13F-HR filed by Shaker Financial Services, LLC
Shaker Financial Services, LLC filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-08-02, with 157 holding rows worth $247,304,316.
- Accession
- 0001172661-24-003059
- Filer
- CIK 1511794
- Filed
- 2024-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 157 entries on the cover page, a total value of $247,304,316 stated on the cover page (in dollars after the unit check, H1), rows summing to $247,304,316 with VALUE read as dollars as filed, 13F file number 028-14234. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 635,982 | $9,253,539 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 995,343 | $7,466,123 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,313,319 | $7,013,124 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 234,152 | $5,958,288 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 426,207 | $5,858,086 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 108,528 | $5,396,013 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 574,290 | $5,277,726 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 751,159 | $5,107,882 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 369,575 | $5,052,091 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 257,575 | $4,793,471 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 614,264 | $4,625,408 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 227,627 | $4,550,264 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 492,903 | $4,458,604 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 178,135 | $4,148,765 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 618,812 | $4,128,694 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 256,343 | $3,929,739 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 223,364 | $3,714,429 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 261,714 | $3,695,402 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 446,818 | $3,650,501 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 375,603 | $3,373,554 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 398,922 | $3,370,891 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 510,214 | $3,234,757 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 159,671 | $3,180,647 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 413,933 | $3,133,473 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 218,389 | $3,121,224 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 202,739 | $3,109,076 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 364,908 | $3,017,790 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 94,909 | $2,939,332 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 63,707 | $2,804,363 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 280,101 | $2,728,184 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 188,256 | $2,724,065 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 203,489 | $2,706,404 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 208,631 | $2,687,171 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 190,304 | $2,673,772 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 323,974 | $2,614,472 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 413,834 | $2,594,740 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 212,585 | $2,504,252 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 143,153 | $2,410,697 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 481,655 | $2,399,558 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 193,465 | $2,298,365 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 280,683 | $2,283,357 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,125 | $2,250,845 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 144,101 | $2,213,392 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 243,615 | $2,030,882 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 190,950 | $1,983,971 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 209,915 | $1,843,054 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 188,767 | $1,842,366 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 231,174 | $1,760,632 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 95,142 | $1,747,759 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 84,927 | $1,690,057 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 315,666 | $1,682,500 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 79,008 | $1,516,954 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 92,584 | $1,439,954 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 265,485 | $1,428,310 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 73,314 | $1,424,492 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 147,021 | $1,379,415 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 130,324 | $1,377,525 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 118,883 | $1,368,344 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 30,981 | $1,361,306 | dollars as filed | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 86,778 | $1,332,911 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 109,635 | $1,285,387 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 252,857 | $1,183,371 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 155,045 | $1,165,939 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 40,840 | $1,143,929 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 317,023 | $1,143,245 | dollars as filed | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 78,444 | $1,141,800 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 218,985 | $1,125,583 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 172,356 | $1,092,735 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 67,889 | $1,063,821 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 84,071 | $1,039,959 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 47,610 | $1,036,946 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 30,064 | $1,000,831 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 26,332 | $991,664 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 134,511 | $946,958 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 96,815 | $935,233 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 57,308 | $935,210 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 81,994 | $925,713 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 111,018 | $914,789 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 163,838 | $914,217 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 101,617 | $899,311 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 65,322 | $843,575 | dollars as filed | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 65,654 | $837,746 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 59,606 | $835,081 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 84,204 | $808,359 | dollars as filed | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 66,426 | $805,848 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 68,962 | $805,408 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 99,946 | $801,567 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 237,727 | $771,900 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 58,923 | $770,713 | dollars as filed | |
| CHINA FD INC | 169373107 | COM | 75,695 | $766,034 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 53,169 | $761,381 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 37,426 | $740,287 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 52,574 | $733,934 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 128,694 | $721,202 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 224,188 | $688,258 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 145,672 | $683,931 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 78,128 | $675,808 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 92,062 | $665,609 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 127,151 | $661,186 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 65,165 | $656,864 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 62,400 | $653,952 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 116,983 | $638,143 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 187,955 | $614,613 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 252,611 | $608,793 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 47,427 | $586,198 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 68,817 | $578,751 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 22,527 | $574,439 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 75,633 | $573,299 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 39,343 | $572,607 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 64,369 | $569,666 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 31,040 | $518,679 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 43,113 | $469,932 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 56,763 | $467,239 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 21,409 | $454,300 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 65,191 | $447,211 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 22,104 | $438,765 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 34,107 | $427,020 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 26,216 | $419,456 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 32,804 | $412,075 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 152,493 | $405,632 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 68,399 | $401,503 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 17,200 | $390,612 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 18,000 | $374,696 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 34,522 | $372,838 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 126,982 | $370,788 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 69,779 | $368,503 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 64,508 | $367,696 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 64,419 | $346,575 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 29,101 | $341,936 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 23,511 | $325,863 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 45,184 | $321,711 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 13,161 | $317,575 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 43,706 | $304,850 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 24,479 | $302,071 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 27,654 | $299,770 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 16,500 | $295,073 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 603 | $289,363 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 63,995 | $277,099 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,350 | $272,528 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 38,813 | $264,317 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 15,622 | $251,983 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 15,272 | $232,898 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 20,866 | $232,030 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 400 | $222,216 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 13,431 | $211,942 | dollars as filed | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 19,697 | $208,986 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,528 | $200,429 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 30,069 | $190,638 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 12,000 | $184,320 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 16,647 | $159,479 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 12,900 | $131,709 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,849 | $107,534 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 24,000 | $104,400 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,000 | $75,600 | dollars as filed | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,782 | $64,666 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,840 | $53,302 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 13,304 | $51,753 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-24-003059 | this filing | 2024-08-02 | acceptance time not in the bulk data set |