13F-HR filed by NEXPOINT ASSET MANAGEMENT, L.P.
NEXPOINT ASSET MANAGEMENT, L.P. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 175 holding rows worth $581,415,000.
- Accession
- 0001172661-21-002339
- Filer
- CIK 1469877
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 186 entries on the cover page, a total value of $581,415,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $581,415,000 with VALUE read as thousands by filing date, 13F file number 028-16918. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 464,306 | $43,900,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 1,168,768 | $39,586,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 1,683,585 | $32,796,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 94,817 | $31,270,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 491,389 | $30,408,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,733,912 | $27,691,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,825,479 | $25,392,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 2,269,195 | $22,193,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 493,323 | $21,218,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 1,192,182 | $20,387,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 350,979 | $20,097,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,770,862 | $16,965,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 257,775 | $13,134,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 589,324 | $12,234,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 301,797 | $12,159,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 240,518 | $10,621,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 167,424 | $9,361,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 135,273 | $9,316,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 381,000 | $7,247,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 145,579 | $6,946,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 77,056 | $6,719,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 131,600 | $6,476,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 288,492 | $6,047,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 63,408 | $5,541,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 499,131 | $5,336,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 349,694 | $5,043,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3,000 | $5,038,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 322,310 | $4,889,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 41,193 | $4,747,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 220,593 | $3,607,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 334,005 | $3,597,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 309,778 | $3,532,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 108,037 | $3,413,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 194,248 | $3,351,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 297,000 | $3,006,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P208 | UNIT 99/99/9999 | 296,653 | $2,958,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 288,800 | $2,824,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875104 | CLASS A COM | 288,578 | $2,817,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 125,272 | $2,479,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 114,000 | $2,320,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 224,500 | $2,279,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITN CORP | G2426E104 | COM | 219,996 | $2,169,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 71,587 | $1,896,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 580,783 | $1,800,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 48,553 | $1,770,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 78,631 | $1,702,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 82,000 | $1,604,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 157,400 | $1,543,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 26,500 | $1,517,000 | thousands by filing date | put |
| NEXTDECADE CORP | 65342K105 | COM | 534,751 | $1,487,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 71,471 | $1,479,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 217,139 | $1,464,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 43,240 | $1,416,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 59,534 | $1,409,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H100 | CMN | 142,400 | $1,397,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 165,000 | $1,386,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 62,882 | $1,378,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 140,020 | $1,375,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 264,770 | $1,287,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 130,000 | $1,286,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 70,700 | $1,263,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 48,100 | $1,248,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 67,700 | $1,183,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 116,900 | $1,148,000 | thousands by filing date | |
| ARGUS CAPITAL CORP | 04026L204 | UNIT 08/31/2028 | 100,000 | $1,010,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 103,335 | $1,009,000 | thousands by filing date | |
| SEP ACQUISITION CORP | 589381201 | UNIT 07/27/2026 | 100,172 | $1,007,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 14,565 | $904,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507107 | CLASS A COM | 90,000 | $889,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 88,144 | $864,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 88,296 | $803,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 164,149 | $796,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 81,594 | $793,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 38,549 | $791,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 7,000 | $780,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U208 | UNIT 99/99/9999 | 75,400 | $775,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 100,000 | $763,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 67,954 | $760,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,000 | $755,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 23,311 | $746,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 5,000 | $728,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 40,000 | $718,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 100,000 | $716,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 72,109 | $705,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 400,000 | $696,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699103 | CLASS A COM | 69,220 | $696,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 70,100 | $686,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 35,763 | $680,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 316,229 | $674,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 5,000 | $671,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 65,400 | $651,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576200 | CL B | 28,076 | $651,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 578,276 | $648,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 65,420 | $648,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 32,100 | $632,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 14,823 | $628,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 10,000 | $623,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 66,429 | $612,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 12,559 | $602,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332207 | UNIT 03/31/2028 | 60,000 | $598,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 37,000 | $595,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 60,000 | $588,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 56,700 | $556,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N106 | COM CL A | 54,979 | $544,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 76,072 | $542,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,415 | $528,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 17,200 | $518,000 | thousands by filing date | |
| BANNER ACQUISITION CORP | 06654K200 | UNIT 09/07/2026 | 52,078 | $518,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 52,000 | $509,000 | thousands by filing date | |
| DTRT HEALTH ACQUISITION CORP | 23344T202 | UNIT 08/31/2029 | 50,000 | $505,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895100 | CMN | 20,428 | $497,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 40,000 | $484,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T100 | COM CL A | 47,514 | $469,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 300,000 | $453,000 | thousands by filing date | |
| ALTUS POWER INC COM CL A | 12510J106 | Stock | 45,628 | $453,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 45,900 | $448,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 17,500 | $438,000 | thousands by filing date | call |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 188,858 | $425,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K102 | CL A COM | 42,600 | $417,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 5,550 | $406,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N102 | COM | 41,155 | $401,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 40,000 | $398,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 61,625 | $388,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 39,079 | $387,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 4,000 | $379,000 | thousands by filing date | call |
| CORTLAND BANCORP COM | 220587109 | COM | 13,355 | $371,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 5,866 | $357,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,500 | $342,000 | thousands by filing date | call |
| IG ACQUISITION CORP | 449534106 | COM CL A | 34,900 | $342,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A108 | CL A SHS | 34,781 | $339,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 26,750 | $331,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 32,010 | $311,000 | thousands by filing date | |
| ZURA BIO LTD CLASS A ORD SHS | G50752107 | COM | 31,000 | $306,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 30,000 | $296,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 30,000 | $291,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 6,034 | $278,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873107 | CL A | 27,878 | $275,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 13,773 | $270,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 26,162 | $256,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 12,484 | $250,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 25,000 | $250,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 19,400 | $247,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C101 | CL A SHS | 25,000 | $247,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 4,204 | $243,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J106 | CMN | 24,680 | $242,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 24,700 | $240,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 23,200 | $237,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,419 | $230,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 22,300 | $218,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 5,100 | $202,000 | thousands by filing date | call |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 19,800 | $193,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 15,614 | $178,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 38,135 | $176,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 12,118 | $160,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 18,700 | $157,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL P | 46064R106 | COM | 15,068 | $149,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 15,100 | $148,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 15,000 | $147,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 14,349 | $142,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M106 | COM CL A | 14,302 | $139,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 12,779 | $126,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X115 | CL A SHS | 12,792 | $125,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M101 | COM CL A | 12,734 | $124,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 12,100 | $118,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 15,616 | $109,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 10,000 | $99,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 10,146 | $99,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 10,000 | $99,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 10,152 | $99,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 17,344 | $80,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507115 | *W EXP 99/99/999 | 90,000 | $40,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 12,612 | $11,000 | thousands by filing date | |
| JATT ACQUISITION CORP | G50752123 | *W EXP 07/19/202 | 15,500 | $9,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 13,333 | $8,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP (U.S.) | G0542N123 | COM | 15,000 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-21-002339 | this filing | 2021-11-15 | acceptance time not in the bulk data set |