13F-HR/A filed by LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2014-01-13, with 949 holding rows worth $42,144,646,000.
- Accession
- 0001207017-14-000001
- Filer
- CIK 1207017
- Filed
- 2014-01-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, amendment of type restatement, 1,246 entries on the cover page, a total value of $42,144,646,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $42,144,035,000 with VALUE read as thousands by filing date, 13F file number 028-10469. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerLAZARD ASSET MANAGEMENT LTD028-06588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 49,568,749 | $1,103,399,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 18,494,566 | $1,043,647,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 29,250,514 | $839,780,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 9,879,951 | $825,765,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,215,093 | $809,277,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 32,944,379 | $771,555,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 10,344,328 | $701,758,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 18,953,883 | $688,215,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 25,269,890 | $645,898,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 12,551,591 | $629,210,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 33,454,672 | $567,390,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,318,771 | $554,097,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,519,729 | $549,146,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 7,403,872 | $537,593,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,097,213 | $523,094,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 33,505,788 | $523,025,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,177,446 | $520,819,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 16,729,754 | $520,628,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,111,652 | $520,346,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,391,950 | $504,112,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,538,128 | $485,036,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 12,596,024 | $483,056,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,896,243 | $455,300,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,107,131 | $451,682,000 | thousands by filing date | |
| 38259p508 | COM | 481,496 | $421,746,000 | thousands by filing date | ||
| BAXTER INTL INC | 071813109 | COM | 6,345,402 | $416,828,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,031,329 | $400,762,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,561,674 | $378,800,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 18,160,090 | $365,561,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,684,354 | $364,910,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,774,925 | $360,600,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 9,692,773 | $357,662,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,871,820 | $346,622,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,723,906 | $338,278,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,990,432 | $329,928,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,736,940 | $328,047,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,676,511 | $320,969,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,685,556 | $319,499,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,851,919 | $319,243,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,048,867 | $318,208,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 6,342,588 | $315,479,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,226,061 | $301,765,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,506,376 | $301,686,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 6,564,556 | $284,704,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 19,691,216 | $271,737,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,978,425 | $267,985,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,835,807 | $263,486,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,389,304 | $256,976,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,491,015 | $252,398,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,423,713 | $251,009,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 6,857,252 | $239,866,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,018,751 | $232,123,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 7,517,344 | $231,383,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,639,690 | $228,717,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 330,168 | $222,129,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 4,982,585 | $221,723,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 6,427,966 | $216,300,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 683,348 | $213,641,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,598,952 | $210,754,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,815,393 | $208,361,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,352,655 | $207,229,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,752,134 | $204,373,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,567,366 | $200,889,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,081,728 | $195,138,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 5,232,681 | $190,364,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 5,558,453 | $190,265,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8,943,448 | $189,064,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 5,380,669 | $185,902,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 434,130 | $183,518,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,583,572 | $173,815,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,317,361 | $169,250,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 5,139,752 | $161,284,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 859,496 | $155,929,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,965,463 | $152,028,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10,773,844 | $150,725,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,950,944 | $150,615,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 1,664,775 | $143,936,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,609,678 | $143,453,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,151,909 | $140,984,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,400,000 | $138,996,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,801,264 | $138,175,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 2,047,813 | $137,223,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,580,360 | $135,266,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,333,426 | $134,236,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,752,061 | $131,974,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,613,518 | $131,603,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,196,701 | $130,807,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 3,624,473 | $126,421,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,355,929 | $119,809,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 768,439 | $119,369,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,836,277 | $118,863,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 701,300 | $118,449,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 2,033,355 | $118,158,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 3,856,758 | $117,553,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,541,778 | $117,036,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,169,847 | $116,048,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,068,695 | $115,226,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,055,943 | $112,922,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,988,472 | $112,467,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,777,824 | $112,340,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,361,091 | $111,554,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 3,235,922 | $110,474,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 655,022 | $110,109,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 6,509,981 | $108,911,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,574,756 | $108,422,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,210,923 | $107,115,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,262,147 | $106,096,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,448,542 | $105,453,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 2,786,126 | $104,006,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,877,364 | $103,498,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,237,016 | $99,606,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,522,467 | $98,980,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,790,095 | $98,656,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,642,216 | $98,156,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,216,085 | $97,481,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,343,984 | $93,418,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,250,277 | $92,420,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 6,485,688 | $90,021,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,626,361 | $88,246,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,604,314 | $86,150,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,522,493 | $84,755,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,102,553 | $83,363,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 5,753,058 | $81,808,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 5,496,415 | $81,072,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,704,080 | $80,329,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 15,769,922 | $79,638,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 1,347,227 | $77,519,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 3,691,866 | $77,455,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,519,178 | $74,668,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 3,618,310 | $74,501,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,207,641 | $70,888,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 669,993 | $70,449,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,823,880 | $70,364,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 415,602 | $70,328,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 1,718,073 | $69,581,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2,027,561 | $65,733,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,108,949 | $64,263,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 498,168 | $63,994,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 915,572 | $63,027,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 1,390,925 | $62,424,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,965,997 | $62,366,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 691,434 | $62,111,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,489,876 | $61,997,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 1,031,351 | $61,839,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,128,621 | $61,521,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,421,863 | $61,168,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 851,166 | $60,986,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 903,750 | $60,099,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,804,604 | $59,529,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 903,414 | $59,334,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 502,649 | $59,061,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 1,657,780 | $58,055,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 4,261,702 | $56,467,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 696,532 | $55,443,000 | thousands by filing date | principal |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,089,644 | $55,168,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,413,904 | $54,944,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,529,488 | $54,915,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 43,000,000 | $54,744,000 | thousands by filing date | principal |
| LSI CORPORATION | 502161102 | COM | 6,799,614 | $53,172,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 3,642,835 | $51,764,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 4,005,868 | $51,555,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 3,403,824 | $50,921,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 6,752,334 | $50,372,000 | thousands by filing date | |
| IJH | 464287507 | COM | 401,186 | $49,803,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 4,381,766 | $49,689,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 953,567 | $49,385,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,435,252 | $48,539,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 2,064,685 | $46,765,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 2,690,183 | $46,404,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 225,266 | $45,458,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 555,303 | $44,144,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBR0 | NOTE 6.500%10/0 | 28,840,000 | $43,512,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 1,027,718 | $42,464,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 902,400 | $41,536,000 | thousands by filing date | |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 9,700,000 | $41,443,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 794,321 | $41,057,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 2,240,094 | $41,038,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,069,894 | $38,248,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 3,134,795 | $37,335,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 1,907,046 | $37,111,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,526,773 | $36,642,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 2,044,474 | $36,616,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,912,302 | $36,142,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,718,676 | $34,167,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1,061,770 | $34,093,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 1,317,938 | $33,726,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 2,974,344 | $33,550,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 570,368 | $33,497,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 17,500,000 | $33,468,000 | thousands by filing date | principal |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 331,471 | $33,070,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 398,827 | $32,256,000 | thousands by filing date | principal |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 749,962 | $32,255,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 15,000,000 | $32,175,000 | thousands by filing date | principal |
| GENCORP INC | 368682AN0 | SDCV | 17,460,000 | $31,548,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 649,562 | $31,132,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,286,315 | $30,730,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 505,311 | $30,692,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 3,470,958 | $30,613,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 278,790 | $29,662,000 | thousands by filing date | principal |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 202,308 | $29,417,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 600,177 | $29,198,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 3,215,354 | $29,195,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,020,705 | $28,600,000 | thousands by filing date | |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 14,510,000 | $28,140,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 1,451,351 | $27,488,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 253,181 | $26,816,000 | thousands by filing date | principal |
| PACWEST BANCORP DEL | 695263103 | COM | 775,536 | $26,647,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 20,080,000 | $26,355,000 | thousands by filing date | principal |
| TJX Companies Inc | 872540109 | COM | 462,617 | $26,086,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 1,063,249 | $25,751,000 | thousands by filing date | principal |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 1,523,310 | $25,500,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 990,241 | $25,320,000 | thousands by filing date | |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 13,750,000 | $25,248,000 | thousands by filing date | principal |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,259,547 | $24,120,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 12,500,000 | $23,703,000 | thousands by filing date | principal |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 971,906 | $23,354,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 592,628 | $23,017,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,181,664 | $22,534,000 | thousands by filing date | |
| MASTEC INC | 576323AM1 | NOTE 4.250%12/1 | 11,210,000 | $22,286,000 | thousands by filing date | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 458,444 | $22,072,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 228,337 | $21,967,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 351,297 | $21,776,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 724,705 | $21,755,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 875,589 | $21,688,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 271,040 | $21,590,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 13,648,000 | $21,384,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 17,500,000 | $20,864,000 | thousands by filing date | principal |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 16,055,000 | $20,720,000 | thousands by filing date | principal |
| 3M CO COM | 88579Y101 | Stock | 173,370 | $20,701,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 13,200,000 | $20,682,000 | thousands by filing date | principal |
| FLIR SYS INC | 302445101 | COM | 652,530 | $20,489,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 16,250,000 | $20,251,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AK9 | DEBT | 12,448,000 | $20,041,000 | thousands by filing date | principal |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 524,114 | $19,968,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 269,172 | $19,870,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 215,351 | $19,708,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 427,944 | $19,578,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 524,563 | $19,566,000 | thousands by filing date | |
| J F CHINA REGION FD INC | 46614T107 | COM | 1,322,672 | $19,363,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 582,172 | $19,339,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 348,050 | $19,212,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 404,501 | $18,991,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 166,203 | $18,864,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 371,175 | $18,762,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 942,745 | $18,732,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 441,218 | $18,654,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 14,457,000 | $18,622,000 | thousands by filing date | principal |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 204,295 | $18,606,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 17,384,000 | $18,470,000 | thousands by filing date | principal |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 253,083 | $18,335,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 465,674 | $18,268,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 12,507,000 | $18,221,000 | thousands by filing date | principal |
| WADDELL & REED FINL INC | 930059100 | CL A | 352,650 | $18,154,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 214,064 | $18,079,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 17,388,000 | $18,029,000 | thousands by filing date | principal |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 334,050 | $18,011,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 333,029 | $17,980,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 457,825 | $17,841,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 355,796 | $17,619,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 16,650,000 | $17,524,000 | thousands by filing date | principal |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 240,290 | $17,315,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 318,196 | $17,293,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 13,000,000 | $17,192,000 | thousands by filing date | principal |
| JAPAN EQUITY FD INC | 471057109 | COM | 2,509,762 | $17,116,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 374,407 | $17,072,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,326,714 | $16,985,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 1,942,179 | $16,896,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 10,000,000 | $16,850,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 201,637 | $16,809,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 327,095 | $16,338,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 979,721 | $16,322,000 | thousands by filing date | |
| ACCURAY INC | 004397AC9 | BOND | 10,850,000 | $16,281,000 | thousands by filing date | principal |
| KROGER CO COM | 501044101 | Stock | 402,793 | $16,248,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 267,394 | $16,185,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAS7 | CNV | 12,500,000 | $16,031,000 | thousands by filing date | principal |
| MANNKIND CORP | 56400PAC6 | BOND | 14,960,000 | $15,857,000 | thousands by filing date | principal |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 241,120 | $15,836,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 566,835 | $15,763,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 13,201,000 | $15,610,000 | thousands by filing date | principal |
| WESTERN REFNG INC | 959319AC8 | NOTE 5.750% 6/1 | 4,943,000 | $15,474,000 | thousands by filing date | principal |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 505,636 | $15,133,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 460,218 | $15,049,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 260,515 | $14,703,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 10,000,000 | $14,587,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 154,541 | $14,560,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 226,539 | $14,503,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 307,570 | $14,412,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 445,531 | $14,408,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 330,590 | $14,331,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 364,645 | $14,245,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 922,836 | $14,137,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 13,776,000 | $14,034,000 | thousands by filing date | principal |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 749,243 | $13,785,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 286,457 | $13,725,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 988,247 | $13,706,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 419,589 | $13,405,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 266,118 | $13,393,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 295,902 | $13,261,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 306,538 | $13,119,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 616,475 | $13,081,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 12,000,000 | $13,065,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 172,637 | $13,048,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 648,536 | $13,048,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 400,712 | $12,862,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 682,261 | $12,833,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 10,966,000 | $12,802,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 12,500,000 | $12,757,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327R101 | COM | 211,446 | $12,589,000 | thousands by filing date | |
| SINGAPORE FUND | 82929L109 | COM | 965,976 | $12,586,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 10,000,000 | $12,512,000 | thousands by filing date | principal |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 199,458 | $12,490,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 203,824 | $12,420,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 685,392 | $12,364,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 59,095 | $12,345,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 259,655 | $12,309,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 402,390 | $12,288,000 | thousands by filing date | principal |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 466,204 | $12,251,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 630,942 | $12,158,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AH8 | NOTE 3.125% 7/1 | 9,800,000 | $12,103,000 | thousands by filing date | principal |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 10,300,000 | $12,057,000 | thousands by filing date | principal |
| LITTELFUSE INC COM | 537008104 | Stock | 153,149 | $11,979,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 77,806 | $11,976,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 20,000,000 | $11,925,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 292,262 | $11,897,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 184,849 | $11,889,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 93,512 | $11,884,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 12,188,000 | $11,860,000 | thousands by filing date | principal |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 3,344,000 | $11,804,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 333,722 | $11,696,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 214,384 | $11,383,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 375,666 | $11,382,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 295,558 | $11,254,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 318,362 | $11,199,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 10,781,000 | $11,023,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 10,150,000 | $10,987,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 433,028 | $10,907,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,639,820 | $10,888,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 245,824 | $10,885,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AF8 | DBCV 6.750%10/1 | 7,471,000 | $10,865,000 | thousands by filing date | principal |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 339,423 | $10,858,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 235,972 | $10,821,000 | thousands by filing date | |
| HORNBECK OFFSHORE 1.625 | 440543AE6 | FRNT 1.625%11/1 | 9,000,000 | $10,656,000 | thousands by filing date | principal |
| INVESCO LTD SHS | G491BT108 | Stock | 333,725 | $10,645,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 9,000,000 | $10,608,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 9,260,000 | $10,515,000 | thousands by filing date | principal |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,431,819 | $10,437,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 340,036 | $10,422,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 531,030 | $10,418,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 10,000,000 | $10,393,000 | thousands by filing date | principal |
| RED HAT INC | 756577102 | COM | 224,950 | $10,379,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 696,644 | $10,330,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 132,005 | $10,310,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 151,421 | $10,143,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 163,375 | $10,052,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 118,643 | $10,041,000 | thousands by filing date | |
| BARNES GROUP INC | 067806AD1 | BOND | 8,004,000 | $9,944,000 | thousands by filing date | principal |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 166,927 | $9,897,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 361,912 | $9,857,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 247,125 | $9,855,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 234,839 | $9,667,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 108,909 | $9,662,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 894,187 | $9,657,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 72,617 | $9,648,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 149,217 | $9,623,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 233,645 | $9,553,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 615,034 | $9,526,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 7,800,000 | $9,467,000 | thousands by filing date | principal |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 229,858 | $9,440,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 63,537 | $9,418,000 | thousands by filing date | |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 5,870,000 | $9,380,000 | thousands by filing date | principal |
| ACE LTD | H0023R105 | SHS | 100,225 | $9,377,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 269,234 | $9,288,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 337,468 | $9,283,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772AQ6 | NOTE 5.500% 7/1 | 9,312,000 | $9,253,000 | thousands by filing date | principal |
| DRESSER-RAND GROUP INC | 261608103 | COM | 147,792 | $9,222,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 99,376 | $9,191,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 8,000,000 | $9,185,000 | thousands by filing date | principal |
| ROCKWOOD HLDGS INC | 774415103 | COM | 136,804 | $9,152,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 8,874,000 | $9,029,000 | thousands by filing date | principal |
| Lowes Companies,Inc. | 548661107 | COM | 189,211 | $9,007,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 890,066 | $9,007,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 6,000,000 | $8,913,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 424,740 | $8,894,000 | thousands by filing date | |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 8,100,000 | $8,803,000 | thousands by filing date | principal |
| Lockheed Martin Corporation | 539830109 | COM | 68,257 | $8,705,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 171,068 | $8,638,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 165,060 | $8,607,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 130,527 | $8,589,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 352,533 | $8,548,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAF0 | NOTE 2.500%12/1 | 5,963,000 | $8,497,000 | thousands by filing date | principal |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 20,975,000 | $8,429,000 | thousands by filing date | principal |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 195,824 | $8,412,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 508,572 | $8,411,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 319,448 | $8,401,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 243,664 | $8,369,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 518,494 | $8,352,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 5,000,000 | $8,346,000 | thousands by filing date | principal |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 182,384 | $8,248,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 441,242 | $8,224,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 755,546 | $8,137,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 7,500,000 | $7,982,000 | thousands by filing date | principal |
| FOOT LOCKER INC | 344849104 | COM | 233,380 | $7,920,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 104,198 | $7,903,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 116,231 | $7,895,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 241,369 | $7,880,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 7,514,000 | $7,856,000 | thousands by filing date | principal |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 127,146 | $7,854,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 5,000,000 | $7,825,000 | thousands by filing date | principal |
| Southern Company | 842587107 | COM | 188,985 | $7,781,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 7,500,000 | $7,743,000 | thousands by filing date | principal |
| TERADYNE INC COM | 880770102 | Stock | 467,315 | $7,720,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 277,692 | $7,666,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 411,400 | $7,647,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAL2 | DBCV 6/1 | 6,700,000 | $7,633,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 7,500,000 | $7,612,000 | thousands by filing date | principal |
| DIRECTV | 25490A309 | COM | 127,260 | $7,603,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 113,802 | $7,599,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 92,410 | $7,590,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 270,127 | $7,546,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 343,373 | $7,533,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 7,700,000 | $7,526,000 | thousands by filing date | principal |
| SHERWIN WILLIAMS CO | 824348106 | COM | 40,966 | $7,463,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 137,534 | $7,444,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 312,568 | $7,404,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 99,802 | $7,398,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 5,660,000 | $7,358,000 | thousands by filing date | principal |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 7,460,000 | $7,287,000 | thousands by filing date | principal |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 103,516 | $7,268,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 6,914,000 | $7,199,000 | thousands by filing date | principal |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 5,490,000 | $7,137,000 | thousands by filing date | principal |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 11,500,000 | $7,130,000 | thousands by filing date | principal |
| MODINE MFG CO COM | 607828100 | Stock | 482,797 | $7,063,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 5,000,000 | $7,037,000 | thousands by filing date | principal |
| SYNOPSYS INC COM | 871607107 | Stock | 184,827 | $6,967,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 142,827 | $6,960,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 482,772 | $6,942,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 164,800 | $6,919,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 850,185 | $6,910,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 134,685 | $6,887,000 | thousands by filing date | |
| E*TRADE FINANCIAL | 269246AZ7 | CONV BND | 4,300,000 | $6,861,000 | thousands by filing date | principal |
| RAYTHEON CO | 755111507 | COM NEW | 88,548 | $6,823,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 165,024 | $6,737,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,050,900 | $6,736,000 | thousands by filing date | |
| RF MICRO DEVICES INC | 749941AJ9 | NOTE | 6,568,000 | $6,678,000 | thousands by filing date | principal |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 6,345,000 | $6,670,000 | thousands by filing date | principal |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 276,336 | $6,623,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 146,531 | $6,604,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 88,500 | $6,516,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 149,287 | $6,437,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 5,800,000 | $6,409,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 92,898 | $6,384,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 61,311 | $6,343,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 3,200,000 | $6,290,000 | thousands by filing date | principal |
| USBANCORPDEL | 902973304 | COM NEW | 171,443 | $6,270,000 | thousands by filing date | |
| AFFORDABLE RESIDENTIAL CMNTY | 00828UAB9 | BOND | 4,500,000 | $6,224,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 6,000,000 | $6,210,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6,000,000 | $6,198,000 | thousands by filing date | principal |
| HCP INC | 40414L109 | COM | 150,839 | $6,176,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 413,569 | $6,166,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 5,000,000 | $6,125,000 | thousands by filing date | principal |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 120,874 | $6,064,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 211,713 | $6,061,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 5,750,000 | $6,023,000 | thousands by filing date | principal |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 776,639 | $5,980,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288AX2 | NOTE 3.750% | 4,612,000 | $5,978,000 | thousands by filing date | principal |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 123,042 | $5,919,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 291,277 | $5,912,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 58,839 | $5,907,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 67,584 | $5,900,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 6,155,000 | $5,874,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 1,232,195 | $5,865,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 94,386 | $5,766,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 108,400 | $5,721,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 36,020 | $5,690,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 5,000,000 | $5,678,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 6,000,000 | $5,673,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 5,358,000 | $5,645,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 125,679 | $5,642,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 127,294 | $5,425,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 5,184,000 | $5,404,000 | thousands by filing date | principal |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 92,444 | $5,353,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000,000 | $5,250,000 | thousands by filing date | principal |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 196,639 | $5,234,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 45,398 | $5,229,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,050,000 | $5,226,000 | thousands by filing date | principal |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 414,439 | $5,209,000 | thousands by filing date | |
| AAR CORP | 000361AR6 | BOND | 5,000,000 | $5,187,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 5,575,000 | $5,125,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 331,710 | $5,065,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 92,679 | $5,053,000 | thousands by filing date | |
| DOLLAR FINANCIAL CORP 2.875% CB 6/30/2027 - REGIST | 256664AB9 | Bond | 5,178,000 | $5,029,000 | thousands by filing date | principal |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 363,347 | $5,021,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 74,748 | $4,956,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 405,923 | $4,939,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 20,405 | $4,912,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 556,420 | $4,879,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 4,100,000 | $4,873,000 | thousands by filing date | principal |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 258,005 | $4,804,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 317,884 | $4,780,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 85,875 | $4,767,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001207017-13-000166 | superseded | 2013-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001207017-14-000001 | this filing | 2014-01-13 | acceptance time not in the bulk data set |