $107,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 180,264 | $106,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 12,033 | $105,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 81,635 | $105,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 55,299 | $104,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 14,541 | $104,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 280,703 | $103,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 24,419 | $102,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 136,746 | $102,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 10,005 | $101,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 74,274 | $101,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 34,351 | $101,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 14,425 | $100,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 176,536 | $100,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 21,778 | $99,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 22,164 | $99,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 55,409 | $99,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 23,558 | $98,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 49,032 | $98,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 29,042 | $98,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 78,515 | $97,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 16,328 | $97,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 69,146 | $96,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 24,275 | $96,000 | thousands by filing date | |
| VRINGO INC | 92911N302 | Cmn | 58,987 | $96,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 16,637 | $95,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 21,224 | $95,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 40,556 | $94,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 25,556 | $94,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 34,071 | $94,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 173,120 | $93,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 198,099 | $93,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10,969 | $92,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 16,499 | $91,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 11,462 | $91,000 | thousands by filing date | |
| CODE REBEL CORP | 19200J106 | COM | 19,648 | $91,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 80,191 | $90,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $90,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 18,324 | $90,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 41,762 | $89,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 251,938 | $89,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 263,354 | $89,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 119,064 | $89,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668502 | COM PAR | 54,531 | $89,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 15,734 | $88,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 44,662 | $88,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 13,116 | $88,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 12,932 | $87,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 18,588 | $86,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 18,388 | $86,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 118,671 | $86,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 12,659 | $86,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 93,776 | $86,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 19,286 | $86,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 44,368 | $85,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 48,146 | $85,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 70,130 | $85,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 186,795 | $84,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 268,202 | $84,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 20,203 | $83,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 35,913 | $83,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 14,804 | $83,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 89,941 | $82,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 129,743 | $81,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 28,672 | $81,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 10,018 | $81,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 18,187 | $81,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 32,485 | $81,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 17,733 | $81,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 20,569 | $81,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 46,181 | $81,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 407,330 | $80,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 15,864 | $80,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 72,112 | $79,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 45,139 | $78,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 53,818 | $78,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 26,260 | $77,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 36,382 | $77,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 113,419 | $77,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,483 | $76,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 15,112 | $74,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,679 | $74,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 92,136 | $74,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 306,249 | $73,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 27,975 | $72,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 75,138 | $72,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 19,683 | $71,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 31,591 | $71,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $71,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 61,369 | $71,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 266,380 | $71,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 52,333 | $70,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 45,747 | $70,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 409,283 | $69,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 17,570 | $69,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 61,311 | $69,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 17,690 | $69,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 37,799 | $68,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 76,501 | $68,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 35,990 | $68,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 45,410 | $67,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 115,249 | $67,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 155,911 | $67,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 320,865 | $66,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 80,974 | $66,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 14,219 | $65,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 14,829 | $65,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 25,649 | $65,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,878 | $64,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 67,154 | $64,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 90,569 | $64,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 13,754 | $63,000 | thousands by filing date | principal |
| OOMA INC | 683416101 | COM | 10,798 | $63,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 60,208 | $62,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 13,048 | $62,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 38,798 | $62,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,349 | $61,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $61,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 18,498 | $61,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 19,221 | $61,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 26,292 | $61,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 12,275 | $60,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 36,646 | $60,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 55,091 | $60,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 21,024 | $59,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 96,746 | $59,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 16,945 | $59,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 84,269 | $59,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 10,733 | $59,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,931 | $57,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 335,103 | $57,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 12,760 | $56,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 49,187 | $56,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 19,859 | $56,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 15,508 | $56,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 14,567 | $55,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 54,497 | $55,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 25,466 | $54,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 75,857 | $54,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 19,760 | $53,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 13,214 | $53,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 26,767 | $53,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 10,468 | $53,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 12,725 | $52,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 13,327 | $51,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 54,431 | $51,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 28,734 | $51,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 26,882 | $51,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 555,860 | $50,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 72,591 | $50,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 10,949 | $49,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 54,148 | $49,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 77,155 | $49,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 139,952 | $48,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 11,158 | $48,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 24,073 | $47,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 60,393 | $47,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 55,448 | $46,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 77,749 | $45,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 32,070 | $45,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,561 | $44,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $44,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 14,728 | $44,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 13,824 | $44,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 93,274 | $44,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 91,033 | $44,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 44,389 | $44,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 21,491 | $43,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 41,071 | $43,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 118,638 | $43,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 45,574 | $43,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 25,666 | $43,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 27,742 | $43,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 25,690 | $42,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 99,919 | $42,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 16,688 | $42,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 11,897 | $41,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 74,840 | $41,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 25,977 | $41,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 20,259 | $41,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 38,700 | $41,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-16-000017 | this filing | 2016-05-13 | acceptance time not in the bulk data set |