13F-HR filed by Shaker Financial Services, LLC
Shaker Financial Services, LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-07, with 159 holding rows worth $228,942,809.
- Accession
- 0001172661-23-002777
- Filer
- CIK 1511794
- Filed
- 2023-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 159 entries on the cover page, a total value of $228,942,809 stated on the cover page (in dollars after the unit check, H1), rows summing to $228,942,809 with VALUE read as dollars as filed, 13F file number 028-14234. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 593,426 | $7,880,692 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 352,452 | $7,447,311 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 194,323 | $7,094,717 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 392,328 | $6,551,878 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 429,758 | $6,172,156 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 655,940 | $5,470,537 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 116,895 | $4,876,860 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 333,244 | $4,598,768 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 550,834 | $4,379,131 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 111,632 | $4,277,739 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 409,610 | $4,010,078 | dollars as filed | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 539,661 | $3,506,006 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 431,994 | $3,421,393 | dollars as filed | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 394,874 | $3,415,660 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 242,230 | $3,274,203 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 210,057 | $3,249,582 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 411,802 | $3,076,163 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 562,719 | $3,044,310 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 328,889 | $2,808,710 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 164,908 | $2,772,104 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 451,359 | $2,717,182 | dollars as filed | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 152,780 | $2,678,234 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 569,336 | $2,632,322 | dollars as filed | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 221,220 | $2,599,330 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 226,137 | $2,537,256 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 397,792 | $2,458,353 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 282,736 | $2,414,566 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 151,233 | $2,412,101 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 237,066 | $2,394,367 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 276,886 | $2,383,989 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 289,157 | $2,376,872 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 348,092 | $2,339,179 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 98,767 | $2,246,950 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 263,227 | $2,163,726 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 229,645 | $2,149,478 | dollars as filed | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 334,224 | $2,143,872 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 164,508 | $2,121,257 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 175,435 | $2,049,085 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 220,862 | $1,983,341 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 70,746 | $1,939,856 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 150,946 | $1,915,505 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 157,241 | $1,874,723 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 160,715 | $1,838,580 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 144,945 | $1,832,105 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 364,636 | $1,826,827 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 106,701 | $1,823,521 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 122,271 | $1,803,498 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 215,945 | $1,786,273 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 200,048 | $1,784,429 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 98,821 | $1,767,908 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 394,154 | $1,754,474 | dollars as filed | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 153,064 | $1,735,746 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 140,760 | $1,649,708 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 169,038 | $1,612,623 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 221,045 | $1,609,148 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 120,680 | $1,554,359 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 99,592 | $1,544,672 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 135,827 | $1,464,216 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 127,676 | $1,460,614 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 103,652 | $1,439,727 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 149,947 | $1,397,969 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 105,931 | $1,322,019 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 585,665 | $1,300,177 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 146,883 | $1,272,092 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 142,573 | $1,247,514 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 95,333 | $1,218,356 | dollars as filed | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 79,823 | $1,188,565 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 108,816 | $1,168,684 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 184,489 | $1,132,761 | dollars as filed | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 61,633 | $1,121,730 | dollars as filed | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 106,664 | $1,119,972 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 84,046 | $1,111,424 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 166,631 | $1,086,666 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 71,030 | $1,081,787 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 118,649 | $1,080,892 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 33,921 | $1,062,915 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 106,695 | $1,056,281 | dollars as filed | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 76,265 | $977,718 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 81,804 | $941,319 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 48,528 | $898,254 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 88,775 | $891,426 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 65,186 | $882,619 | dollars as filed | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 74,251 | $865,841 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,950 | $864,396 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 66,749 | $823,016 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 69,302 | $818,457 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 86,162 | $796,137 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 56,562 | $769,483 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 70,111 | $769,118 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 37,650 | $758,822 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 86,286 | $748,963 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 74,140 | $727,314 | dollars as filed | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 88,996 | $722,518 | dollars as filed | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 144,901 | $679,586 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 48,835 | $670,017 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 104,991 | $662,494 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 83,333 | $656,165 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 169,967 | $654,373 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 59,168 | $645,523 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 125,269 | $645,136 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 56,583 | $637,889 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 175,514 | $621,120 | dollars as filed | |
| CHINA FD INC | 169373107 | COM | 53,424 | $591,404 | dollars as filed | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 138,971 | $567,000 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 34,918 | $550,238 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 75,633 | $544,558 | dollars as filed | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 42,230 | $524,500 | dollars as filed | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 40,329 | $512,581 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 80,870 | $504,629 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 119,315 | $493,965 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 29,814 | $491,633 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 28,430 | $477,056 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 33,053 | $433,160 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 77,731 | $431,408 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 110,200 | $418,116 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 126,660 | $412,912 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 66,473 | $403,492 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 50,401 | $401,123 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 123,401 | $387,480 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 73,698 | $382,493 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 81,320 | $366,753 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 37,260 | $361,422 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 27,652 | $337,631 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 64,419 | $336,268 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 48,982 | $329,649 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 22,370 | $328,839 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 26,752 | $316,744 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 98,987 | $314,654 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 103,485 | $314,595 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 57,100 | $310,624 | dollars as filed | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 19,413 | $299,349 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 12,746 | $294,943 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 16,941 | $288,851 | dollars as filed | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 66,594 | $287,021 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 18,062 | $281,948 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 17,500 | $266,525 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 92,710 | $250,317 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 70,200 | $246,683 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 15,000 | $246,300 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 30,000 | $235,500 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 626 | $231,573 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 10,000 | $229,600 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 28,405 | $215,878 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,100 | $213,367 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 14,035 | $211,789 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 27,964 | $207,493 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 16,000 | $199,360 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 22,059 | $189,708 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 11,810 | $175,733 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 22,469 | $175,259 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 21,979 | $165,942 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 14,202 | $142,773 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 27,162 | $139,613 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 26,571 | $126,744 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 24,000 | $122,341 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 11,315 | $107,040 | dollars as filed | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,415 | $105,713 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 17,054 | $103,689 | dollars as filed | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 16,731 | $91,352 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-23-002777 | this filing | 2023-08-07 | acceptance time not in the bulk data set |