13F-HR filed by LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 973 holding rows worth $50,268,365,000.
- Accession
- 0001207017-17-000071
- Filer
- CIK 1207017
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 1,281 entries on the cover page, a total value of $50,268,365,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $50,267,713,000 with VALUE read as thousands by filing date, 13F file number 028-10469. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerLAZARD ASSET MANAGEMENT LTD028-06588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Medtronic Plc | G5960L103 | COM | 22,733,416 | $1,767,976,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,758,742 | $1,426,382,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,337,008 | $1,301,869,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 28,302,274 | $1,273,884,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 7,594,480 | $1,109,552,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 21,514,688 | $1,087,997,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 31,452,425 | $1,057,743,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 11,853,623 | $967,729,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,202,919 | $844,961,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,961,531 | $836,009,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 24,000,651 | $823,221,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 9,669,399 | $820,640,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 21,014,597 | $808,220,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 21,461,356 | $805,872,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,085,356 | $804,726,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 42,160,599 | $748,349,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,708,822 | $648,718,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,912,557 | $648,298,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 10,337,552 | $617,358,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 17,013,033 | $607,363,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 87,582,093 | $577,165,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,741,810 | $576,686,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,963,103 | $575,569,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 6,690,919 | $574,615,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,228,198 | $571,102,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,296,892 | $560,008,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 25,038,081 | $557,848,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,841,861 | $544,544,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 51,825,712 | $541,060,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 7,430,876 | $505,966,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 7,717,141 | $481,317,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,618,113 | $470,585,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,670,392 | $461,203,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 770,826 | $458,725,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,852,101 | $449,382,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,488,366 | $443,451,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,048,798 | $426,093,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6,062,436 | $416,487,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,463,537 | $402,046,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,939,552 | $387,651,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 9,316,529 | $375,362,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,076,784 | $334,322,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,023,792 | $313,778,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,899,474 | $312,390,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,459,615 | $308,903,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 321,657 | $308,504,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 3,100,893 | $306,212,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,124,371 | $287,714,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 271,800 | $284,270,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 8,893,386 | $283,876,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,844,658 | $281,537,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,579,770 | $271,958,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,911,829 | $271,517,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,051,783 | $266,750,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,295,793 | $256,759,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,165,616 | $249,557,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,498,508 | $241,704,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 28,228,419 | $241,634,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,655,785 | $241,445,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 747,070 | $233,921,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,710,398 | $216,669,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,174,510 | $208,933,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,326,188 | $207,786,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,358,393 | $206,189,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,071,327 | $202,695,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,321,687 | $190,331,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 2,688,818 | $189,480,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,022,028 | $178,875,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,346,252 | $173,646,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,160,223 | $171,179,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 813,593 | $166,745,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,546,985 | $161,631,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 650,172 | $158,400,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 4,419,491 | $145,622,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 9,560,986 | $143,605,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 3,724,371 | $141,041,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,443,258 | $139,085,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,509,784 | $137,359,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 1,351,115 | $128,449,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,155,380 | $124,657,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 819,172 | $118,041,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,044,597 | $116,398,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,861,200 | $115,859,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 655,855 | $112,064,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 531,660 | $109,000,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 508,510 | $106,736,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,211,518 | $105,183,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,162,167 | $103,848,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 1,536,185 | $101,756,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 871,532 | $99,067,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,849,939 | $97,556,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,291,368 | $95,212,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 979,393 | $93,541,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 496,185 | $92,577,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,808,228 | $90,864,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,947,843 | $90,029,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 9,308,180 | $89,916,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,010,242 | $89,163,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,258,557 | $88,577,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 304,056 | $87,482,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,351,397 | $87,258,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 812,127 | $87,068,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 1,471,603 | $85,014,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 3,067,809 | $82,063,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 322,703 | $81,621,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,000,761 | $77,278,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 393,075 | $76,983,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,235,015 | $76,817,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,302,848 | $75,355,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 2,368,379 | $74,058,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 1,606,028 | $73,539,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 5,042,223 | $70,792,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 820,428 | $70,178,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 412,469 | $66,410,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 2,436,671 | $64,011,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,300,515 | $61,539,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,185,235 | $61,442,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,089,210 | $61,300,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 924,077 | $60,942,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,531,032 | $58,299,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 374,990 | $57,425,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 749,292 | $55,057,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 860,947 | $54,875,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 385,336 | $54,409,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,011,336 | $54,318,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 5,962,241 | $53,004,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 441,064 | $52,618,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 562,761 | $52,555,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 2,265,904 | $52,228,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 1,319,837 | $51,235,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,010,242 | $51,027,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,460,415 | $50,340,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 652,614 | $49,434,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,427,651 | $49,402,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 842,369 | $49,135,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,024,798 | $49,098,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 546,500 | $49,064,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 213,120 | $48,674,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 4,362,177 | $48,288,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 890,269 | $48,029,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 686,643 | $47,535,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 2,554,592 | $47,441,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 258,104 | $47,315,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 3,709,230 | $46,625,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 735,168 | $46,623,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 1,968,068 | $46,150,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 377,828 | $45,936,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 408,700 | $45,880,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 353,821 | $45,628,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 807,685 | $45,626,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 278,022 | $44,208,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 295,868 | $43,939,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 659,665 | $43,821,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 486,734 | $43,251,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 367,883 | $43,225,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 2,201,880 | $42,957,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 587,621 | $42,872,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 354,628 | $42,488,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 369,175 | $42,092,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 400,411 | $42,015,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 546,393 | $41,667,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 645,046 | $41,611,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 459,156 | $41,535,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 529,033 | $41,407,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 888,508 | $40,604,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 628,300 | $40,343,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 774,362 | $40,227,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,637,517 | $40,116,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 636,280 | $39,735,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,101,707 | $39,672,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 683,035 | $39,588,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 856,863 | $39,355,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 709,529 | $39,130,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 353,169 | $38,724,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 2,210,727 | $38,555,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 703,480 | $38,169,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 612,900 | $37,785,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 769,205 | $37,190,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,324,600 | $36,982,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 20,000,000 | $36,699,000 | thousands by filing date | principal |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 494,057 | $36,668,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 696,839 | $36,444,000 | thousands by filing date | |
| IJH | 464287507 | COM | 202,613 | $36,247,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 446,137 | $35,993,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 236,423 | $35,269,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 437,716 | $35,249,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,500,725 | $34,885,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 883,786 | $34,388,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,290,095 | $34,236,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,661,946 | $34,202,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 9,100,000 | $34,079,000 | thousands by filing date | principal |
| SNAP ON INC COM | 833034101 | Stock | 228,023 | $33,976,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,596,918 | $33,749,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 33,572,000 | $33,655,000 | thousands by filing date | principal |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 618,431 | $33,407,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 430,658 | $33,233,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 219,840 | $33,189,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 448,292 | $33,119,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,765,586 | $32,772,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 966,941 | $32,595,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,315,098 | $32,482,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 531,231 | $32,181,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 171,922 | $32,138,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,315,511 | $31,703,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 506,536 | $31,643,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,635,359 | $31,365,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 265,938 | $31,294,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 285,214 | $31,256,000 | thousands by filing date | principal |
| MADDEN STEVEN LTD | 556269108 | COM | 719,806 | $31,167,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 32,394 | $31,141,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 397,395 | $30,841,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 393,156 | $30,720,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 14,516,000 | $30,519,000 | thousands by filing date | principal |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,255,518 | $30,433,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 1,298,248 | $30,171,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 191,840 | $29,985,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 368,562 | $29,680,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 175,542 | $29,495,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 471,275 | $29,246,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,297,574 | $29,225,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 706,979 | $29,184,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 292,619 | $28,880,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 316,739 | $28,661,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 333,480 | $28,629,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 706,382 | $28,573,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 798,259 | $28,394,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 354,288 | $28,389,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 578,662 | $28,267,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 284,266 | $28,020,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 234,301 | $27,773,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 669,160 | $27,735,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 380,439 | $27,714,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 336,420 | $27,356,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 670,425 | $27,172,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 106,683 | $27,119,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 3,008,797 | $26,537,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 173,422 | $26,367,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 3,383,961 | $26,090,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 402,143 | $25,965,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 813,900 | $25,751,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 578,307 | $25,647,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 321,202 | $25,564,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 1,055,681 | $25,420,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 416,365 | $25,164,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 572,475 | $25,038,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 20,018,000 | $24,684,000 | thousands by filing date | principal |
| CANADIANNATLRYCOF | 136375102 | STOK | 296,978 | $24,604,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 130,450 | $24,321,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 376,563 | $24,110,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 860,809 | $23,551,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 211,725 | $23,473,000 | thousands by filing date | principal |
| TERNIUM SA | 880890108 | SPONSORED ADS | 756,250 | $23,390,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 291,010 | $22,924,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 167,356 | $22,554,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 1,587,241 | $22,170,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 162,063 | $22,149,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 70,253 | $21,798,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 132,469 | $21,762,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,071,256 | $21,757,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 180,253 | $21,731,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 20,000,000 | $21,712,000 | thousands by filing date | principal |
| CHASE CORP | 16150R104 | COM | 193,918 | $21,602,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 750,034 | $21,562,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 17,500,000 | $21,535,000 | thousands by filing date | principal |
| VMWARE, INC. | 928563402 | CL A COM | 196,092 | $21,411,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 206,340 | $21,139,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 15,000,000 | $21,103,000 | thousands by filing date | principal |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 939,197 | $20,991,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 184,309 | $20,988,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 351,673 | $20,973,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 463,161 | $20,939,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 258,778 | $20,681,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 12,500,000 | $20,312,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 16,000,000 | $20,270,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 15,000,000 | $20,193,000 | thousands by filing date | principal |
| M & T BK CORP COM | 55261F104 | Stock | 124,442 | $20,040,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 105,469 | $20,026,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 17,000,000 | $19,751,000 | thousands by filing date | principal |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 182,582 | $19,688,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 27,500,000 | $19,662,000 | thousands by filing date | principal |
| USBANCORPDEL | 902973304 | COM NEW | 366,169 | $19,622,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 997,200 | $19,594,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,281,709 | $19,519,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 112,233 | $19,425,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 552,942 | $19,369,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 488,203 | $19,235,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 122,362 | $19,025,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 356,256 | $19,009,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 404,551 | $18,989,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 15,815,000 | $18,987,000 | thousands by filing date | principal |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 390,782 | $18,874,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,711,520 | $18,860,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 498,554 | $18,780,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 10,000,000 | $18,393,000 | thousands by filing date | principal |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,333,040 | $18,262,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 56,938 | $18,247,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 563,800 | $18,103,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 17,000,000 | $17,924,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 17,420,000 | $17,703,000 | thousands by filing date | principal |
| STATE STR CORP COM | 857477103 | Stock | 182,175 | $17,404,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,099,505 | $17,361,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 1,004,161 | $17,311,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 531,448 | $17,187,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 181,560 | $17,148,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 119,745 | $17,019,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 16,750,000 | $16,854,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 12,500,000 | $16,835,000 | thousands by filing date | principal |
| NOBLE ENERGY INC | 655044105 | COM | 593,426 | $16,829,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 334,977 | $16,578,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 220,721 | $16,348,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 811,435 | $16,301,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 168,430 | $16,298,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 434,153 | $16,211,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 604,316 | $16,165,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 137,080 | $16,086,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 380,610 | $16,065,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 13,275,000 | $15,913,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541T101 | CL A | 1,096,696 | $15,868,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 641,159 | $15,830,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 413,727 | $15,803,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 12,500,000 | $15,679,000 | thousands by filing date | principal |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 186,466 | $15,627,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 203,478 | $15,519,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 15,000,000 | $15,506,000 | thousands by filing date | principal |
| CITRIX SYSTEMS INC | 177376100 | COM | 201,117 | $15,449,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 12,500,000 | $15,367,000 | thousands by filing date | principal |
| LEGGETT & PLATT INC | 524660107 | COM | 320,264 | $15,286,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 10,000,000 | $15,193,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 12,500,000 | $14,914,000 | thousands by filing date | principal |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 357,057 | $14,860,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 13,156,000 | $14,816,000 | thousands by filing date | principal |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 300,981 | $14,811,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 101,601 | $14,740,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 15,000,000 | $14,709,000 | thousands by filing date | principal |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 218,885 | $14,604,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 149,213 | $14,573,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 100,000 | $14,545,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 10,000,000 | $14,418,000 | thousands by filing date | principal |
| WAFD INC | 938824109 | COM | 427,187 | $14,374,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 306,251 | $14,338,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 107,817 | $14,201,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 101,568 | $14,171,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 544,665 | $14,085,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 496,334 | $14,021,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 15,108,000 | $13,965,000 | thousands by filing date | principal |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 189,881 | $13,773,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 546,133 | $13,773,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,347,281 | $13,755,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 13,500,000 | $13,710,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 11,750,000 | $13,630,000 | thousands by filing date | principal |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 148,081 | $13,542,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 13,000,000 | $13,495,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 14,000,000 | $13,457,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 609,615 | $13,393,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 12,921,000 | $13,373,000 | thousands by filing date | principal |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 135,315 | $13,328,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 331,267 | $13,260,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,521,644 | $13,253,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 12,500,000 | $13,234,000 | thousands by filing date | principal |
| TXNM ENERGY INC COM | 69349H107 | Stock | 327,025 | $13,179,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 231,291 | $13,174,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 413,414 | $13,158,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 682,773 | $13,143,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 293,749 | $12,969,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 151,818 | $12,837,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 501,675 | $12,817,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 767,098 | $12,787,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 10,000,000 | $12,786,000 | thousands by filing date | principal |
| UDR INC COM | 902653104 | REIT | 335,181 | $12,746,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 275,789 | $12,693,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 218,587 | $12,660,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 155,154 | $12,529,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 135,947 | $12,494,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 12,034,000 | $12,470,000 | thousands by filing date | principal |
| SILGAN HLDGS INC | 827048109 | COM | 423,687 | $12,469,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 210,454 | $12,425,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 11,500,000 | $12,312,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 10,000,000 | $12,293,000 | thousands by filing date | principal |
| REGAL REXNORD CORPORATION | 758750103 | COM | 154,410 | $12,198,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 102,912 | $12,195,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 68,155 | $12,183,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 12,500,000 | $12,140,000 | thousands by filing date | principal |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 763,704 | $12,097,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 12,000,000 | $12,097,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 9,870,000 | $12,004,000 | thousands by filing date | principal |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 243,929 | $11,959,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 140,270 | $11,921,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 335,564 | $11,905,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 318,559 | $11,850,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 10,992,000 | $11,775,000 | thousands by filing date | principal |
| CHINA CORD BLOOD CORP | G21107100 | COM | 1,056,306 | $11,746,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 197,963 | $11,723,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 10,000,000 | $11,693,000 | thousands by filing date | principal |
| ALLY FINL INC COM | 02005N100 | Stock | 479,551 | $11,633,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 233,690 | $11,609,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 742,786 | $11,594,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 7,500,000 | $11,578,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 10,500,000 | $11,490,000 | thousands by filing date | principal |
| KILROY REALTY CORP COM | 49427F108 | REIT | 161,286 | $11,470,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 962,960 | $11,449,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 170,181 | $11,444,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 174,625 | $11,418,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 10,000,000 | $11,418,000 | thousands by filing date | principal |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 172,349 | $11,384,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 6,500,000 | $11,375,000 | thousands by filing date | principal |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 5,000,000 | $11,358,000 | thousands by filing date | principal |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 10,000,000 | $11,312,000 | thousands by filing date | principal |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 11,136,000 | $11,240,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 10,000,000 | $11,237,000 | thousands by filing date | principal |
| CROWN CASTLE INC COM | 22822V101 | REIT | 112,080 | $11,205,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 279,275 | $11,148,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 58,422 | $11,090,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 125,297 | $11,076,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 10,000,000 | $11,000,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 102,302 | $10,876,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 128,013 | $10,837,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 169,505 | $10,727,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 8,000,000 | $10,660,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 340,196 | $10,552,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 110,420 | $10,549,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 75,185 | $10,431,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 551,421 | $10,394,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 100,000 | $10,346,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 233,201 | $10,330,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 419,718 | $10,303,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 67,003 | $10,291,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 324,805 | $10,189,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 227,673 | $10,156,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 482,160 | $10,096,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 82,648 | $10,019,000 | thousands by filing date | principal |
| KEMET CORP | 488360207 | COM NEW | 473,329 | $10,001,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 174,314 | $9,975,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 165,229 | $9,906,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 843,090 | $9,872,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 91,995 | $9,815,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 87,492 | $9,718,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 439,922 | $9,700,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 114,382 | $9,636,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 352,044 | $9,557,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 745,445 | $9,541,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 173,465 | $9,519,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 244,405 | $9,514,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 147,626 | $9,507,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 551,330 | $9,471,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 132,088 | $9,460,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 445,938 | $9,262,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 165,490 | $9,219,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 145,109 | $9,187,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 188,435 | $9,054,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 536,886 | $8,869,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 5,000,000 | $8,868,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 155,795 | $8,842,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 7,500,000 | $8,812,000 | thousands by filing date | principal |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 306,243 | $8,700,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 316,408 | $8,685,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 236,055 | $8,615,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 487,981 | $8,587,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 166,617 | $8,577,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 11,500,000 | $8,510,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 7,592,000 | $8,488,000 | thousands by filing date | principal |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 892,671 | $8,470,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 7,500,000 | $8,465,000 | thousands by filing date | principal |
| PROTO LABS INC | 743713109 | COM | 104,517 | $8,392,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 691,443 | $8,352,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 207,524 | $8,294,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 133,034 | $8,288,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 107,142 | $8,287,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 84,024 | $8,178,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 44,076 | $8,156,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 729,401 | $8,140,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 331,287 | $8,090,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 330,523 | $8,074,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 157,874 | $7,941,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 7,250,000 | $7,893,000 | thousands by filing date | principal |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 419,898 | $7,881,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 296,090 | $7,840,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 531,800 | $7,737,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 189,355 | $7,714,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 99,124 | $7,694,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 142,134 | $7,682,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 5,500,000 | $7,627,000 | thousands by filing date | principal |
| THAI FUND INC | 882904105 | CMN | 780,371 | $7,600,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 274,408 | $7,562,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 189,047 | $7,542,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 7,500,000 | $7,490,000 | thousands by filing date | principal |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 47,958 | $7,422,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 47,750 | $7,414,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 21,965 | $7,327,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 412,557 | $7,251,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 163,691 | $7,121,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 367,619 | $7,117,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 5,000,000 | $7,034,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 108,693 | $6,972,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 52,809 | $6,966,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 312,174 | $6,948,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 158,255 | $6,895,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 115,943 | $6,885,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,109,170 | $6,854,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 5,000,000 | $6,746,000 | thousands by filing date | principal |
| PETMED EXPRESS INC | 716382106 | COM | 201,152 | $6,668,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001207017-17-000071 | this filing | 2017-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001207017-19-000052 | base | 2019-08-19 | acceptance time not in the bulk data set |