13F-HR filed by Skaana Management L.P.
Skaana Management L.P. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-15, with 161 holding rows worth $327,708,898.
- Accession
- 0001214659-23-007173
- Filer
- CIK 1860998
- Filed
- 2023-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 161 entries on the cover page, a total value of $327,708,898 stated on the cover page (in dollars after the unit check, H1), rows summing to $327,708,898 with VALUE read as dollars as filed, 13F file number 028-22020. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCCIDENTAL PETE CORP | 674599105 | COM | 527,800 | $32,950,554 | dollars as filed | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 449,276 | $28,048,301 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 344,000 | $21,475,920 | dollars as filed | call |
| RBC BEARINGS INC | 75524B203 | CONV | 151,345 | $17,056,582 | dollars as filed | |
| GARRETT MOTION INC | 366505204 | PFD CONV SER A | 1,693,363 | $15,053,997 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 167,000 | $12,872,360 | dollars as filed | put |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 7,592,000 | $12,554,814 | dollars as filed | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 10,618,000 | $10,791,604 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F739 | CONV | 218,415 | $10,667,389 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 44,400 | $10,333,212 | dollars as filed | call |
| RBC BEARINGS INC COM | 75524B104 | Stock | 41,400 | $9,635,022 | dollars as filed | put |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 524,435 | $9,334,943 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 7,500,000 | $8,666,250 | dollars as filed | principal |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 103,322 | $6,478,289 | dollars as filed | |
| SPY | 78462F103 | SHS | 15,000 | $6,140,850 | dollars as filed | put |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 3,001,000 | $6,101,033 | dollars as filed | principal |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 1,950,000 | $5,881,200 | dollars as filed | principal |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 122,161 | $5,008,601 | dollars as filed | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 4,560,000 | $4,683,257 | dollars as filed | principal |
| SPY | 78462F103 | SHS | 10,000 | $4,093,900 | dollars as filed | call |
| NextEra Energy,Inc. | 65339F101 | COM | 52,800 | $4,069,824 | dollars as filed | call |
| BROOKDALE SR LIVING INC | 112463302 | CONV | 87,200 | $4,021,664 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 100,000 | $3,808,000 | dollars as filed | put |
| APTIV PLC | G6095L109 | SHS | 32,000 | $3,590,080 | dollars as filed | put |
| NOVAVAX INC | 670002401 | COM NEW | 514,000 | $3,562,020 | dollars as filed | put |
| VERTEX ENERGY INC | 92534K107 | COM | 315,600 | $3,118,128 | dollars as filed | call |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 124,537 | $3,109,689 | dollars as filed | |
| COHERENT CORP | 19247G206 | CONV | 16,859 | $2,950,156 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 40,700 | $2,794,055 | dollars as filed | call |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 2,000,000 | $2,687,000 | dollars as filed | principal |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 672,625 | $2,569,428 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 332,800 | $2,549,248 | dollars as filed | put |
| SABRE CORP COM | 78573M104 | Stock | 582,200 | $2,497,638 | dollars as filed | call |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 1,511,895 | $2,494,627 | dollars as filed | |
| PG&E CORP | 69331C140 | CONV | 16,973 | $2,415,767 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 157,900 | $2,329,025 | dollars as filed | put |
| STRATEGY INC CL A NEW | 594972408 | Stock | 7,100 | $2,075,472 | dollars as filed | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 192,600 | $1,954,890 | dollars as filed | call |
| COHERENT CORP COM | 19247G107 | Stock | 44,700 | $1,702,176 | dollars as filed | call |
| SABRE CORP COM | 78573M104 | Stock | 395,900 | $1,698,411 | dollars as filed | put |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 1,400,000 | $1,673,000 | dollars as filed | principal |
| FLUOR CORP | 343412102 | COM | 49,300 | $1,523,863 | dollars as filed | call |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 26,473 | $1,416,041 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 131,100 | $1,338,531 | dollars as filed | put |
| FLUOR CORP | 343412102 | COM | 42,500 | $1,313,675 | dollars as filed | put |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 241,500 | $1,226,820 | dollars as filed | call |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 71,500 | $1,209,780 | dollars as filed | call |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 14,100 | $1,072,164 | dollars as filed | put |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 127,300 | $1,069,320 | dollars as filed | put |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 1,000,000 | $990,000 | dollars as filed | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 1,000,000 | $976,060 | dollars as filed | principal |
| SPLUNK INC | 848637104 | COM | 10,000 | $958,800 | dollars as filed | call |
| KKR & CO INC | 48251W104 | COM | 16,800 | $882,336 | dollars as filed | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 33,000 | $861,300 | dollars as filed | put |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 129,700 | $787,279 | dollars as filed | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 10,700 | $764,622 | dollars as filed | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 89,900 | $755,160 | dollars as filed | call |
| NISOURCE INC | 65473P121 | CONV | 7,060 | $737,488 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 11,100 | $724,830 | dollars as filed | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 45,900 | $677,025 | dollars as filed | call |
| NOVAVAX INC | 670002401 | COM NEW | 97,600 | $676,368 | dollars as filed | call |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 48,200 | $633,348 | dollars as filed | put |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 54,400 | $573,920 | dollars as filed | call |
| PAYSAFE LIMITED | G6964L206 | SHS | 32,800 | $566,456 | dollars as filed | call |
| KKR & CO INC | 48251W401 | CONV | 8,001 | $507,663 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 75,000 | $460,500 | dollars as filed | put |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 1,582,629 | $427,310 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 16,000 | $417,600 | dollars as filed | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 30,700 | $412,915 | dollars as filed | call |
| FISKER INC | 33813J106 | CL A COM STK | 64,900 | $398,486 | dollars as filed | call |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 450,000 | $396,752 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F713 | CONV | 8,151 | $377,799 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 31,000 | $371,690 | dollars as filed | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 26,000 | $349,180 | dollars as filed | put |
| PG&E CORP COM | 69331C108 | Stock | 21,000 | $339,570 | dollars as filed | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,000 | $326,500 | dollars as filed | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 23,877 | $320,668 | dollars as filed | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 12,871 | $311,349 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 4,500 | $308,925 | dollars as filed | put |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 8,000 | $304,800 | dollars as filed | call |
| APTIV PLC | G6095L109 | SHS | 2,700 | $302,913 | dollars as filed | call |
| VERTEX ENERGY INC | 92534K107 | COM | 27,400 | $270,712 | dollars as filed | put |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 20,000 | $269,000 | dollars as filed | put |
| PEABODY ENGR CORP | 704551100 | COM | 10,500 | $268,800 | dollars as filed | put |
| CHART INDS INC | 16115Q308 | COM | 1,700 | $213,180 | dollars as filed | call |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 143,800 | $191,254 | dollars as filed | call |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 52,700 | $178,126 | dollars as filed | call |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 353,693 | $176,847 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 10,000 | $171,700 | dollars as filed | put |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 1,708,899 | $171,061 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 30,552 | $155,204 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 281,102 | $154,606 | dollars as filed | |
| CLARIVATE PLC | G21810109 | ORD SHS | 15,000 | $140,850 | dollars as filed | put |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 9,000 | $133,110 | dollars as filed | call |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 47,600 | $108,528 | dollars as filed | call |
| NIO INC SPON ADS | 62914V106 | ADR | 10,000 | $105,100 | dollars as filed | call |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 5,000 | $89,250 | dollars as filed | put |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 21,800 | $88,290 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 20,000 | $81,000 | dollars as filed | put |
| ASTRA SPACE INC | 04634X103 | COM CL A | 190,300 | $80,878 | dollars as filed | call |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 17,400 | $70,470 | dollars as filed | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 33,400 | $69,806 | dollars as filed | put |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 10,000 | $67,900 | dollars as filed | call |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 7,700 | $67,067 | dollars as filed | call |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 186,900 | $66,181 | dollars as filed | call |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,600 | $64,904 | dollars as filed | call |
| EVERPURE INC CL A | 74624M102 | Stock | 2,500 | $63,775 | dollars as filed | call |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 27,507 | $62,991 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 24,800 | $60,512 | dollars as filed | call |
| UPHEALTH INC | 91532B200 | COM | 33,200 | $49,468 | dollars as filed | call |
| FREYR BATTERY | L4135L100 | SHS | 5,200 | $46,228 | dollars as filed | call |
| FORD MTR CO COM | 345370860 | Stock | 3,100 | $39,060 | dollars as filed | call |
| PAYSAFE LIMITED | G6964L206 | SHS | 2,100 | $36,267 | dollars as filed | put |
| IRONNET INC | 46323Q105 | COM | 96,900 | $34,070 | dollars as filed | call |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 109,168 | $29,748 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 45,400 | $29,628 | dollars as filed | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 700 | $24,633 | dollars as filed | put |
| CLARIVATE PLC | G21810109 | ORD SHS | 2,600 | $24,414 | dollars as filed | call |
| TALKSPACE INC | 87427V103 | COM | 30,047 | $20,886 | dollars as filed | |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 257,905 | $13,721 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 37,723 | $13,263 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D110 | *W EXP 06/09/202 | 16,300 | $10,919 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 2,100 | $10,668 | dollars as filed | put |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 392,968 | $10,021 | dollars as filed | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 23,600 | $9,534 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 20,100 | $9,244 | dollars as filed | call |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 25,100 | $8,888 | dollars as filed | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 290,781 | $8,723 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 400 | $6,768 | dollars as filed | put |
| CANO HEALTH INC | 13781Y103 | COM | 7,400 | $6,734 | dollars as filed | call |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 1,200 | $6,108 | dollars as filed | call |
| APEXIGEN INC | 03759B110 | *W EXP 07/29/202 | 73,130 | $5,083 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 500 | $4,145 | dollars as filed | put |
| WTS/CHICKEN SOUP FOR THE SOUL 11.5000EXP10/22/2026 | 16842Q134 | WARR | 156,418 | $4,051 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 65,000 | $3,783 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 2,500 | $3,750 | dollars as filed | call |
| GETAROUND INC | 37427G101 | COM | 12,806 | $3,650 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 3,600 | $3,276 | dollars as filed | put |
| Rocket Pharmaceuticals Inc W Exp 09/02/202 | 77313F114 | Warrant | 23,288 | $2,562 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 4,100 | $2,510 | dollars as filed | call |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 16,261 | $2,114 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 2,800 | $1,476 | dollars as filed | call |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 48,592 | $1,453 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $1,343 | dollars as filed | call |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 61,593 | $1,232 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 12,049 | $1,073 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 100 | $1,000 | dollars as filed | call |
| GSR II METEORA ACQUISITN COR | 36263W121 | *W EXP 02/24/202 | 25,000 | $1,000 | dollars as filed | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 20,000 | $1,000 | dollars as filed | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 60,777 | $912 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 2,400 | $850 | dollars as filed | put |
| FG MERGER CORP | 30324Y119 | *W EXP 06/17/202 | 16,750 | $846 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L112 | WTS | 10,000 | $736 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 22,620 | $681 | dollars as filed | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 10,000 | $613 | dollars as filed | |
| PRESTO AUTOMATION INC (U.S.) | 74113T113 | COM | 13,352 | $573 | dollars as filed | |
| GLOBALINK INVESTMENT -CW23 | 37892F125 | COM | 50,000 | $520 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 100 | $142 | dollars as filed | call |
| KATAPULT HOLDINGS INC | 485859102 | COM | 300 | $134 | dollars as filed | call |
| SPIRE GLOBAL, INC. | 848560108 | COM | 100 | $67 | dollars as filed | call |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 100 | $46 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-23-007173 | this filing | 2023-05-15 | acceptance time not in the bulk data set |