13F-HR filed by Shaker Financial Services, LLC
Shaker Financial Services, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-09, with 154 holding rows worth $202,491,000.
- Accession
- 0001172661-22-002326
- Filer
- CIK 1511794
- Filed
- 2022-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 154 entries on the cover page, a total value of $202,491,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $202,491,000 with VALUE read as thousands by filing date, 13F file number 028-14234. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 440,623 | $8,248,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 517,265 | $7,599,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 674,724 | $7,206,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 461,177 | $6,719,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,844 | $5,659,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 158,832 | $5,359,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 654,579 | $5,191,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 138,476 | $4,847,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 590,376 | $4,062,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 365,111 | $3,972,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 113,706 | $3,849,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 232,635 | $3,827,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 414,990 | $3,702,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 285,995 | $3,369,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 235,327 | $3,175,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 368,783 | $3,116,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 381,878 | $2,856,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 243,011 | $2,855,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 602,729 | $2,815,000 | thousands by filing date | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 233,821 | $2,663,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 406,110 | $2,623,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 179,198 | $2,527,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 351,686 | $2,511,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 167,662 | $2,507,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 272,438 | $2,376,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 209,629 | $2,329,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 194,705 | $2,227,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 253,587 | $2,138,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 197,808 | $2,136,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 166,677 | $2,037,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 99,230 | $2,015,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 781,794 | $1,970,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 176,976 | $1,929,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 159,035 | $1,807,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 268,466 | $1,761,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 156,915 | $1,701,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 132,456 | $1,657,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 189,954 | $1,637,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 201,614 | $1,635,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 774,847 | $1,635,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 240,499 | $1,633,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 247,832 | $1,628,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 259,156 | $1,609,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 127,413 | $1,593,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 247,386 | $1,534,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 219,723 | $1,518,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 119,658 | $1,450,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 203,912 | $1,419,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 312,799 | $1,398,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 117,028 | $1,384,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 132,321 | $1,364,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 106,080 | $1,334,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 120,935 | $1,313,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 253,850 | $1,297,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 347,709 | $1,280,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 113,860 | $1,270,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 180,994 | $1,238,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 228,278 | $1,203,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 68,490 | $1,145,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 110,179 | $1,076,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 120,963 | $1,066,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 174,635 | $1,046,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 127,956 | $1,038,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 136,711 | $994,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 93,422 | $993,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 78,680 | $988,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 85,820 | $965,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 142,192 | $915,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 93,317 | $890,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 95,084 | $885,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 78,635 | $872,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 76,983 | $868,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 61,867 | $845,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 44,738 | $810,000 | thousands by filing date | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 60,945 | $781,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 181,754 | $769,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 34,097 | $742,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 58,000 | $728,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 33,921 | $713,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 117,973 | $702,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 38,368 | $695,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 62,598 | $689,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 41,226 | $684,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 111,088 | $674,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 108,921 | $673,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 46,654 | $625,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 84,992 | $580,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 201,051 | $575,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 74,842 | $565,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 42,392 | $559,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 40,884 | $552,000 | thousands by filing date | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 56,398 | $532,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 68,630 | $531,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 76,006 | $522,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 56,271 | $518,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 37,859 | $511,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 38,353 | $511,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 52,897 | $504,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 62,552 | $502,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 80,043 | $469,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 56,103 | $452,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 21,103 | $442,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 37,586 | $438,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 53,801 | $429,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 43,564 | $423,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 60,735 | $404,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 57,210 | $398,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 32,395 | $374,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 41,901 | $372,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 48,459 | $351,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 25,388 | $342,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 68,904 | $339,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 33,101 | $331,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 19,931 | $301,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 65,800 | $292,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 15,861 | $285,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 13,910 | $282,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 72,601 | $277,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 26,752 | $277,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 155,239 | $273,000 | thousands by filing date | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 14,845 | $269,000 | thousands by filing date | |
| MAINSTAY CBRE GBL INFRSTR ME | 56064Q107 | COM | 21,438 | $265,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 72,246 | $259,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 18,832 | $255,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 23,872 | $252,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 86,710 | $245,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 26,195 | $232,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 25,430 | $231,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 14,574 | $227,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 22,879 | $218,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 11,069 | $213,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 38,972 | $213,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 47,633 | $211,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 14,621 | $210,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 36,560 | $203,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 23,213 | $200,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 16,740 | $199,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 31,007 | $196,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 24,200 | $194,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 38,967 | $193,000 | thousands by filing date | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 14,500 | $185,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 16,757 | $183,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 35,451 | $178,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 51,978 | $169,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 18,679 | $160,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 39,761 | $148,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 26,000 | $144,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 15,000 | $138,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,600 | $133,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 13,000 | $116,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 28,173 | $114,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 21,688 | $99,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 15,118 | $98,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 16,000 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-22-002326 | this filing | 2022-11-09 | acceptance time not in the bulk data set |