13F-HR filed by LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 973 holding rows worth $50,268,365,000.
- Accession
- 0001207017-17-000071
- Filer
- CIK 1207017
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 1,281 entries on the cover page, a total value of $50,268,365,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $50,267,713,000 with VALUE read as thousands by filing date, 13F file number 028-10469. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerLAZARD ASSET MANAGEMENT LTD028-06588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 5,000,000 | $6,540,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 6,000,000 | $6,337,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 5,328,000 | $6,307,000 | thousands by filing date | principal |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 425,256 | $6,203,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 120,970 | $6,182,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 213,817 | $6,083,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 5,500,000 | $5,935,000 | thousands by filing date | principal |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 57,830 | $5,929,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 631,506 | $5,866,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 91,134 | $5,835,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 5,000,000 | $5,812,000 | thousands by filing date | principal |
| AMDOCS LTD | G02602103 | SHS | 89,921 | $5,783,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 5,000,000 | $5,749,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 5,500,000 | $5,730,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 5,000,000 | $5,706,000 | thousands by filing date | principal |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 24,772 | $5,608,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 2,500,000 | $5,590,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 115,782 | $5,583,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 380,034 | $5,571,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 64,266 | $5,561,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 98,970 | $5,550,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 470,249 | $5,478,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 208,195 | $5,469,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 607,747 | $5,439,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 154,325 | $5,415,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 76,330 | $5,360,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 5,000,000 | $5,356,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 5,000,000 | $5,337,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 5,000,000 | $5,312,000 | thousands by filing date | principal |
| TRIMAS CORP | 896215209 | COM NEW | 196,311 | $5,300,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 3,800,000 | $5,284,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WRLDWDE C | 57164YAA5 | NOTE 1.500% 9/1 | 5,000,000 | $5,234,000 | thousands by filing date | principal |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 100,000 | $5,229,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 184,675 | $5,228,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 104,494 | $5,124,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 5,000,000 | $5,096,000 | thousands by filing date | principal |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 115,912 | $4,995,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 476,377 | $4,982,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 11,034 | $4,924,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 5,000,000 | $4,918,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 107,808 | $4,900,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 173,719 | $4,860,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 5,000,000 | $4,715,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 5,000,000 | $4,662,000 | thousands by filing date | principal |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 817,307 | $4,642,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 526,168 | $4,624,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 5,000,000 | $4,537,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 4,500,000 | $4,505,000 | thousands by filing date | principal |
| HOLLYFRONTIER CORP | 436106108 | COM | 123,815 | $4,453,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 20,519 | $4,390,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 437,200 | $4,388,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 31,903 | $4,215,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 285,119 | $4,194,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 34,130 | $4,193,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 53,921 | $4,181,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 4,000,000 | $4,180,000 | thousands by filing date | principal |
| POPULAR INC | 733174700 | COM NEW | 114,351 | $4,109,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 60,000 | $4,108,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 174,765 | $4,103,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 196,493 | $3,940,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 182,882 | $3,900,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 5,000,000 | $3,887,000 | thousands by filing date | principal |
| DOVER CORP COM | 260003108 | Stock | 41,418 | $3,785,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 85,625 | $3,709,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 159,609 | $3,672,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 367,940 | $3,646,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 89,455 | $3,625,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 38,106 | $3,567,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,500,000 | $3,562,000 | thousands by filing date | principal |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 187,216 | $3,558,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 52,659 | $3,514,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 26,843 | $3,480,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 2,500,000 | $3,393,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 67,829 | $3,304,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 151,073 | $3,279,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 18,145 | $3,260,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 151,857 | $3,245,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 51,578 | $3,236,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 17,887 | $3,191,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 32,193 | $3,184,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 30,200 | $3,182,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 112,923 | $3,142,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 76,830 | $3,094,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 717,500 | $3,085,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 25,694 | $3,056,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 7,000,000 | $3,040,000 | thousands by filing date | principal |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 86,802 | $2,964,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 67,580 | $2,960,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 56,490 | $2,928,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 154,799 | $2,922,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 11,387 | $2,892,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 2,500,000 | $2,864,000 | thousands by filing date | principal |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 45,231 | $2,839,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 3,300,000 | $2,837,000 | thousands by filing date | principal |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 33,329 | $2,835,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 53,148 | $2,833,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 2,500,000 | $2,828,000 | thousands by filing date | principal |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 53,775 | $2,789,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 34,314 | $2,739,000 | thousands by filing date | principal |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 39,325 | $2,731,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 20,377 | $2,720,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 55,859 | $2,714,000 | thousands by filing date | principal |
| WIX COM LTD SHS | M98068105 | Stock | 37,751 | $2,712,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 54,341 | $2,634,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 141,313 | $2,618,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 179,437 | $2,609,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,856 | $2,593,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 83,568 | $2,576,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 38,400 | $2,551,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 21,325 | $2,506,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 34,075 | $2,412,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 17,900 | $2,333,000 | thousands by filing date | principal |
| VEREIT INC | 92339V100 | COM | 278,122 | $2,305,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 531,886 | $2,292,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 30,550 | $2,287,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25,118 | $2,251,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 2,250,000 | $2,193,000 | thousands by filing date | principal |
| SUN CMNTYS INC COM | 866674104 | REIT | 25,390 | $2,175,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 38,533 | $2,157,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 53,650 | $2,146,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 2,000,000 | $2,074,000 | thousands by filing date | principal |
| CAE INC COM | 124765108 | Stock | 117,960 | $2,067,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 9,591 | $2,065,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 48,800 | $2,044,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 41,829 | $2,026,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 22,125 | $1,997,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 54,000 | $1,946,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5,394 | $1,931,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 39,681 | $1,872,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 15,027 | $1,866,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 2,500,000 | $1,851,000 | thousands by filing date | principal |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 136,698 | $1,850,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 15,805 | $1,847,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 53,900 | $1,839,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 54,600 | $1,793,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 2,500,000 | $1,775,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 20,300 | $1,761,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 14,726 | $1,742,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 42,537 | $1,727,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 106,909 | $1,718,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 37,810 | $1,694,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 69,050 | $1,660,000 | thousands by filing date | principal |
| REALTY INCOME CORP COM | 756109104 | REIT | 28,100 | $1,607,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 73,458 | $1,595,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 26,353 | $1,582,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 167,358 | $1,519,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 24,139 | $1,516,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 149,796 | $1,507,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 46,868 | $1,467,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 102,915 | $1,360,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 0 | $1,345,000 | thousands by filing date | principalAmount filed as zero, left out of ratios. |
| SILICOM LTD | M84116108 | ORD | 22,369 | $1,308,000 | thousands by filing date | |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 35,815 | $1,302,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 15,850 | $1,298,000 | thousands by filing date | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 234,557 | $1,294,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,566 | $1,283,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 10,589 | $1,277,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 35,339 | $1,263,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 17,780 | $1,262,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 0 | $1,214,000 | thousands by filing date | principalAmount filed as zero, left out of ratios. |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 30,418 | $1,213,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 46,800 | $1,207,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 34,856 | $1,195,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 27,162 | $1,191,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 12,693 | $1,180,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 30,069 | $1,172,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 51,234 | $1,160,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 31,384 | $1,149,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,530 | $1,138,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 104,325 | $1,135,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 19,394 | $1,111,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 77,202 | $1,071,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 19,345 | $1,067,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 50,000 | $1,015,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 15,900 | $990,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,338 | $966,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 72,703 | $913,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 19,703 | $912,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 8,865 | $898,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 8,245 | $883,000 | thousands by filing date | principal |
| AHP 5.5 49 PFD | 044102507 | Preferred Stock | 43,591 | $881,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 14,678 | $858,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 7,665 | $850,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 15,762 | $843,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 16,447 | $832,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 20,434 | $827,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 0 | $818,000 | thousands by filing date | principalAmount filed as zero, left out of ratios. |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 58,058 | $808,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 27,626 | $790,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 43,160 | $768,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 6,908 | $760,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,763 | $757,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 14,194 | $734,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 20,139 | $705,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 22,664 | $703,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 10,015 | $688,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 9,500 | $647,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 13,540 | $643,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,014 | $634,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 50,620 | $594,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 13,540 | $590,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 12,500 | $585,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 33,667 | $581,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,030 | $577,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 15,384 | $576,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 19,650 | $571,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 12,958 | $565,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 11,000 | $561,000 | thousands by filing date | principal |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 12,170 | $561,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,600 | $547,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 7,224 | $547,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 28,893 | $534,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,902 | $528,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 29,592 | $524,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 57,905 | $507,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 2,050 | $497,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,415 | $496,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 16,056 | $492,000 | thousands by filing date | principal |
| MITEL NETWORKS CORP | 60671Q104 | COM | 54,951 | $461,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 58,375 | $452,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 32,537 | $449,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 6,911 | $443,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,792 | $442,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 12,660 | $431,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,820 | $417,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,300 | $407,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 14,508 | $391,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,017 | $389,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 5,000 | $381,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 13,305 | $378,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 3,300 | $378,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 21,336 | $375,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,300 | $374,000 | thousands by filing date | principal |
| GAP INC COM | 364760108 | Stock | 12,613 | $372,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,814 | $370,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 38,555 | $365,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 334 | $356,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 10,519 | $354,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 12,600 | $346,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 15,373 | $340,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 30,000 | $336,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,973 | $321,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 16,591 | $310,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 26,478 | $307,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 7,000 | $290,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,390 | $285,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,000 | $285,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,000 | $280,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,466 | $273,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,346 | $270,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,574 | $267,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 8,000 | $265,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,130 | $258,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 85,700 | $257,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,891 | $255,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 16,000 | $251,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 40,370 | $251,000 | thousands by filing date | principal |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,000 | $248,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 8,000 | $243,000 | thousands by filing date | principal |
| CORNING INC | 219350105 | COM | 8,000 | $239,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,387 | $234,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 10,638 | $233,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,000 | $232,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,801 | $231,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,000 | $230,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 4,025 | $229,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 9,000 | $226,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 64,900 | $222,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,561 | $221,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 5,197 | $219,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,300 | $217,000 | thousands by filing date | principal |
| COTT CORP QUE | 22163N106 | COM | 14,500 | $217,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 15,509 | $217,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,200 | $215,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,950 | $214,000 | thousands by filing date | principal |
| EPAM SYS INC COM | 29414B104 | Stock | 2,366 | $208,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,000 | $200,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 549 | $199,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 4,490 | $198,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,025 | $193,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 857 | $193,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,619 | $191,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,700 | $189,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,000 | $188,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,391 | $184,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,837 | $181,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,616 | $179,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 8,000 | $178,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 878 | $177,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,400 | $174,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 8,534 | $174,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,361 | $169,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,300 | $167,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,800 | $155,000 | thousands by filing date | principal |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 2,500 | $152,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 3,000 | $148,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 5,500 | $145,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 7,100 | $143,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 3,924 | $140,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,500 | $137,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,800 | $137,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,000 | $135,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,786 | $135,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,145 | $134,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 5,795 | $134,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 950 | $132,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 841 | $129,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,000 | $128,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 697 | $125,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 12,060 | $124,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 4,000 | $123,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 5,000 | $123,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 115 | $122,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 6,000 | $121,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 865 | $120,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 3,000 | $120,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,018 | $118,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 3,250 | $108,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 9,000 | $106,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,913 | $105,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 2,628 | $103,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,000 | $100,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 5,214 | $96,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 5,000 | $94,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 15,132 | $90,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 7,000 | $90,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,400 | $89,000 | thousands by filing date | principal |
| COSAN LTD | G25343107 | SHS A | 10,942 | $88,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 1,690 | $87,000 | thousands by filing date | principal |
| Progressive Corporation | 743315103 | COM | 1,695 | $82,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 3,141 | $75,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,000 | $74,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 4,000 | $74,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 150,000 | $72,000 | thousands by filing date | principal |
| KNOLL INC | 498904200 | COM NEW | 3,000 | $60,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 6,000 | $55,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 486 | $53,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 440 | $51,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 27,946 | $51,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 970 | $49,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,500 | $49,000 | thousands by filing date | principal |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 3,800 | $49,000 | thousands by filing date | principal |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 600 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,800 | $48,000 | thousands by filing date | principal |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 3,300 | $48,000 | thousands by filing date | principal |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 3,500 | $48,000 | thousands by filing date | principal |
| LOEWS CORP COM | 540424108 | Stock | 998 | $47,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 4,000 | $47,000 | thousands by filing date | principal |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,500 | $46,000 | thousands by filing date | principal |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $44,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 500 | $43,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 181 | $40,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,493 | $39,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 442 | $36,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 504 | $35,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 404 | $35,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 400 | $34,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 601 | $33,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,106 | $33,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 350 | $32,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 811 | $32,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,561 | $32,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 847 | $31,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 281 | $30,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 363 | $30,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 50 | $29,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 812 | $29,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 333 | $27,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 151 | $27,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 216 | $26,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,000 | $25,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 500 | $24,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 753 | $24,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 113 | $23,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 684 | $23,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 1,001 | $23,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 852 | $22,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,241 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 390 | $22,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,069 | $21,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 102 | $21,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,315 | $21,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 292 | $19,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 197 | $19,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 104 | $19,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 370 | $19,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 1,650 | $19,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 139 | $17,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 519 | $16,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 831 | $16,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 477 | $16,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,868 | $16,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 101 | $15,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 473 | $15,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 362 | $15,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 650 | $15,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,260 | $15,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 906 | $15,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 125 | $14,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 603 | $14,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 146 | $12,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,734 | $12,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 756 | $12,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 179 | $12,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,060 | $12,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 100 | $11,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 232 | $10,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 118 | $10,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 229 | $10,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 897,113 | $10,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 91 | $9,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 300 | $9,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 309 | $9,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 714 | $9,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 276 | $8,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 137 | $8,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 341 | $8,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 300 | $8,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 180 | $8,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 161 | $7,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 33 | $7,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 121 | $7,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 59 | $7,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 472 | $6,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 63 | $6,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 164 | $6,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 56 | $5,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 135 | $5,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 53 | $5,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 6 | $5,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 356 | $5,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 21 | $4,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 37 | $4,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 53 | $4,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 164 | $4,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 106 | $4,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 112 | $4,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 574 | $4,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 400 | $4,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 348 | $4,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 133 | $4,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 200 | $4,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 54 | $3,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 30 | $3,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 33 | $3,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 61 | $3,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 182 | $3,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 48 | $3,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 75 | $3,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 300 | $3,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 363 | $3,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 20 | $2,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 38 | $2,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 16 | $2,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 16 | $2,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 46 | $1,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 8 | $1,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 18 | $1,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4 | $1,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 31 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 30 | $1,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 70 | $1,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 26 | $1,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 28 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 41 | $1,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 17 | $1,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 28 | $1,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 12 | $1,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1 | $1,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 297 | $1,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 100 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 178 | $1,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001207017-17-000071 | this filing | 2017-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001207017-19-000052 | base | 2019-08-19 | acceptance time not in the bulk data set |