13F-HR filed by LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 1,075 holding rows worth $39,586,824,000.
- Accession
- 0001207017-16-000132
- Filer
- CIK 1207017
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 1,364 entries on the cover page, a total value of $39,586,824,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,586,147,000 with VALUE read as thousands by filing date, 13F file number 028-10469. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerLAZARD ASSET MANAGEMENT LTD028-06588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 193,050 | $3,536,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 211,686 | $3,526,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 39,918 | $3,508,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 149,372 | $3,507,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 103,313 | $3,498,000 | thousands by filing date | |
| VMEM4.25 10/19 | 92763AAB7 | Bond 30/360P2 U | 5,846,000 | $3,478,000 | thousands by filing date | principal |
| LINKEDIN CORP | 53578A108 | COM | 15,450 | $3,477,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 37,669 | $3,476,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 43,300 | $3,450,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 221,025 | $3,441,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 179,511 | $3,419,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 26,619 | $3,394,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 62,975 | $3,388,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 535,800 | $3,380,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 78,908 | $3,373,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 59,731 | $3,370,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 54,680 | $3,351,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 57,300 | $3,340,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 243,732 | $3,326,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 300,210 | $3,317,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 2,890,000 | $3,314,000 | thousands by filing date | principal |
| WELLTOWER INC COM | 95040Q104 | REIT | 48,104 | $3,272,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 61,272 | $3,267,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 65,525 | $3,263,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 3,289,000 | $3,256,000 | thousands by filing date | principal |
| iShares MBS ETF | 464288588 | SHS | 30,025 | $3,233,000 | thousands by filing date | principal |
| SANDERSON FARMS | 800013104 | COM | 41,512 | $3,217,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 413,098 | $3,201,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 14,693 | $3,190,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 2,681,000 | $3,176,000 | thousands by filing date | principal |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 9,362 | $3,174,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 57,279 | $3,125,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 90,900 | $3,110,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 200,000 | $3,064,000 | thousands by filing date | |
| SQNM 5 1/1/18 | 817337AC2 | Bond 30/360P2 U | 3,970,000 | $3,027,000 | thousands by filing date | principal |
| RELX NV | 75955B102 | SPONSORED ADR | 179,622 | $3,023,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 163,399 | $3,014,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 34,800 | $3,012,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 51,542 | $3,000,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 43,594 | $2,906,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 4,128,000 | $2,889,000 | thousands by filing date | principal |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 173,900 | $2,881,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 25,590 | $2,870,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 5,345,000 | $2,866,000 | thousands by filing date | principal |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 166,721 | $2,859,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 5,987,000 | $2,843,000 | thousands by filing date | principal |
| FOOT LOCKER INC | 344849104 | COM | 43,668 | $2,842,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 35,395 | $2,838,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 265,070 | $2,793,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 4,006,000 | $2,636,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 61,057 | $2,622,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 57,534 | $2,596,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 2,306,000 | $2,587,000 | thousands by filing date | principal |
| U S G CORP | 903293405 | COM NEW | 106,100 | $2,577,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 51,451 | $2,575,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 3,169,000 | $2,553,000 | thousands by filing date | principal |
| AMC NETWORKS INC | 00164V103 | CL A | 34,105 | $2,546,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 3,130,000 | $2,543,000 | thousands by filing date | principal |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 97,992 | $2,495,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 2,830,000 | $2,493,000 | thousands by filing date | principal |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 82,937 | $2,486,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 45,637 | $2,444,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 16,306 | $2,442,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 84,785 | $2,441,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 297,085 | $2,394,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 29,764 | $2,368,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 2,832,000 | $2,361,000 | thousands by filing date | principal |
| VARIAN MED SYS INC | 92220P105 | COM | 29,093 | $2,350,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 92,400 | $2,324,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 2,357,000 | $2,305,000 | thousands by filing date | principal |
| OUTERWALL INC | 690070107 | COM | 62,735 | $2,292,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 2,089,000 | $2,288,000 | thousands by filing date | principal |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 179,400 | $2,240,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 6,675,000 | $2,227,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 1,320,000 | $2,225,000 | thousands by filing date | principal |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 123,914 | $2,218,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 29,086 | $2,141,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 4,306,000 | $2,131,000 | thousands by filing date | principal |
| ORBITAL ATK INC | 68557N103 | COM | 23,327 | $2,083,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 35,528 | $2,076,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 165,950 | $2,066,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 70,700 | $2,043,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 26,230 | $2,010,000 | thousands by filing date | |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 1,944,000 | $2,010,000 | thousands by filing date | principal |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 71,624 | $1,948,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 619,000 | $1,933,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 14,427 | $1,907,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,928,000 | $1,894,000 | thousands by filing date | principal |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 111,734 | $1,893,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 2,081,000 | $1,872,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,972,000 | $1,858,000 | thousands by filing date | principal |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 72,975 | $1,828,000 | thousands by filing date | principal |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 14,073 | $1,785,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 2,019,000 | $1,716,000 | thousands by filing date | principal |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 104,628 | $1,711,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 155,500 | $1,705,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 125,958 | $1,676,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 117,805 | $1,676,000 | thousands by filing date | principal |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 40,874 | $1,649,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,716,000 | $1,643,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 1,540,000 | $1,638,000 | thousands by filing date | principal |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 52,270 | $1,633,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,957,000 | $1,629,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 3,314,000 | $1,599,000 | thousands by filing date | principal |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 123,196 | $1,589,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 1,830,000 | $1,573,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,284,000 | $1,548,000 | thousands by filing date | principal |
| SL GREEN REALTY CORP | 78440X101 | COM | 13,655 | $1,542,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 22,157 | $1,494,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 2,941,000 | $1,487,000 | thousands by filing date | principal |
| ISHARES TR | 464288620 | SHS | 13,840 | $1,476,000 | thousands by filing date | principal |
| CENTURYLINK INC | 156700106 | COM | 58,310 | $1,467,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,294,000 | $1,462,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,436,000 | $1,445,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 1,449,000 | $1,443,000 | thousands by filing date | principal |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5,539 | $1,437,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 83,221 | $1,427,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 1,272,000 | $1,423,000 | thousands by filing date | principal |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 9,708 | $1,418,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 17,009 | $1,373,000 | thousands by filing date | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 11,988 | $1,366,000 | thousands by filing date | principal |
| Dow Chemical Company | 260543103 | COM | 25,426 | $1,308,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 209,141 | $1,305,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 1,060,000 | $1,283,000 | thousands by filing date | principal |
| PARKWAY PPTYS INC | 70159Q104 | COM | 81,865 | $1,279,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 69,911 | $1,263,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,299,000 | $1,258,000 | thousands by filing date | principal |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 120,580 | $1,254,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 78,480 | $1,242,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 112,172 | $1,236,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 100,505 | $1,221,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 43,330 | $1,214,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,750 | $1,209,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 11,333 | $1,194,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 22,475 | $1,188,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 49,000 | $1,174,000 | thousands by filing date | principal |
| CENTENE CORP DEL COM | 15135B101 | Stock | 17,499 | $1,151,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,069,000 | $1,143,000 | thousands by filing date | principal |
| CANADIAN SOLAR INC | 136635109 | COM | 38,400 | $1,112,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 1,055,000 | $1,095,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 708,000 | $1,095,000 | thousands by filing date | principal |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 28,429 | $1,076,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,254 | $1,050,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 29,500 | $1,023,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 46,574 | $1,018,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 892,000 | $1,016,000 | thousands by filing date | principal |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 11,197 | $977,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 1,053,000 | $972,000 | thousands by filing date | principal |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 8,106 | $968,000 | thousands by filing date | |
| TLOG 8 06/15/19 | 88165UAB5 | Bond 30/360P2 U | 2,330,000 | $968,000 | thousands by filing date | principal |
| MASCO CORP | 574599106 | COM | 33,145 | $938,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 1,041,040 | $937,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 21,492 | $930,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 964,000 | $902,000 | thousands by filing date | principal |
| Lincoln National Corporat | 524901105 | COM | 22,600 | $886,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 23,038 | $880,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 43,570 | $871,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,345 | $850,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 806,000 | $823,000 | thousands by filing date | principal |
| BAXTER INTL INC | 071813109 | COM | 21,117 | $805,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 42,163 | $798,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 28,700 | $770,000 | thousands by filing date | principal |
| GENERAL MILLS INC COM | 370334104 | Stock | 13,359 | $769,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 60,400 | $765,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 10,000 | $756,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 64,970 | $749,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 57,100 | $749,000 | thousands by filing date | principal |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 8,477 | $736,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 18,050 | $723,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 16,024 | $720,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 91,647 | $713,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 700,000 | $698,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 698,000 | $687,000 | thousands by filing date | principal |
| SUNTRUST BANKS INC | 867914103 | COM | 15,928 | $681,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 490,000 | $676,000 | thousands by filing date | principal |
| HENRY JACK & ASSOC INC | 426281101 | COM | 8,373 | $653,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 42,600 | $632,000 | thousands by filing date | principal |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 73,750 | $631,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 690,000 | $630,000 | thousands by filing date | principal |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 45,600 | $625,000 | thousands by filing date | principal |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 47,500 | $623,000 | thousands by filing date | principal |
| SEQUENOM INC COM NEW | 817337405 | COM | 372,751 | $611,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 219,600 | $608,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 48,600 | $606,000 | thousands by filing date | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8,423 | $595,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 13,749 | $593,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 9,971 | $588,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 1,060,000 | $588,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 11,297 | $572,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 7,977 | $555,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 9,700 | $549,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 17,810 | $541,000 | thousands by filing date | principal |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 126,600 | $541,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 9,770 | $535,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 102,892 | $523,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 41,676 | $522,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 935,000 | $497,000 | thousands by filing date | principal |
| SUN CMNTYS INC COM | 866674104 | REIT | 7,200 | $493,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 11,950 | $492,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 34,000 | $487,000 | thousands by filing date | principal |
| AMSURG CORP | 03232P405 | COM | 6,380 | $484,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 29,100 | $483,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 13,967 | $463,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 28,497 | $461,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 11,600 | $459,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 355,000 | $457,000 | thousands by filing date | principal |
| MWW 3.50 10/19 | 611742AB3 | Bond 30/360P2 U | 348,000 | $443,000 | thousands by filing date | principal |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 28,900 | $441,000 | thousands by filing date | principal |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,975 | $440,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657101 | COM | 13,380 | $436,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 304,000 | $434,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,828 | $428,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,885 | $420,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 11,039 | $417,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 35,307 | $415,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 6,175 | $408,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 51,243 | $407,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 8,578 | $397,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,600 | $389,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,167 | $386,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 6,000 | $384,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 695,000 | $382,000 | thousands by filing date | principal |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 27,200 | $376,000 | thousands by filing date | principal |
| LITHIA MTRS INC COM | 536797103 | Stock | 3,480 | $371,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 36,163 | $370,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 27,000 | $368,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 6,147 | $364,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,300 | $361,000 | thousands by filing date | principal |
| STERIS PLC | G84720104 | SHS USD | 4,800 | $361,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,050 | $357,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 9,459 | $357,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,675 | $354,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 5,000 | $341,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 32,537 | $340,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 305,000 | $339,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 60,404 | $336,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 10,465 | $330,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,000 | $329,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,000 | $327,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 2,900 | $311,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 9,399 | $307,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 6,700 | $303,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 8,550 | $303,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 25,200 | $303,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 8,600 | $301,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,480 | $299,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 14,865 | $295,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,574 | $294,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 118,357 | $293,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 6,240 | $291,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 38,510 | $286,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 6,645 | $285,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 7,965 | $285,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 12,740 | $280,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 14,153 | $280,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,970 | $279,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 17,020 | $272,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,890 | $265,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 8,218 | $265,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 3,365 | $264,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,400 | $262,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 15,565 | $262,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 7,105 | $262,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,900 | $257,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 46,705 | $257,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 9,941 | $254,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 5,200 | $252,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,642 | $250,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 4,000 | $245,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 3,755 | $244,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 215,000 | $235,000 | thousands by filing date | principal |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,078 | $234,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 12,733 | $234,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,000 | $231,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 8,000 | $231,000 | thousands by filing date | principal |
| AMERIS BANCORP | 03076K108 | COM | 6,710 | $228,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 6,200 | $224,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,400 | $223,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 3,040 | $223,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 9,400 | $222,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 40,370 | $222,000 | thousands by filing date | principal |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,750 | $221,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 9,119 | $219,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 9,000 | $218,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,665 | $216,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 12,551 | $216,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,635 | $215,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,000 | $213,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 16,000 | $211,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 7,000 | $210,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,170 | $210,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 18,900 | $205,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 3,210 | $204,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,000 | $202,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 7,210 | $200,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,845 | $197,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 7,966 | $196,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 1,735 | $196,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,300 | $195,000 | thousands by filing date | principal |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,029 | $194,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,275 | $192,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,815 | $190,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,355 | $189,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 150,000 | $189,000 | thousands by filing date | principal |
| HERSHEY CO COM | 427866108 | Stock | 2,109 | $188,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 5,635 | $188,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 3,820 | $188,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,803 | $185,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5,910 | $183,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,400 | $182,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 9,600 | $180,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 13,756 | $176,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 39,834 | $176,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,000 | $175,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 5,625 | $173,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 8,000 | $173,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 4,755 | $171,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 8,000 | $167,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 9,030 | $167,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 9,105 | $165,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,000 | $160,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 6,340 | $160,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,500 | $159,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 2,890 | $158,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,199 | $156,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,800 | $156,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,315 | $154,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,475 | $152,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,325 | $149,000 | thousands by filing date | principal |
| NATIONAL INSTRS CORP | 636518102 | COM | 5,197 | $149,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,300 | $149,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 1,732 | $148,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,000 | $146,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 4,700 | $146,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 12,005 | $143,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 4,586 | $143,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 3,000 | $143,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 31,761 | $142,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 6,145 | $139,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 2,500 | $137,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 11,534 | $134,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 2,235 | $133,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 2,406 | $131,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,000 | $130,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 3,735 | $125,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,718 | $124,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 977 | $123,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 2,435 | $123,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,320 | $120,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 585 | $118,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 7,245 | $118,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 13,830 | $117,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,425 | $116,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 7,996 | $110,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,500 | $108,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 2,230 | $108,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 3,000 | $107,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 3,170 | $104,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,012 | $103,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 6,000 | $102,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 115 | $101,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 12,060 | $101,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,120 | $101,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 970 | $96,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 6,800 | $95,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 6,178 | $95,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 4,395 | $92,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,482 | $91,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,000 | $91,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 10,000 | $91,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 2,895 | $86,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 2,556 | $85,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 7,000 | $85,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 7,074 | $83,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 19,110 | $83,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,400 | $81,000 | thousands by filing date | principal |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,000 | $80,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 420 | $78,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,316 | $78,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 3,500 | $75,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 1,648 | $75,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 800 | $72,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,000 | $69,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,230 | $68,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,566 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,775 | $68,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 5,000 | $68,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,962 | $67,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,680 | $66,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 550 | $66,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 700 | $64,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 2,951 | $64,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 900 | $61,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 3,396 | $61,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 14,000 | $61,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 610 | $60,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 414 | $58,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 942 | $58,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 21,113 | $57,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 11,000 | $57,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 6,000 | $56,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 6,900 | $55,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,695 | $53,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 14,578 | $53,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 900 | $53,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,050 | $53,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 5,300 | $52,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 50,401 | $50,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 2,600 | $49,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 750 | $47,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 2,200 | $47,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 669 | $45,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 1,105 | $45,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 796 | $44,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,870 | $42,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 500 | $40,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 616 | $39,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 500 | $38,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 500 | $38,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 440 | $37,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,071 | $37,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,300 | $35,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 900 | $34,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 400 | $34,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,600 | $33,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 2,233 | $33,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 175 | $32,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,835 | $31,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 500 | $30,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 600 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,425 | $30,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 5,597 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 350 | $29,000 | thousands by filing date | principal |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,383 | $27,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 800 | $27,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,921 | $27,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,755 | $27,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 15,240 | $27,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,155 | $27,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 152 | $26,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 700 | $26,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 50 | $24,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 800 | $24,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 800 | $24,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 505 | $24,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 301 | $24,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 285 | $24,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 1,962 | $23,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 919 | $22,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 800 | $22,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 3,300 | $22,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 485 | $21,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,379 | $21,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 2,170 | $21,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 2,693 | $21,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 444 | $18,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 249 | $18,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 498 | $17,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 233 | $17,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 35,000 | $17,000 | thousands by filing date | principal |
| PPG INDS INC COM | 693506107 | Stock | 166 | $16,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,572 | $16,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 600 | $16,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 700 | $16,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 300 | $15,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 211 | $15,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 500 | $15,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 800 | $15,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 184 | $15,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 2,058 | $15,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 30 | $14,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 1,332 | $14,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,500 | $14,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 6,528 | $14,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 1,100 | $14,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 300 | $13,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 303 | $13,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 2,600 | $13,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 70 | $13,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,000 | $13,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 500 | $13,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 300 | $12,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 400 | $12,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 900 | $12,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 700 | $12,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 54 | $12,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,100 | $12,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 564 | $11,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 502 | $11,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 600 | $11,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 187 | $10,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 112 | $10,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 255 | $10,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 400 | $10,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 340 | $10,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,300 | $10,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 100 | $9,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 82 | $9,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 140 | $8,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 166 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001207017-16-000132 | this filing | 2016-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001207017-19-000041 | base | 2019-07-24 | acceptance time not in the bulk data set |