13F-HR filed by LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 1,028 holding rows worth $47,407,492,000.
- Accession
- 0001207017-13-000166
- Filer
- CIK 1207017
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 1,349 entries on the cover page, a total value of $47,407,492,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,406,836,000 with VALUE read as thousands by filing date, 13F file number 028-10469. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerLAZARD ASSET MANAGEMENT LTD028-06588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORDSON CORP | 655663102 | COM | 88,500 | $6,516,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 5,800,000 | $6,409,000 | thousands by filing date | principal |
| CENCORA INC COM | 03073E105 | Stock | 104,436 | $6,380,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 61,311 | $6,343,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 172,993 | $6,327,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 3,200,000 | $6,290,000 | thousands by filing date | principal |
| PPL CORP COM | 69351T106 | Stock | 206,340 | $6,268,000 | thousands by filing date | |
| AFFORDABLE RESIDENTIAL CMNTY | 00828UAB9 | BOND | 4,500,000 | $6,224,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 6,000,000 | $6,210,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6,000,000 | $6,198,000 | thousands by filing date | principal |
| HCP INC | 40414L109 | COM | 150,839 | $6,176,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 413,569 | $6,166,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 5,000,000 | $6,125,000 | thousands by filing date | principal |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 120,874 | $6,064,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 211,713 | $6,061,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 5,750,000 | $6,023,000 | thousands by filing date | principal |
| NETAPP INC COM | 64110D104 | Stock | 141,074 | $6,012,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 776,639 | $5,980,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288AX2 | NOTE 3.750% | 4,612,000 | $5,978,000 | thousands by filing date | principal |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 123,042 | $5,919,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 291,277 | $5,912,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 58,839 | $5,907,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 67,584 | $5,900,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 6,155,000 | $5,874,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 1,232,195 | $5,865,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 67,446 | $5,783,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 371,416 | $5,734,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 36,020 | $5,690,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 5,000,000 | $5,678,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 6,000,000 | $5,673,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 5,358,000 | $5,645,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 125,679 | $5,642,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 136,868 | $5,641,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 355,074 | $5,421,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 5,184,000 | $5,404,000 | thousands by filing date | principal |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 92,444 | $5,353,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000,000 | $5,250,000 | thousands by filing date | principal |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 112,720 | $5,234,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 196,639 | $5,234,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 45,398 | $5,229,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,050,000 | $5,226,000 | thousands by filing date | principal |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 414,439 | $5,209,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 188,900 | $5,206,000 | thousands by filing date | |
| AAR CORP | 000361AR6 | BOND | 5,000,000 | $5,187,000 | thousands by filing date | principal |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 551,015 | $5,179,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 5,575,000 | $5,125,000 | thousands by filing date | principal |
| COACH INC | 189754104 | COM | 92,679 | $5,053,000 | thousands by filing date | |
| DOLLAR FINANCIAL CORP 2.875% CB 6/30/2027 - REGIST | 256664AB9 | Bond | 5,178,000 | $5,029,000 | thousands by filing date | principal |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 363,347 | $5,021,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 405,923 | $4,939,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 20,405 | $4,912,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 556,420 | $4,879,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 4,100,000 | $4,873,000 | thousands by filing date | principal |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 258,005 | $4,804,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 52,487 | $4,803,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 317,884 | $4,780,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 85,875 | $4,767,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 4,579,000 | $4,750,000 | thousands by filing date | principal |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 416,786 | $4,697,000 | thousands by filing date | |
| AAR CORP | 000361AK1 | NOTE 1.625% 3/0 | 4,657,000 | $4,689,000 | thousands by filing date | principal |
| DOLLAR TREE INC COM | 256746108 | Stock | 81,853 | $4,677,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 63,713 | $4,627,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449AJ7 | BOND | 4,250,000 | $4,613,000 | thousands by filing date | principal |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 5,132,000 | $4,599,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 498,700 | $4,578,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 70,107 | $4,535,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 240,259 | $4,530,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 163,530 | $4,528,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 5,000,000 | $4,525,000 | thousands by filing date | principal |
| KELLANOVA | 487836108 | COM | 76,867 | $4,514,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 62,995 | $4,496,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 74,900 | $4,494,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 4,700,000 | $4,473,000 | thousands by filing date | principal |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 231,408 | $4,459,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 116,543 | $4,447,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 56,331 | $4,441,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 110,795 | $4,404,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 104,405 | $4,388,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 115,893 | $4,359,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 95,822 | $4,331,000 | thousands by filing date | principal |
| HUMANA INC COM | 444859102 | Stock | 46,400 | $4,330,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 197,867 | $4,281,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 79,203 | $4,263,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 729,459 | $4,215,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 3,900,000 | $4,214,000 | thousands by filing date | principal |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 4,000,000 | $4,137,000 | thousands by filing date | principal |
| WALGREEN CO | 931422109 | COM | 76,775 | $4,130,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 5,135,000 | $4,120,000 | thousands by filing date | principal |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 95,525 | $4,092,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 168,070 | $4,062,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 60,958 | $4,048,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 93,052 | $4,031,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 198,415 | $3,964,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 101,118 | $3,926,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 2,500,000 | $3,910,000 | thousands by filing date | principal |
| KAMADA LTD | M6240T109 | SHS | 251,132 | $3,842,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 52,553 | $3,832,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 255,255 | $3,795,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 51,304 | $3,756,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 122,287 | $3,703,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 160,662 | $3,662,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 492,949 | $3,559,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 118,930 | $3,551,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815AB8 | NOTE 6.500% 5/1 | 3,350,000 | $3,525,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 91,110 | $3,450,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 32,040 | $3,425,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 81,200 | $3,415,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 186,496 | $3,386,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 341,621 | $3,330,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 220,237 | $3,314,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 51,925 | $3,312,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 237,000 | $3,263,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 220,446 | $3,231,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 413,045 | $3,225,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 63,788 | $3,224,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 44,800 | $3,213,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 41,475 | $3,187,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 154,572 | $3,171,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 103,600 | $3,127,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 50,584 | $3,110,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 53,017 | $3,094,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 257,500 | $3,090,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 3,000,000 | $3,058,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 296,274 | $2,986,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 86,938 | $2,968,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 362,623 | $2,962,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 18,401 | $2,954,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 36,055 | $2,945,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 204,149 | $2,854,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 111,900 | $2,838,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 36,820 | $2,807,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 59,450 | $2,784,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 484,738 | $2,763,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 45,699 | $2,756,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 64,536 | $2,750,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 44,790 | $2,684,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 169,550 | $2,655,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 2,500,000 | $2,618,000 | thousands by filing date | principal |
| WABASH NATL CORP | 929566AH0 | CNV | 2,000,000 | $2,611,000 | thousands by filing date | principal |
| INTERPUBLIC GROUP COS | 460690100 | COM | 151,954 | $2,610,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 61,480 | $2,573,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664707 | PFD SER K | 109,771 | $2,454,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 31,456 | $2,432,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 51,647 | $2,375,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 24,838 | $2,365,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 210,823 | $2,357,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 126,267 | $2,335,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 2,569,000 | $2,332,000 | thousands by filing date | principal |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 125,009 | $2,312,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 173,700 | $2,289,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 34,946 | $2,277,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 22,945 | $2,274,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 101,639 | $2,252,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 100,100 | $2,234,000 | thousands by filing date | principal |
| DANA INC | 235825205 | COM | 97,000 | $2,215,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 313,400 | $2,178,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 2,000,000 | $2,142,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 107,250 | $2,135,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 20,360 | $2,127,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 2,000,000 | $2,115,000 | thousands by filing date | principal |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 14,312 | $2,113,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 250,411 | $2,093,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 199,748 | $2,077,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 22,700 | $2,074,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 25,625 | $2,059,000 | thousands by filing date | principal |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 35,000 | $2,059,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 59,411 | $2,028,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 451,409 | $2,008,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 112,681 | $1,976,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 40,828 | $1,976,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 101,287 | $1,953,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 36,451 | $1,952,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 122,495 | $1,952,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 124,145 | $1,936,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 211,300 | $1,922,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 32,816 | $1,916,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 123,768 | $1,904,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 33,261 | $1,833,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 143,000 | $1,830,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 72,910 | $1,814,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 64,357 | $1,798,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 1,778,000 | $1,798,000 | thousands by filing date | principal |
| COTT CORP QUE | 22163N106 | COM | 232,456 | $1,787,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 43,735 | $1,783,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 36,463 | $1,778,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 411,307 | $1,764,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 34,781 | $1,722,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 1,755,000 | $1,718,000 | thousands by filing date | principal |
| AMDOCS LTD | G02602103 | SHS | 46,705 | $1,711,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,500,000 | $1,667,000 | thousands by filing date | principal |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 45,528 | $1,660,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 21,454 | $1,616,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AE1 | DBCV 5.500%10/1 | 0 | $1,611,000 | thousands by filing date | principalAmount filed as zero, left out of ratios. |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 1,480,000 | $1,591,000 | thousands by filing date | principal |
| WELLTOWER INC | 42217K106 | COM | 25,411 | $1,585,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 33,931 | $1,581,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 66,852 | $1,538,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 1,800,000 | $1,514,000 | thousands by filing date | principal |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 47,100 | $1,508,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 28,538 | $1,506,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 103,126 | $1,503,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 255,831 | $1,488,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 78,100 | $1,478,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AD3 | DBCV 5.500%10/1 | 0 | $1,469,000 | thousands by filing date | principalAmount filed as zero, left out of ratios. |
| INTEROIL CORP | 460951106 | COM | 20,257 | $1,444,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 11,871 | $1,426,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 29,210 | $1,420,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 25,600 | $1,412,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 60,771 | $1,403,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 12,221 | $1,387,000 | thousands by filing date | principal |
| HANESBRANDS INC | 410345102 | COM | 22,081 | $1,375,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 54,821 | $1,372,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 86,500 | $1,366,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 41,300 | $1,321,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 68,985 | $1,317,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 0 | $1,288,000 | thousands by filing date | principalAmount filed as zero, left out of ratios. |
| CBRE GROUP INC CL A | 12504L109 | Stock | 55,391 | $1,281,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 11,405 | $1,262,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 36,788 | $1,259,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 144,444 | $1,253,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 23,950 | $1,251,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 124,980 | $1,244,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 11,148 | $1,243,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 47,347 | $1,229,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 36,930 | $1,226,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 30,213 | $1,208,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 18,420 | $1,201,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 20,504 | $1,195,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 40,090 | $1,190,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 41,330 | $1,186,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 63,181 | $1,181,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 56,879 | $1,166,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 12,520 | $1,153,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 28,467 | $1,149,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 19,915 | $1,136,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 22,693 | $1,134,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 41,937 | $1,130,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 2,445,000 | $1,129,000 | thousands by filing date | principal |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 8,800 | $1,101,000 | thousands by filing date | principal |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 274,661 | $1,079,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 37,897 | $1,071,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 206,694 | $1,070,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 93,681 | $1,067,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 20,787 | $1,050,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 45,700 | $1,044,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 21,986 | $1,027,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,837 | $1,024,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 40,900 | $1,018,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 204,027 | $1,018,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 15,500 | $1,016,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 24,497 | $1,016,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 12,353 | $1,013,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 17,798 | $1,004,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 11,278 | $1,001,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 26,413 | $995,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 24,100 | $970,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 41,106 | $969,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 36,407 | $958,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 870,000 | $935,000 | thousands by filing date | principal |
| SERVICE CORP INTL COM | 817565104 | Stock | 50,000 | $931,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 44,750 | $909,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 10,799 | $898,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 37,968 | $893,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 84,400 | $887,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 968,000 | $887,000 | thousands by filing date | principal |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 38,100 | $873,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 20,894 | $860,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 22,877 | $851,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 52,384 | $846,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 27,662 | $844,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 6,215 | $837,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 187,446 | $809,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 78,102 | $777,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 21,959 | $758,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 117,668 | $743,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 19,180 | $736,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 10,300 | $727,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 26,225 | $715,000 | thousands by filing date | principal |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 29,977 | $706,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 7,207 | $703,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 18,300 | $691,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 25,200 | $690,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,685 | $686,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 54,800 | $681,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 9,423 | $678,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 39,162 | $675,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 87,350 | $654,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 26,164 | $649,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 16,160 | $643,000 | thousands by filing date | principal |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 5,800 | $637,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 37,870 | $625,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 49,585 | $619,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912108 | COM | 5,067 | $584,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 16,444 | $582,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 23,321 | $579,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 44,826 | $578,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541T101 | CL A | 98,800 | $558,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 47,533 | $550,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 26,123 | $537,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 51,691 | $529,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,925 | $527,000 | thousands by filing date | principal |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 72,518 | $527,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 32,489 | $523,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,100 | $518,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 5,752 | $512,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 82,413 | $506,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 91,900 | $491,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 50,000 | $479,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,764 | $476,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 21,910 | $457,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,520 | $451,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 34,000 | $442,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 223,567 | $435,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 95,600 | $429,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 17,500 | $425,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 16,100 | $419,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 6,438 | $417,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 5,605 | $415,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,350 | $411,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,500 | $399,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 50,000 | $398,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,057 | $389,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 6,614 | $389,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,000 | $381,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,300 | $371,000 | thousands by filing date | principal |
| Anglogold Ashanti Plc | 035128206 | Common | 27,200 | $361,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,488 | $359,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 4,500 | $359,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 7,750 | $347,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 14,700 | $347,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 8,503 | $343,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 51,562 | $335,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,286 | $330,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 15,372 | $329,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,000 | $327,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,557 | $321,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,500 | $306,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 10,800 | $295,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,600 | $290,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 16,400 | $287,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,436 | $281,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 67,489 | $281,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 104,500 | $279,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 25,345 | $278,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 9,000 | $276,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,424 | $275,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 39,750 | $262,000 | thousands by filing date | principal |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 3,920 | $260,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 20,000 | $257,000 | thousands by filing date | principal |
| BCE INC COM NEW | 05534B760 | Stock | 6,000 | $256,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 5,000 | $248,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,494 | $245,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 3,278 | $245,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 20,000 | $244,000 | thousands by filing date | principal |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,100 | $238,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 8,706 | $231,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 20,000 | $230,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,000 | $224,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 4,500 | $223,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 9,095 | $221,000 | thousands by filing date | principal |
| Vistaprint NV Cimpress | N93540107 | CMPR | 3,847 | $217,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,092 | $216,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,300 | $213,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 3,600 | $210,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,000 | $207,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 199 | $201,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 2,694 | $200,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,510 | $196,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,060 | $195,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 7,500 | $195,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,000 | $192,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,000 | $187,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 133,139 | $186,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 6,000 | $182,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 2,488 | $181,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 11,035 | $169,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 5,211 | $168,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,000 | $162,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 5,300 | $162,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 5,197 | $160,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,300 | $159,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 6,200 | $154,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,600 | $154,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,666 | $153,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 2,600 | $152,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 5,000 | $152,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3,900 | $140,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,484 | $139,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,700 | $137,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 2,000 | $133,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 2,524 | $132,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 20,000 | $131,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,891 | $130,000 | thousands by filing date | |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 154,000 | $126,000 | thousands by filing date | principal |
| CORNING INC | 219350105 | COM | 8,000 | $116,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,000 | $114,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,700 | $113,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,400 | $109,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 2,245 | $106,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 2,000 | $106,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 2,800 | $105,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 15,000 | $103,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 1,800 | $103,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 6,000 | $102,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 950 | $101,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1,046 | $101,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 2,190 | $100,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 12,300 | $99,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 6,000 | $99,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 6,325 | $97,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 25,000 | $94,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 2,740 | $91,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 6,500 | $88,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,500 | $81,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 5,000 | $76,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 192,229 | $76,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,776 | $75,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 5,000 | $73,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 988 | $72,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,400 | $71,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 3,300 | $71,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP 5% CB 11/15/2029-REGISTERED | 457461AC5 | Bond | 66,000 | $71,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 9,857 | $69,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 615 | $62,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 115 | $59,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,055 | $58,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 408 | $56,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 866 | $55,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 910 | $55,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 600 | $54,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,382 | $54,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 3,520 | $53,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,155 | $50,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,536 | $49,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 5,000 | $47,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,695 | $46,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,050 | $44,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,895 | $43,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,082 | $42,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 900 | $42,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 2,200 | $42,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 2,464 | $42,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 377 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,650 | $40,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 543 | $34,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,391 | $34,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 375 | $32,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 440 | $32,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 50 | $30,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 607 | $27,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 1,272 | $26,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 2,960 | $26,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 204 | $25,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 505 | $23,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 4,951 | $23,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 190 | $21,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 40,000 | $21,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 4,575 | $20,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 1,000 | $20,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 875 | $20,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 745 | $20,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 1,358 | $19,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 659 | $17,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 335 | $16,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 692 | $16,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 922 | $16,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 905 | $15,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 1,552 | $14,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 234 | $13,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 100 | $12,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 525 | $12,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 634 | $12,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 145 | $10,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 496 | $10,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 101 | $10,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 1,379 | $9,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 113 | $8,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 187 | $7,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 200 | $7,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 300 | $7,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 461 | $7,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,000 | $7,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 200 | $7,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 275 | $7,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 101 | $6,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 211 | $6,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100 | $5,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 200 | $5,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 600 | $5,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 200 | $5,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 598 | $5,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 275 | $4,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 49 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 56 | $4,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 841 | $4,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 600 | $4,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 33 | $3,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 137 | $3,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 96 | $3,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 142 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001207017-13-000166 | this filing | 2013-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001207017-14-000001 | base | 2014-01-13 | acceptance time not in the bulk data set |