13F-HR filed by Skaana Management L.P.
Skaana Management L.P. filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-12, with 179 holding rows worth $358,760,461.
- Accession
- 0001214659-25-016247
- Filer
- CIK 1860998
- Filed
- 2025-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 179 entries on the cover page, a total value of $358,760,461 stated on the cover page (in dollars after the unit check, H1), rows summing to $358,760,461 with VALUE read as dollars as filed, 13F file number 028-22020. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORE SCIENTIFIC INC NEW | 21874A114 | *W EXP 01/23/202 | 3,499,400 | $40,698,022 | dollars as filed | |
| CENTERPOINT ENERGY INC CONV PFD TAXBL | 15189T206 | EQUITY | 806,794 | $32,941,399 | dollars as filed | |
| LUCID GROUP INC COM NEW | 549498202 | Stock | 923,200 | $21,962,928 | dollars as filed | put |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 825,267 | $20,986,540 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 321,100 | $15,759,588 | dollars as filed | call |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 1,107,900 | $12,618,981 | dollars as filed | put |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 493,967 | $12,596,159 | dollars as filed | |
| WEBULL CORP | G9572D111 | *W EXP 04/10/203 | 1,699,994 | $10,335,964 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 197,300 | $9,683,484 | dollars as filed | put |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 1,093,400 | $7,128,968 | dollars as filed | put |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 1,045,922 | $6,819,411 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 93,029 | $6,538,078 | dollars as filed | |
| PEABODY ENGR CORP | 704551100 | COM | 243,300 | $6,452,316 | dollars as filed | call |
| WEBULL CORP | G9572D103 | ORD SHS | 412,900 | $6,106,791 | dollars as filed | call |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 5,607,000 | $5,944,543 | dollars as filed | principal |
| GPGI INC COM CL A | 20459V105 | Stock | 273,800 | $5,700,516 | dollars as filed | call |
| MARA 0 08/01/32 | 565788AJ5 | FIXED INCOME | 5,000,000 | $5,389,676 | dollars as filed | principal |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 40,400 | $5,384,108 | dollars as filed | put |
| GME 0 06/15/32 | 36467WAF6 | FIXED INCOME | 4,500,000 | $5,142,941 | dollars as filed | principal |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 432,215 | $4,922,929 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 4,000,000 | $4,880,861 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AR2 | NOTE 2.500% 9/0 | 4,697,000 | $4,870,448 | dollars as filed | principal |
| LCID 5 04/01/30 | 549498AC7 | FIXED INCOME | 5,000,000 | $4,783,694 | dollars as filed | principal |
| WEBULL CORP | G9572D103 | ORD SHS | 319,400 | $4,723,926 | dollars as filed | put |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 4,349,000 | $4,485,103 | dollars as filed | principal |
| CORE SCIENTIFIC INC NEW | 21874A106 | COM | 227,900 | $4,088,526 | dollars as filed | call |
| GAMESTOP CORP | 36467W109 | CL A | 142,800 | $3,895,584 | dollars as filed | put |
| CLEANSPARK INC | 18452BAA8 | 06/15/30 CVT PUT | 3,000,000 | $3,715,334 | dollars as filed | principal |
| AMG CAPITAL TRUST II | 00170F209 | CONVERT | 54,831 | $3,510,006 | dollars as filed | |
| EOSE 6 3/4 06/15/30 | 29415CAA9 | FIXED INCOME | 1,465,000 | $3,479,970 | dollars as filed | principal |
| RIOT PLATFORMS | 767292AA3 | 0.75 15/01/2030 | 2,025,000 | $3,095,439 | dollars as filed | principal |
| PRCH 3/4 09/15/26 | 733245AA2 | FIXED INCOME | 3,000,000 | $2,968,017 | dollars as filed | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100,000 | $2,891,000 | dollars as filed | put |
| CIFR 0 10/01/31 | 17253JAB2 | FIXED INCOME | 2,500,000 | $2,748,841 | dollars as filed | principal |
| ENVX 4 3/4 09/15/30 | 293594AF4 | FIXED INCOME | 2,250,000 | $2,677,930 | dollars as filed | principal |
| AST SPACEMOBILE INC | 00217DAC4 | 2.375 10/15/32 CVT | 2,490,000 | $2,594,869 | dollars as filed | principal |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 394,900 | $2,574,748 | dollars as filed | call |
| ENOVIX CORPORATION COM | 293594107 | Stock | 238,800 | $2,380,836 | dollars as filed | call |
| LUCID GROUP INC COM NEW | 549498202 | Stock | 95,900 | $2,281,461 | dollars as filed | call |
| PORCH GROUP INC | 733245AD6 | DEBT 9.000% 5/1 | 1,500,000 | $2,266,724 | dollars as filed | principal |
| NVAX 4 5/8 09/01/31 | 670002AE4 | FIXED INCOME | 2,000,000 | $2,254,651 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAC4 | 2.875 07/01/31 CVT | 1,615,000 | $2,067,436 | dollars as filed | principal |
| IRENLTDF | Q4982L109 | STOK | 42,500 | $1,994,525 | dollars as filed | |
| WEBULL CORP | G9572D103 | ORD SHS | 121,493 | $1,796,881 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 59,996 | $1,734,484 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A106 | COM | 95,400 | $1,711,476 | dollars as filed | put |
| MUVICO LLC | 62844JAA6 | 8.000 04/30/30 CVT | 1,500,877 | $1,364,314 | dollars as filed | principal |
| BTDR 4 7/8 07/01/31 | 09175RAD2 | FIXED INCOME | 1,000,000 | $1,364,175 | dollars as filed | principal |
| TXNM ENERGY INC | 69349HAF4 | NOTE 5.750% 6/0 | 1,000,000 | $1,307,905 | dollars as filed | principal |
| THE REALREAL INC | 88339PAJ0 | DEBT 4.000% 2/1 | 1,000,000 | $1,286,779 | dollars as filed | principal |
| AAUC 8 3/4 09/07/28 | 01921DAA3 | FIXED INCOME | 1,000,000 | $1,169,008 | dollars as filed | principal |
| BRUKER CORP | 116794207 | 6.375 PREF SER A | 4,196 | $1,140,473 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125AAA8 | 2.500 10/01/30 CVT | 1,000,000 | $1,084,888 | dollars as filed | principal |
| BrightSpring Health Services Inc | 10950A205 | Preferred Shares | 10,573 | $1,068,825 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 1,000,000 | $1,053,017 | dollars as filed | principal |
| NOVAVAX INC | 670002401 | COM NEW | 118,900 | $1,030,863 | dollars as filed | put |
| KKR & CO INC | 48251W500 | CMN | 19,687 | $1,030,614 | dollars as filed | |
| MARA Holdings Inc | 565788AE6 | CONV | 1,000,000 | $1,006,977 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TRUST | 70509VAB6 | 1.625 01/15/30 CVT | 1,000,000 | $985,643 | dollars as filed | principal |
| MARA HOLDINGS | 565788AG1 | 0 01/06/2031 | 1,000,000 | $955,830 | dollars as filed | principal |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 64,700 | $949,796 | dollars as filed | call |
| PEABODY ENGR CORP | 704551100 | COM | 27,400 | $726,648 | dollars as filed | put |
| IRENLTDF | Q4982L109 | STOK | 15,000 | $703,950 | dollars as filed | put |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 8,800 | $681,120 | dollars as filed | put |
| KKR & CO INC | 48251W104 | COM | 5,000 | $649,750 | dollars as filed | put |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 55,400 | $631,006 | dollars as filed | call |
| ALBEMARLE CORP | 012653101 | COM | 7,000 | $567,560 | dollars as filed | call |
| MARA HOLDINGS INC COM | 565788106 | Stock | 30,000 | $547,800 | dollars as filed | call |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 4,000 | $533,080 | dollars as filed | call |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 7,217 | $512,840 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 10,000 | $508,000 | dollars as filed | call |
| BEYOND MEAT INC | 08862E109 | COM | 267,100 | $504,819 | dollars as filed | put |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 83,054 | $449,322 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 16,400 | $425,252 | dollars as filed | call |
| WAYFAIR INC | 94419L101 | CL A | 4,743 | $423,692 | dollars as filed | |
| ATRO 0 01/15/31 | 046433AE8 | FIXED INCOME | 400,000 | $420,909 | dollars as filed | principal |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 21,932 | $401,575 | dollars as filed | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 2,000,000 | $397,693 | dollars as filed | principal |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 65,087 | $390,522 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 75,300 | $370,476 | dollars as filed | put |
| WTS/NEXTNAV INC EXP06/01/2027 | 65345N122 | WARR | 21,000 | $360,360 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473128 | SHS NEW | 100,000 | $335,000 | dollars as filed | call |
| PAGAYA TECHNOLOGIES LTD | M7S64L123 | CL A NEW | 11,000 | $326,590 | dollars as filed | put |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 25,000 | $314,750 | dollars as filed | put |
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 7,774 | $294,479 | dollars as filed | |
| COREWEAVE INC COM CL A | 21873S108 | COM | 2,000 | $273,700 | dollars as filed | call |
| STEM INC COM NEW | 85859N300 | Stock | 15,000 | $262,800 | dollars as filed | call |
| SUNRUN INC | 86771W105 | COM | 15,000 | $259,350 | dollars as filed | put |
| PAGAYA TECHNOLOGIES LTD | M7S64L123 | CL A NEW | 8,692 | $258,065 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,400 | $250,222 | dollars as filed | call |
| FORD MTR CO COM | 345370860 | Stock | 20,900 | $249,964 | dollars as filed | call |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 6,600 | $237,600 | dollars as filed | put |
| IRENLTDF | Q4982L109 | STOK | 5,000 | $234,650 | dollars as filed | call |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 10,000 | $229,400 | dollars as filed | call |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 6,300 | $226,800 | dollars as filed | call |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 27,300 | $222,495 | dollars as filed | call |
| CLEANSPARK INC | 18452B209 | COM NEW | 15,000 | $217,500 | dollars as filed | call |
| WAYFAIR INC | 94419L101 | CL A | 2,400 | $214,392 | dollars as filed | call |
| MP MATERIALS CORP | 553368101 | COM CL A | 3,000 | $201,210 | dollars as filed | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 7,200 | $186,696 | dollars as filed | put |
| BITDEER TECHNOLOGIES GROUP CL A ORD SHS | G11448100 | Stock | 10,000 | $170,900 | dollars as filed | call |
| PORCH GROUP INC | 733245104 | COM | 10,000 | $167,800 | dollars as filed | call |
| AMC NETWORKS INC | 00164V103 | CL A | 20,000 | $164,800 | dollars as filed | put |
| AMC NETWORKS INC | 00164V103 | CL A | 20,000 | $164,800 | dollars as filed | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 500 | $161,105 | dollars as filed | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,000 | $144,550 | dollars as filed | call |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 17,500 | $139,475 | dollars as filed | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,600 | $138,960 | dollars as filed | call |
| BLACKSKY TECHNOLOGY INC | 09263B207 | COMMON STOCK | 6,500 | $130,975 | dollars as filed | put |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 21,300 | $128,865 | dollars as filed | put |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 21,200 | $128,260 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 6,500 | $125,905 | dollars as filed | call |
| TERAWULF INC | 88080T104 | COM | 10,000 | $114,200 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 10,000 | $114,200 | dollars as filed | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 12,500 | $105,500 | dollars as filed | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 12,340 | $104,150 | dollars as filed | |
| ADTRAN HOLDINGS INC | 00486H105 | COM | 10,600 | $99,428 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 1,338,704 | $97,190 | dollars as filed | |
| Psq Holdings Inc W Exp 07/19/202 | 693691115 | SPAC Combination | 510,367 | $97,021 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 10,000 | $79,700 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A130 | WTS | 4,160 | $74,630 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 15,000 | $73,800 | dollars as filed | call |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 5,000 | $73,400 | dollars as filed | put |
| USA RARE EARTH INC | 91733P115 | *W EXP 03/13/203 | 9,951 | $71,825 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L123 | CL A NEW | 2,300 | $68,287 | dollars as filed | call |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 4,000 | $65,680 | dollars as filed | put |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 5,000 | $52,600 | dollars as filed | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,100 | $47,112 | dollars as filed | call |
| WAYFAIR INC | 94419L101 | CL A | 500 | $44,665 | dollars as filed | put |
| BRIGHTSPRING HEALTH SVCS | 10950A106 | COM | 1,500 | $44,340 | dollars as filed | put |
| NIO INC SPON ADS | 62914V106 | ADR | 5,000 | $38,100 | dollars as filed | call |
| KODIAK AI INC. | 500081112 | W EXP 09/25/203 | 30,100 | $32,057 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473128 | SHS NEW | 8,700 | $29,145 | dollars as filed | put |
| NOVAVAX INC | 670002401 | COM NEW | 2,800 | $24,276 | dollars as filed | call |
| KODIAK AI INC. | 500081104 | CMN | 2,500 | $22,575 | dollars as filed | call |
| ARMADA ACQUISITION CORP II | G0R38G112 | *W EXP 05/21/203 | 16,025 | $15,222 | dollars as filed | |
| VINFAST AUTO LTD | Y9390M111 | *W EXP 08/11/202 | 33,558 | $7,051 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 3,500 | $6,685 | dollars as filed | call |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 65,326 | $2,979 | dollars as filed | |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 48,592 | $335 | dollars as filed | |
| WTS/MODULAR MEDICAL INC. 6.6000 EXP02/14/2027 | 60785L116 | WARR | 24,000 | $240 | dollars as filed | |
| A SPAC II Acquisition Corp | G0543H117 | Warrant | 22,000 | $222 | dollars as filed | |
| PSQ HOLDINGS INC | 693691107 | CL A | 100 | $191 | dollars as filed | put |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 35,519 | $4 | dollars as filed | |
| BOA ACQUISITION CORP | g8059b119 | WT | 100 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Bit Digital, Inc. | G1144AAA3 | Convertible Bond | 1,000,000 | $0 | dollars as filed | principalValue filed as zero, left out of ratios. |
| A SPAC II ACQUISITION RTS | G0543H133 | RIGHT | 25,319 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | 00857F118 | WARR | 46,807 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CONTRA FUSION PHARMACE | 361CVR012 | EQUITY | 50,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 242,802 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MAXEON SOLAR/C WRT 2.2575 20280115 | Y58473110 | WARR | 125,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 155,696 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 45,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/CHICKEN SOUP FOR THE SOUL 11.5000EXP10/22/2026 | 16842Q134 | WARR | 156,418 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/ENVIRONMENTAL IMPACT ACQUI 11.5000EXP09/30/2027 | 39536G113 | WARR | 5,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 13,100 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/LION ELECTRIC EXP12/13/2027 | 536221120 | WARR | 240,426 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/PLUG 3.3008 EXP05/19/2034 | 0PLUGW123 | WARR | 497,626 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 9,826 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/PYXIS ONCOLOGY INC EXP07/29/2027 | 747324119 | WARR | 73,130 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/REALREAL INC THE EXP02/28/2029 | 88339P119 | WARR | 144,435 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/SEMILUX INTERNATIONAL LTD EXP12/31/2024 | G8021C112 | WARR | 26,250 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MF GLOBAL HOLDINGS LTD CONV PFD PRIV PL/144A SERIES B | 55277J306 | EQUITY | 50 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| SELINA HOSPITALITY PLC 6 11/01/2029 | 81635BAE8 | FIXED INCOME | 3,468,891 | $0 | dollars as filed | principalValue filed as zero, left out of ratios. |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 61,593 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/CALLON PETROLEUM COMPANY 10.0000 EXP12/29/2010 | 131990608 | WARR | 25,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/CELSION CORP 5.2400 EXP03/30/2015 | 151992708 | WARR | 50,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/CELSION CORPORATION 2.7700 EXP12/02/2017 | 151993052 | WARR | 200,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/DISCOVERY LABS INC. 2.8000 EXP02/22/2016 | 254993397 | WARR | 8,750 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/FIBROCELL SCIENCE INC. 0.3000 EXP05/24/2017 | 315991380 | WARR | 250,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/HECLA MINING COMPANY 2.4500 EXP06/09/2014 | 422992792 | WARR | 50,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/ICORECONNECT INC. EXP08/21/2028 | 450958111 | WARR | 16,750 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/SELINA HOSPITALITY PLC EXP01/01/2059 | 813992435 | WARR | 12,649,446 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| WTS/XOMA CORPORATION 1.7600 EXP03/09/2017 | 983992991 | WARR | 9,470 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CELSION CORP 2.3600 EXP12/06/2016 | 151993276 | WARR | 166,217 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| LEHMAN BROTHERS HOLDINGS INC. CONV PFD 5.2500 03/06/2032 | 525ESC810 | EQUITY | 2,366 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 392,968 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| BROOKDALE SR LIVING INC | 11247C202 | FIXED INCOME | 36,720 | $0 | dollars as filed | principalValue filed as zero, left out of ratios. |
| WTS/GME 32 EXP10/01/2026 | 00GMEW123 | WARR | 15,564 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-25-016247 | this filing | 2025-11-12 | acceptance time not in the bulk data set |