13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 4,128 holding rows worth $164,881,832,000.
- Accession
- 0001214717-15-000011
- Filer
- CIK 1214717
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 5,075 entries on the cover page, a total value of $164,881,832,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $164,881,832,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 68,096 | $56,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 60,393 | $56,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 77,749 | $55,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 16,126 | $54,000 | thousands by filing date | |
| CVSL INC | 12665T206 | Cmn | 32,644 | $54,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 103,943 | $53,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 20,211 | $53,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 13,327 | $52,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 41,938 | $52,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 117,056 | $51,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 11,937 | $51,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 106,091 | $50,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 19,623 | $49,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 21,003 | $49,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,831 | $49,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 33,536 | $49,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 186,795 | $49,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 139,769 | $48,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 14,728 | $47,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 62,332 | $47,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 22,015 | $46,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 15,864 | $46,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 62,701 | $46,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 86,435 | $44,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 32,483 | $44,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 257,672 | $43,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 23,678 | $42,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 80,228 | $42,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 12,030 | $41,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 38,700 | $41,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 25,896 | $40,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 11,785 | $40,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 209,832 | $40,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 24,542 | $40,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 20,739 | $40,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 142,289 | $39,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 11,390 | $39,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 10,037 | $39,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 41,071 | $38,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 73,385 | $38,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 120,707 | $38,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 26,899 | $37,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 12,000 | $37,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 220,460 | $36,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 30,702 | $35,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 24,413 | $35,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 23,694 | $35,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 29,930 | $35,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 75,942 | $34,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 15,640 | $34,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,483 | $33,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 19,755 | $33,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 91,665 | $32,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 51,793 | $32,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 19,497 | $32,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 21,491 | $31,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 14,878 | $31,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 29,511 | $31,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 16,812 | $31,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 91,248 | $31,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 30,139 | $30,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 19,190 | $30,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 11,601 | $30,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 11,589 | $30,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 27,626 | $30,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 16,535 | $30,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,337 | $28,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 12,126 | $28,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,832 | $28,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 92,452 | $27,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 29,036 | $27,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 12,537 | $27,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 14,145 | $26,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 63,640 | $26,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 65,878 | $26,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 11,928 | $26,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 31,100 | $26,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 18,823 | $25,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 14,994 | $25,000 | thousands by filing date | |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 31,699 | $25,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 15,827 | $24,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 135,281 | $24,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 19,412 | $24,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 12,868 | $23,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 93,274 | $23,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 26,970 | $23,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 27,158 | $23,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 79,621 | $22,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 12,540 | $22,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 43,682 | $20,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 44,017 | $20,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 35,202 | $19,000 | thousands by filing date | |
| PREMIER EXHIBITIONS INC COM NEW | 74051E201 | Stock | 10,407 | $19,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 16,057 | $18,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 252,520 | $18,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 101,604 | $17,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 46,734 | $17,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 19,463 | $17,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 39,792 | $17,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 86,137 | $16,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 50,905 | $15,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 134,818 | $15,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 13,852 | $15,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 37,933 | $15,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 26,001 | $15,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 73,584 | $14,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 61,846 | $14,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 38,366 | $13,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 13,347 | $12,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 11,858 | $11,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 11,261 | $10,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 25,724 | $10,000 | thousands by filing date | |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 19,066 | $10,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 12,894 | $9,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 19,460 | $9,000 | thousands by filing date | |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 19,347 | $9,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 23,240 | $8,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 56,552 | $7,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 10,157 | $5,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 18,131 | $4,000 | thousands by filing date | |
| Escalera Resources Co | 296064108 | Ordinary Shares | 30,001 | $4,000 | thousands by filing date | |
| PERSEON CORP | 715270203 | Cmn | 14,202 | $4,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 22,543 | $3,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 18,227 | $3,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 20,573 | $3,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 11,859 | $1,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 98,457 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J128 | *W EXP 09/30/201 | 20,268 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-15-000011 | this filing | 2015-11-13 | acceptance time not in the bulk data set |