13F-HR/A filed by LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC filed this 13F-HR/A for the quarter ended 2015-12-31, filed 2019-07-24, with 1,101 holding rows worth $43,702,809,000.
- Accession
- 0001207017-19-000041
- Filer
- CIK 1207017
- Filed
- 2019-07-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, amendment of type restatement, 1,540 entries on the cover page, a total value of $43,702,809,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $43,702,059,000 with VALUE read as thousands by filing date, 13F file number 028-10469. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerLAZARD ASSET MANAGEMENT LTD028-06588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 6,687,340 | $1,264,172,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,493,210 | $995,589,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,148,799 | $963,001,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,213,367 | $944,009,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 10,001,098 | $922,200,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 19,120,353 | $916,246,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,777,651 | $904,364,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 20,289,902 | $900,870,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 15,589,923 | $878,179,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 36,744,614 | $835,938,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 23,402,351 | $755,425,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 10,210,123 | $737,884,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,222,931 | $732,389,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,748,805 | $698,972,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 23,732,035 | $644,440,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 24,594,184 | $638,219,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,734,956 | $562,146,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,911,457 | $540,473,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,749,948 | $483,859,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,115,622 | $474,265,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 586,307 | $444,933,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 95,873,870 | $427,595,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 9,872,634 | $422,054,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,055,255 | $416,109,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,471,976 | $414,543,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,940,127 | $402,026,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 6,735,040 | $394,672,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,628,078 | $389,959,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,844,266 | $375,851,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 13,532,638 | $369,576,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,324,689 | $339,463,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,085,340 | $330,798,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,993,325 | $322,519,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,856,211 | $293,388,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 4,271,937 | $293,310,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 7,469,492 | $291,533,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 47,017,737 | $290,568,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 15,292,960 | $285,518,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,205,209 | $275,650,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3,660,081 | $273,151,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 12,407,252 | $270,228,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,411,432 | $267,332,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,770,475 | $266,158,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 8,211,198 | $261,853,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 6,074,464 | $257,253,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,036,277 | $256,838,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,120,822 | $251,930,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 9,157,271 | $251,641,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,634,339 | $247,416,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,640,839 | $246,845,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,394,828 | $235,935,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,415,966 | $235,376,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 14,631,252 | $230,002,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,948,021 | $229,797,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 5,468,354 | $227,154,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,610,669 | $219,947,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,504,137 | $213,361,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,960,811 | $209,593,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,224,767 | $200,138,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 5,247,806 | $199,468,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,300,116 | $197,902,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,979,211 | $196,546,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,270,513 | $196,308,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,776,026 | $195,408,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 934,774 | $191,628,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 948,515 | $187,074,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,316,149 | $186,586,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,709,414 | $186,379,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,720,768 | $186,049,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,109,533 | $180,850,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 6,825,739 | $180,813,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,473,816 | $180,251,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,841,460 | $179,283,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,562,396 | $178,725,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,540,453 | $171,994,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,739,918 | $168,777,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,705,821 | $165,430,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 3,506,934 | $158,092,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 7,343,408 | $152,741,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,357,240 | $141,504,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,735,272 | $140,818,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,262,113 | $139,400,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 5,044,202 | $129,534,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,260,821 | $127,576,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 6,149,846 | $127,117,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 2,686,372 | $126,795,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 764,986 | $123,545,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 2,720,974 | $121,000,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 205,200 | $112,072,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,232,061 | $111,568,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 1,367,511 | $107,963,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,838,538 | $105,483,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,068,640 | $103,998,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,935,481 | $102,231,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,749,721 | $101,623,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 13,362,049 | $101,417,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,340,996 | $100,943,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 2,176,606 | $100,450,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,824,641 | $99,515,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,464,524 | $99,014,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 785,410 | $98,826,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,637,774 | $97,005,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,935,571 | $93,453,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 3,828,077 | $92,906,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,393,852 | $92,830,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,697,587 | $91,787,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,352,460 | $91,304,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,534,969 | $90,884,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,714,902 | $89,242,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 857,747 | $89,110,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 130,651 | $88,304,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 634,982 | $87,385,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,784,128 | $87,337,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 117,677 | $87,305,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 26,405,736 | $86,873,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 4,357,436 | $86,756,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 2,337,591 | $86,279,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 417,244 | $85,480,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 1,774,792 | $82,704,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 5,362,745 | $81,513,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,216,635 | $80,972,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 638,147 | $78,708,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 4,987,201 | $78,398,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,176,681 | $78,084,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 505,488 | $77,526,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 4,967,663 | $76,202,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,543,926 | $71,359,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,089,885 | $71,138,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,198,127 | $70,757,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 3,968,372 | $70,756,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 2,118,532 | $69,762,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,064,567 | $69,089,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 627,038 | $63,619,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,547,861 | $63,187,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 5,086,543 | $60,223,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 736,888 | $59,885,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 7,029,298 | $59,678,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,890,394 | $59,282,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,602,178 | $59,173,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,006,388 | $58,491,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 2,185,255 | $58,455,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,806,795 | $57,709,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,278,429 | $57,413,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 452,697 | $56,758,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,643,554 | $55,206,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 36,715,215 | $55,072,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,941,249 | $54,102,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,566,363 | $53,897,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 531,890 | $53,145,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,203,362 | $51,863,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,957,225 | $50,771,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 861,990 | $50,693,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 3,276,445 | $50,031,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,020,865 | $49,733,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,926,705 | $49,631,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,237,970 | $48,308,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 4,969,129 | $47,554,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 435,533 | $47,041,000 | thousands by filing date | principal |
| IJH | 464287507 | COM | 323,004 | $45,020,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 982,829 | $45,003,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,034,265 | $44,123,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 3,442,866 | $43,345,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 2,911,658 | $42,801,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,732,463 | $42,407,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 341,412 | $42,229,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 257,115 | $41,736,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 1,706,318 | $41,565,000 | thousands by filing date | principal |
| RAYTHEON CO | 755111507 | COM NEW | 331,016 | $41,221,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,165,917 | $40,165,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 939,368 | $39,293,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 208,686 | $38,207,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 752,547 | $35,911,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 2,795,957 | $35,844,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 341,706 | $35,666,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 382,533 | $35,521,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 707,508 | $35,290,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 3,311,671 | $34,971,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 225,903 | $34,029,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 540,265 | $33,766,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,935,743 | $33,414,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 358,370 | $33,399,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,887,560 | $33,390,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 302,800 | $33,341,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 503,544 | $33,248,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 796,116 | $32,552,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 34,220,000 | $32,102,000 | thousands by filing date | principal |
| GREAT WESTN BANCORP INC | 391416104 | COM | 1,087,761 | $31,566,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 409,462 | $31,495,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 981,253 | $31,252,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 386,894 | $31,109,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 295,213 | $31,020,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 376,687 | $31,007,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 194,551 | $30,468,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 871,702 | $30,439,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,662,731 | $29,911,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 503,269 | $29,567,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 22,534,000 | $29,435,000 | thousands by filing date | principal |
| FLIR SYS INC | 302445101 | COM | 1,033,772 | $29,017,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,623,729 | $28,317,000 | thousands by filing date | principal |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,930,668 | $28,245,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,744,861 | $28,079,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 3,916,200 | $28,079,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 584,312 | $27,708,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 15,165,000 | $27,410,000 | thousands by filing date | principal |
| MCGRAW HILL FINL INC | 580645109 | COM | 270,958 | $26,710,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 898,997 | $26,655,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 17,200,000 | $26,617,000 | thousands by filing date | principal |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 21,859,476 | $26,231,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,288,180 | $26,061,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 5,100,603 | $25,961,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,550,003 | $25,621,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,533,927 | $25,599,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 359,896 | $25,519,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 833,527 | $25,146,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 933,839 | $24,988,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 501,859 | $24,711,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 97,030 | $24,588,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 456,289 | $24,551,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 19,166,000 | $24,388,000 | thousands by filing date | principal |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 1,505,628 | $24,315,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 224,709 | $24,201,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 230,965 | $24,172,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 305,928 | $24,165,000 | thousands by filing date | principal |
| UNITED RENTALS INC COM | 911363109 | Stock | 330,308 | $23,960,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 510,384 | $23,829,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 15,969,000 | $23,723,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 23,743,000 | $23,653,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 6,891,178 | $23,430,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 713,900 | $23,344,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,401,814 | $23,312,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 772,980 | $23,289,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 17,200,000 | $23,220,000 | thousands by filing date | principal |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,380,783 | $23,196,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 916,087 | $23,047,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 939,838 | $22,988,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 365,441 | $22,690,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,126,041 | $22,543,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,345,603 | $22,523,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 464,323 | $22,384,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 335,676 | $22,362,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 498,450 | $22,036,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 401,411 | $21,852,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,054,924 | $21,784,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 193,791 | $21,431,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 209,902 | $21,239,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 843,275 | $21,148,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 6,743,000 | $21,067,000 | thousands by filing date | principal |
| GDL FD | 361570104 | COM SH BEN IT | 2,090,003 | $20,920,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 4,348,775 | $20,916,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 1,921,322 | $20,846,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 671,241 | $20,284,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 427,988 | $20,025,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 467,396 | $19,803,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 339,366 | $19,774,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,752,598 | $19,570,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 16,441,000 | $19,359,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 388,800 | $19,307,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,254,108 | $19,212,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 145,363 | $19,192,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 14,945,000 | $19,054,000 | thousands by filing date | principal |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 199,252 | $18,990,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 663,528 | $18,426,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 168,917 | $18,075,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 570,872 | $17,782,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 765,769 | $17,719,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 814,389 | $17,688,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,037,957 | $17,531,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 239,302 | $17,484,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 258,204 | $17,461,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 197,136 | $17,389,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 135,745 | $17,215,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 3,198,986 | $17,114,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,582,855 | $16,888,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 510,850 | $16,837,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 552,908 | $16,808,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 14,193,000 | $16,792,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 15,488,000 | $16,775,000 | thousands by filing date | principal |
| GENTHERM INC | 37253A103 | COM | 351,389 | $16,655,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 458,260 | $16,524,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 138,837 | $16,507,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 139,595 | $16,490,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 14,697,000 | $16,102,000 | thousands by filing date | principal |
| CMS ENERGY CORP COM | 125896100 | Stock | 446,093 | $16,095,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 231,057 | $16,069,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 345,256 | $15,980,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 17,190,000 | $15,965,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 13,451,000 | $15,939,000 | thousands by filing date | principal |
| UnitedHealth Group Inc | 91324P102 | COM | 132,573 | $15,595,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 382,529 | $15,500,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 728,523 | $15,233,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 195,569 | $15,195,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 13,500,000 | $15,187,000 | thousands by filing date | principal |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 390,101 | $15,092,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 8,900,000 | $15,007,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 8,500,000 | $14,864,000 | thousands by filing date | principal |
| XCELENERGY INC | 98389B100 | COM | 412,962 | $14,828,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 173,178 | $14,815,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 878,813 | $14,790,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 961,233 | $14,658,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,402,227 | $14,639,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 420,092 | $14,623,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 495,422 | $14,598,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 180,241 | $14,511,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 14,447,000 | $14,302,000 | thousands by filing date | principal |
| Waste Management, Inc. | 94106L109 | COM | 265,787 | $14,184,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 1,335,338 | $14,167,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 72,774 | $14,150,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 15,091,000 | $14,100,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 12,350,000 | $14,079,000 | thousands by filing date | principal |
| CALGON CARBON CORP | 129603106 | COM | 814,885 | $14,056,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 868,847 | $14,030,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 418,165 | $14,000,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 313,035 | $13,970,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 27,960,000 | $13,892,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 9,979,000 | $13,777,000 | thousands by filing date | principal |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 663,431 | $13,719,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 329,267 | $13,684,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 124,670 | $13,660,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 84,540 | $13,514,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 358,463 | $13,395,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 191,983 | $13,390,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 8,700,000 | $13,374,000 | thousands by filing date | principal |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 222,800 | $13,332,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 721,121 | $13,311,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,327,194 | $13,232,000 | thousands by filing date | |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 12,782,000 | $13,221,000 | thousands by filing date | principal |
| BROWN & BROWN INC COM | 115236101 | Stock | 410,812 | $13,187,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 180,396 | $13,125,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 42,493 | $13,017,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 171,435 | $12,968,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 768,998 | $12,879,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 199,122 | $12,875,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 1,837,522 | $12,807,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 62,067 | $12,654,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 723,236 | $12,627,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 356,709 | $12,613,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 148,619 | $12,590,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 392,562 | $12,486,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 196,328 | $12,423,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 443,092 | $12,357,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 28,473 | $12,347,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 321,064 | $12,199,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 63,637 | $12,054,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 868,494 | $12,011,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 8,351,000 | $11,926,000 | thousands by filing date | principal |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 166,229 | $11,911,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 13,953,000 | $11,860,000 | thousands by filing date | principal |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 903,493 | $11,799,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 11,930,000 | $11,795,000 | thousands by filing date | principal |
| PUBLIC STORAGE COM | 74460D109 | REIT | 47,227 | $11,698,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 220,999 | $11,601,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,006,570 | $11,585,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 13,454,000 | $11,570,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 15,284,000 | $11,548,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 36,836 | $11,510,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 14,545,000 | $11,481,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 8,585,000 | $11,444,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 21,092,000 | $11,442,000 | thousands by filing date | principal |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 194,800 | $11,386,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,475,614 | $11,376,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 11,585,000 | $11,331,000 | thousands by filing date | principal |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 77,890 | $11,269,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 603,611 | $11,257,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 11,147,000 | $11,202,000 | thousands by filing date | principal |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,975,467 | $11,200,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 313,942 | $11,188,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 9,966,000 | $11,180,000 | thousands by filing date | principal |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 143,693 | $11,039,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 243,032 | $11,031,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 13,199,000 | $11,004,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 11,126,000 | $10,840,000 | thousands by filing date | principal |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 12,347,000 | $10,780,000 | thousands by filing date | principal |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 835,865 | $10,665,000 | thousands by filing date | principal |
| MWW 3.50 10/19 | 611742AB3 | Bond 30/360P2 U | 8,350,000 | $10,646,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 8,711,000 | $10,627,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 8,782,000 | $10,587,000 | thousands by filing date | principal |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 20,930,000 | $10,582,000 | thousands by filing date | principal |
| PREMIER INC | 74051N102 | CL A | 300,018 | $10,581,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 10,936,000 | $10,560,000 | thousands by filing date | principal |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 63,566 | $10,333,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 9,009,000 | $10,332,000 | thousands by filing date | principal |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 234,267 | $10,281,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 8,936,000 | $10,259,000 | thousands by filing date | principal |
| Intuit Inc. | 461202103 | COM | 105,067 | $10,138,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 113,354 | $10,091,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 493,610 | $10,064,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 9,966,000 | $10,034,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 8,861,000 | $10,012,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 8,904,000 | $9,966,000 | thousands by filing date | principal |
| Real Industry Inc | 75601w104 | CS | 1,236,665 | $9,929,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 383,575 | $9,903,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 282,265 | $9,890,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 331,102 | $9,856,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 338,090 | $9,831,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 10,890,000 | $9,801,000 | thousands by filing date | principal |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 2,128,194 | $9,789,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 12,230,000 | $9,730,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 11,683,000 | $9,726,000 | thousands by filing date | principal |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 465,906 | $9,695,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 192,766 | $9,688,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 119,489 | $9,642,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 7,050,000 | $9,601,000 | thousands by filing date | principal |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 13,715,000 | $9,599,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 7,469,000 | $9,574,000 | thousands by filing date | principal |
| CELGENE CORP | 151020104 | COM | 79,618 | $9,534,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 216,942 | $9,527,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 9,469,000 | $9,498,000 | thousands by filing date | principal |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 259,007 | $9,494,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 246,162 | $9,492,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 282,331 | $9,404,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 63,504 | $9,181,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 9,466,000 | $9,170,000 | thousands by filing date | principal |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 452,372 | $9,092,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 266,635 | $9,068,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 329,288 | $9,055,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 7,474,000 | $9,048,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 11,959,000 | $9,006,000 | thousands by filing date | principal |
| ISHARES | 464286848 | EXCHANGE TRADED | 741,960 | $8,992,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 184,764 | $8,990,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 76,794 | $8,973,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 83,770 | $8,914,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 433,636 | $8,781,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 46,229 | $8,728,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 259,965 | $8,703,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 231,046 | $8,703,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 17,546,000 | $8,685,000 | thousands by filing date | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 166,964 | $8,655,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 10,588,000 | $8,529,000 | thousands by filing date | principal |
| WATERS CORP COM | 941848103 | Stock | 62,261 | $8,378,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 3,269,080 | $8,336,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 128,390 | $8,278,000 | thousands by filing date | |
| AMRS 9.5 04/19 | 03236MAD3 | Bond 30/360P2 U | 7,605,000 | $8,156,000 | thousands by filing date | principal |
| CELLECTIS ADS | 15117K103 | COM | 262,338 | $8,140,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 1,109,131 | $8,030,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 176,920 | $8,010,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 7,476,000 | $7,999,000 | thousands by filing date | principal |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 90,543 | $7,992,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 172,392 | $7,979,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 825,258 | $7,922,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 26,032 | $7,872,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 240,611 | $7,841,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 7,049,000 | $7,837,000 | thousands by filing date | principal |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 7,513,000 | $7,804,000 | thousands by filing date | principal |
| NORDSON CORP | 655663102 | COM | 120,751 | $7,746,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 850,979 | $7,701,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 416,797 | $7,694,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 363,048 | $7,648,000 | thousands by filing date | |
| SQNM 5 1/1/18 | 817337AC2 | Bond 30/360P2 U | 9,975,000 | $7,605,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 209,500 | $7,588,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 231,876 | $7,519,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 704,481 | $7,488,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 184,310 | $7,325,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,111,984 | $7,237,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 117,480 | $7,201,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 908,247 | $7,193,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 207,648 | $7,180,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 49,440 | $7,176,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 141,220 | $7,159,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 332,650 | $7,118,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 656,037 | $7,058,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 405,790 | $7,024,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 280,200 | $7,013,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 240,901 | $6,987,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 308,900 | $6,978,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 813,620 | $6,964,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 145,578 | $6,961,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 7,477,000 | $6,906,000 | thousands by filing date | principal |
| American Tower Corporation | 03027X100 | COM | 70,499 | $6,834,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 89,248 | $6,786,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 264,825 | $6,745,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 333,270 | $6,715,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 157,181 | $6,666,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,173,742 | $6,619,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 825,964 | $6,607,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 8,823,000 | $6,545,000 | thousands by filing date | principal |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 35,279 | $6,495,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 7,978,000 | $6,482,000 | thousands by filing date | principal |
| ASGN INC | 682159108 | COM | 143,912 | $6,468,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 236,998 | $6,436,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 485,289 | $6,400,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 4,945,000 | $6,369,000 | thousands by filing date | principal |
| THAI FUND INC | 882904105 | CMN | 920,974 | $6,336,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 158,503 | $6,278,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 134,560 | $6,177,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 226,436 | $6,160,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 127,807 | $6,141,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 141,170 | $6,109,000 | thousands by filing date | principal |
| Elevance Health, Inc. | 036752103 | COM | 43,635 | $6,084,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 165,671 | $6,075,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 68,599 | $6,040,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 100,000 | $6,032,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 87,787 | $6,008,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 24,866 | $5,953,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 790,083 | $5,870,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 120,071 | $5,768,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 519,607 | $5,726,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 60,700 | $5,719,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 8,635,000 | $5,682,000 | thousands by filing date | principal |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 218,615 | $5,677,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 10,000,000 | $5,362,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001207017-16-000132 | superseded | 2016-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001207017-19-000041 | this filing | 2019-07-24 | acceptance time not in the bulk data set |