13F-HR filed by GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 4,128 holding rows worth $164,881,832,000.
- Accession
- 0001214717-15-000011
- Filer
- CIK 1214717
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 5,075 entries on the cover page, a total value of $164,881,832,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $164,881,832,000 with VALUE read as thousands by filing date, 13F file number 028-10386. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGEODE CAPITAL MANAGEMENT LP028-10985
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 27,333 | $295,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 25,451 | $295,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 212,524 | $295,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 25,588 | $294,000 | thousands by filing date | principal |
| FX ENERGY INC | 302695101 | COM | 309,768 | $294,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 32,423 | $293,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 57,031 | $293,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 10,000 | $292,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 35,897 | $291,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 47,635 | $290,000 | thousands by filing date | principal |
| SELECTICA INC | 816288203 | COM | 74,013 | $290,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 35,858 | $289,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 51,446 | $288,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 22,287 | $288,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 74,435 | $288,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 44,043 | $284,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 90,107 | $282,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 23,250 | $281,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 22,751 | $281,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 46,905 | $280,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 97,541 | $280,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 15,956 | $277,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 48,042 | $277,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 33,281 | $277,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 17,298 | $277,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 21,399 | $277,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 22,194 | $276,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 32,557 | $276,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 21,687 | $275,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 339,722 | $275,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 68,717 | $274,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 217,108 | $273,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 44,511 | $271,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 73,764 | $271,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 172,096 | $271,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 7,489 | $269,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 153,832 | $269,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 75,629 | $269,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 33,682 | $268,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 10,664 | $268,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 235,620 | $268,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 53,847 | $268,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 151,287 | $267,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 350,319 | $266,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 332,675 | $266,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 61,726 | $265,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 42,812 | $265,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 24,082 | $264,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 32,562 | $263,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 14,721 | $262,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 10,789 | $262,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 18,478 | $262,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 69,276 | $261,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 20,232 | $260,000 | thousands by filing date | principal |
| TEARLAB CORP | 878193101 | COM | 129,626 | $260,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 40,004 | $260,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 96,766 | $260,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,641 | $259,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 22,809 | $257,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 24,779 | $257,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 49,253 | $256,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 231,494 | $256,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 80,845 | $256,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 10,410 | $255,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 97,278 | $255,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 72,690 | $255,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 62,512 | $255,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 420,802 | $255,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 63,372 | $253,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 67,046 | $253,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 53,970 | $252,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 53,844 | $252,000 | thousands by filing date | principal |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 407,330 | $252,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 113,324 | $252,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 83,418 | $252,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 25,743 | $251,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 18,661 | $251,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 135,251 | $251,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 24,309 | $250,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 8,582 | $249,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 49,491 | $249,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 57,075 | $249,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 12,400 | $249,000 | thousands by filing date | principal |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 25,836 | $249,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 21,117 | $248,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 35,983 | $248,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 155,297 | $248,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 73,761 | $246,000 | thousands by filing date | principal |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 11,174 | $246,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 52,545 | $246,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 128,600 | $245,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 15,923 | $245,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 42,636 | $245,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,905 | $244,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 344,510 | $244,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 36,379 | $244,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 10,030 | $243,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 15,157 | $243,000 | thousands by filing date | principal |
| HOPFED BANCORP INC | 439734104 | COM | 20,385 | $243,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 16,446 | $243,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 58,439 | $243,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 5,300 | $242,000 | thousands by filing date | principal |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 18,408 | $242,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 15,573 | $241,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 8,790 | $240,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,351 | $240,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 143,413 | $239,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 13,544 | $238,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 36,519 | $238,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 32,548 | $238,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 19,590 | $237,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 8,537 | $237,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 22,870 | $237,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 333,465 | $237,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 87,434 | $237,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 24,163 | $236,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 81,524 | $236,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 58,256 | $235,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 106,254 | $235,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 28,195 | $235,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 40,111 | $235,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 32,186 | $235,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 100,109 | $234,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 123,886 | $234,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 12,650 | $234,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 86,175 | $233,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 19,031 | $233,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 342,667 | $233,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 50,830 | $231,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 12,325 | $230,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 17,003 | $230,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 92,293 | $229,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 21,294 | $229,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 15,584 | $228,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 763,107 | $228,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 72,581 | $227,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 51,071 | $227,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 12,409 | $226,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 240,934 | $226,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 36,135 | $224,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 46,618 | $222,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 34,062 | $222,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 8,743 | $220,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 118,006 | $220,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 8,902 | $220,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 131,096 | $220,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 124,153 | $220,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 6,994 | $219,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 45,170 | $219,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 11,528 | $219,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 411,602 | $218,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 36,353 | $218,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 28,750 | $218,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 35,475 | $218,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 45,005 | $217,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 13,336 | $217,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 268,947 | $217,000 | thousands by filing date | |
| OPTIMUMBANK HOLDINGS INC | 68401P304 | COM PAR $0.01 | 201,070 | $217,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 10,622 | $217,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 5,000 | $214,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 50,858 | $214,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 36,251 | $214,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 41,479 | $213,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 355,958 | $213,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 20,403 | $212,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 223,151 | $211,000 | thousands by filing date | |
| FXCM INC | 302693205 | Common Stock | 24,264 | $211,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 42,070 | $210,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 23,822 | $209,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 48,628 | $209,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 12,786 | $209,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 14,999 | $209,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 175,983 | $209,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 81,354 | $209,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 12,912 | $208,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 13,359 | $208,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 143,483 | $205,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 46,771 | $205,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 18,792 | $204,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 14,770 | $203,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 24,848 | $203,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 27,269 | $202,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 352,903 | $201,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 23,425 | $200,000 | thousands by filing date | principal |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 40,694 | $200,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 127,855 | $200,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 409,112 | $200,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 28,984 | $199,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 340,724 | $197,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 15,601 | $195,000 | thousands by filing date | principal |
| RIVERVIEW BANCORP INC | 769397100 | COM | 41,248 | $195,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 42,244 | $194,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 27,235 | $193,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 155,911 | $193,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 198,099 | $192,000 | thousands by filing date | |
| SOLAR3D INC | 83417A209 | COM NEW | 69,859 | $192,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 19,626 | $191,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 60,548 | $191,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 13,868 | $190,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 24,082 | $190,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 13,309 | $190,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 54,137 | $188,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 16,572 | $188,000 | thousands by filing date | principal |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 30,338 | $188,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 46,181 | $188,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 104,367 | $187,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 39,701 | $187,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 81,635 | $187,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 13,101 | $186,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 50,043 | $185,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 441,651 | $185,000 | thousands by filing date | |
| Polonia Bancorp, Inc. | 73158Q109 | Common Stock | 13,876 | $185,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 151,881 | $185,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 13,074 | $184,000 | thousands by filing date | principal |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 439,847 | $184,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 37,855 | $183,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 79,728 | $182,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 14,495 | $181,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 23,479 | $181,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 48,513 | $181,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 72,623 | $180,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 15,356 | $179,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 51,296 | $179,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 320,629 | $179,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 76,543 | $178,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 356,739 | $178,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 348,529 | $177,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 43,929 | $177,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 195,040 | $175,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 280,703 | $174,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 62,983 | $173,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 13,456 | $173,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 24,234 | $173,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 103,568 | $172,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | Y2685T115 | Cmn | 43,918 | $171,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 79,682 | $170,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 15,938 | $170,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 11,742 | $169,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 101,746 | $169,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 52,371 | $168,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 12,147 | $167,000 | thousands by filing date | principal |
| VBI VACCINES INC CDA | 91790E102 | Stock | 63,322 | $167,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 68,219 | $167,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 12,601 | $166,000 | thousands by filing date | principal |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 85,796 | $166,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 44,235 | $166,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 27,404 | $165,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 31,490 | $165,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 16,460 | $165,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 10,268 | $165,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 24,503 | $164,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 41,564 | $164,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 111,051 | $164,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 742,748 | $163,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 40,395 | $163,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 80,937 | $163,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 31,328 | $163,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 65,621 | $162,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 34,351 | $162,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 59,637 | $161,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 76,440 | $161,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 26,064 | $160,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 16,328 | $159,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 17,774 | $159,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 61,521 | $159,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 75,588 | $157,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 63,460 | $156,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 180,175 | $156,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 64,511 | $156,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 93,776 | $154,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 897,977 | $153,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 12,076 | $152,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 36,180 | $152,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 12,659 | $152,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 45,860 | $152,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 41,762 | $151,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 19,859 | $151,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 15,088 | $150,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 29,276 | $150,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 74,201 | $150,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 18,113 | $148,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 135,274 | $148,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 321,403 | $147,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 93,197 | $147,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 139,886 | $146,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 16,000 | $145,000 | thousands by filing date | principal |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 12,220 | $145,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 73,582 | $145,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 84,562 | $145,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 27,309 | $144,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 89,941 | $144,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 22,791 | $143,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 76,593 | $143,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 140,241 | $143,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 91,235 | $143,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 13,164 | $143,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 68,853 | $142,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 115,075 | $142,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 20,026 | $142,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 13,755 | $141,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 10,448 | $141,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 31,046 | $141,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 84,269 | $141,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 11,423 | $140,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 173,120 | $140,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 61,269 | $140,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 21,224 | $140,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 18,949 | $139,000 | thousands by filing date | principal |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 45,410 | $139,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 61,308 | $139,000 | thousands by filing date | |
| CODE REBEL CORP | 19200J106 | COM | 19,602 | $139,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 40,911 | $138,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 21,701 | $137,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 72,586 | $137,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 82,365 | $137,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 236,001 | $136,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 33,428 | $135,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 40,556 | $134,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 26,772 | $133,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 341,152 | $132,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 95,488 | $132,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 22,558 | $131,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 21,701 | $130,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 44,313 | $130,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 52,113 | $130,000 | thousands by filing date | |
| COLLABRX INC | 19422J108 | COM | 185,711 | $128,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 128,434 | $128,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 21,213 | $127,000 | thousands by filing date | principal |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 46,642 | $127,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 26,595 | $127,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 187,131 | $127,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 20,104 | $126,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 73,765 | $126,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 43,486 | $126,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 32,886 | $125,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 12,986 | $125,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 634,749 | $124,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 23,773 | $123,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 20,060 | $122,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 145,276 | $122,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 118,608 | $122,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 15,711 | $122,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 75,077 | $122,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 65,180 | $122,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 15,946 | $121,000 | thousands by filing date | principal |
| INTERSECTIONS INC | 460981301 | COM | 58,383 | $121,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 335,761 | $120,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 44,248 | $120,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517107 | COM | 286,742 | $120,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 63,636 | $120,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 32,006 | $120,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 40,977 | $119,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 25,656 | $119,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 43,876 | $118,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T308 | COMMON | 19,304 | $118,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 23,963 | $117,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 87,259 | $117,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 36,639 | $117,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 99,919 | $117,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 11,709 | $116,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 22,981 | $116,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 55,341 | $116,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 75,857 | $116,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 91,009 | $115,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 19,716 | $114,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 36,620 | $114,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 11,648 | $114,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 55,304 | $113,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 22,951 | $113,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 176,536 | $112,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 17,541 | $112,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 35,913 | $112,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 36,985 | $112,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 46,587 | $112,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 32,513 | $111,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 67,015 | $111,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 20,258 | $110,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 83,426 | $110,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 11,421 | $109,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 25,394 | $109,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 17,968 | $109,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 259,437 | $108,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 11,489 | $108,000 | thousands by filing date | |
| DAEGIS INC | 233720101 | COM | 281,832 | $108,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 51,802 | $107,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 55,821 | $107,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 54,497 | $107,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 442,906 | $106,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 111,412 | $106,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 36,543 | $105,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 20,364 | $105,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 392,401 | $102,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 22,034 | $102,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 92,136 | $101,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 305,969 | $100,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 25,889 | $100,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 29,721 | $99,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 266,380 | $99,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 18,498 | $97,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 45,504 | $97,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 71,740 | $97,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 18,618 | $96,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 17,315 | $96,000 | thousands by filing date | principal |
| GLOBALSCAPE INC | 37940G109 | COM | 29,423 | $96,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 31,954 | $95,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 10,450 | $95,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 12,217 | $95,000 | thousands by filing date | |
| NORANDA ALUMINUM HOLDING CORP | 65542W206 | COM | 58,289 | $95,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 429,711 | $94,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 43,102 | $94,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 15,179 | $94,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 15,713 | $94,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 17,662 | $92,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 50,884 | $92,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 33,002 | $91,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 15,316 | $91,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 153,275 | $91,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 19,760 | $90,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 22,243 | $90,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 16,945 | $90,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 90,569 | $90,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 110,929 | $90,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 71,329 | $89,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 32,021 | $89,000 | thousands by filing date | |
| JAGUAR ANIMAL HEALTH INC | 47008L106 | COM | 27,742 | $89,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 308,547 | $88,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 147,934 | $88,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 20,153 | $88,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 44,858 | $88,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 12,260 | $87,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 11,397 | $87,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 67,116 | $86,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 20,721 | $86,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 456,090 | $85,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 12,985 | $85,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 11,297 | $84,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 11,264 | $84,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 15,595 | $83,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 24,419 | $82,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 44,662 | $82,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 52,333 | $81,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 21,022 | $80,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,463 | $80,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 30,889 | $79,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 45,139 | $78,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 28,734 | $77,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 215,367 | $77,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 14,710 | $76,000 | thousands by filing date | principal |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 263,354 | $76,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 17,479 | $76,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 11,869 | $76,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 11,184 | $75,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 32,679 | $75,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 234,521 | $75,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 14,425 | $73,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 34,801 | $73,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 12,940 | $73,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 193,880 | $72,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 28,672 | $72,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 2470548 | COM | 27,906 | $72,000 | thousands by filing date | The CUSIP as filed is malformed. |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 18,187 | $71,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 227,802 | $71,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 46,661 | $70,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 38,437 | $69,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 20,259 | $69,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 57,323 | $69,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 17,690 | $69,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 22,164 | $68,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 26,292 | $68,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 55,091 | $68,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 14,935 | $67,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 96,746 | $67,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 54,734 | $66,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 72,070 | $66,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 25,517 | $66,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 86,072 | $66,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 54,366 | $65,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 50,524 | $65,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 16,328 | $65,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 62,448 | $64,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 15,112 | $63,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 18,227 | $63,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 11,843 | $63,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 572,326 | $63,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 49,976 | $63,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 49,187 | $63,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 13,701 | $63,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,878 | $62,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 11,758 | $62,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 118,567 | $62,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 45,936 | $62,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 116,581 | $61,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 11,158 | $61,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 58,892 | $61,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 18,456 | $59,000 | thousands by filing date | |
| FORTUNA SILVER MINES INC | 2383033 | COMSTK | 26,700 | $59,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 48,121 | $58,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 13,893 | $58,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 32,444 | $58,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 54,062 | $57,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214717-15-000011 | this filing | 2015-11-13 | acceptance time not in the bulk data set |