13F-HR filed by NEXPOINT ASSET MANAGEMENT, L.P.
NEXPOINT ASSET MANAGEMENT, L.P. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 168 holding rows worth $458,483,000.
- Accession
- 0001172661-21-001856
- Filer
- CIK 1469877
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 179 entries on the cover page, a total value of $458,483,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $458,483,000 with VALUE read as thousands by filing date, 13F file number 028-16918. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 288,150 | $27,144,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 488,932 | $26,881,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 382,999 | $25,125,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,825,479 | $25,119,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 1,192,182 | $22,115,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 109,080 | $18,021,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 102,280 | $17,772,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 439,545 | $17,076,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,591,662 | $16,919,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 566,995 | $15,054,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 175,891 | $11,873,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 586,094 | $11,733,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 385,923 | $11,427,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 353,164 | $11,326,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 410,853 | $10,678,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 265,794 | $8,984,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 578,522 | $8,533,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 43,042 | $7,907,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 499,131 | $7,747,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 422,350 | $7,699,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 469,627 | $7,448,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 118,000 | $6,424,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 131,600 | $5,850,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 247,292 | $5,297,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 309,778 | $4,959,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 60,900 | $4,708,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3,000 | $4,673,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 204,453 | $4,271,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 33,796 | $3,853,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 112,131 | $3,414,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 125,272 | $3,370,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 200,013 | $3,224,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 774,743 | $3,200,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875104 | CLASS A COM | 288,740 | $2,822,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 152,233 | $2,579,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 70,000 | $2,156,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 41,870 | $2,030,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 93,025 | $2,023,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 234,708 | $1,885,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 264,770 | $1,806,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 89,720 | $1,779,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 15,000 | $1,690,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 90,000 | $1,665,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 64,631 | $1,560,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 50,000 | $1,499,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 580,783 | $1,487,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 45,000 | $1,362,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 30,000 | $1,344,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 57,800 | $1,338,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 132,000 | $1,304,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 130,020 | $1,281,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 60,288 | $1,233,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 67,123 | $1,226,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 135,584 | $1,190,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 116,800 | $1,169,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 100,000 | $1,138,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 10,482 | $1,104,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 100,000 | $1,091,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 19,301 | $1,081,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 103,700 | $1,078,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 39,142 | $1,076,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 67,700 | $1,027,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 110,000 | $1,008,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 7,500 | $999,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 14,823 | $988,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 164,149 | $982,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 14,000 | $964,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 91,200 | $948,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 56,028 | $944,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 50,000 | $933,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 50,000 | $911,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507206 | UNIT 05/12/2026 | 90,000 | $900,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,000 | $885,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 70,700 | $879,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 43,041 | $850,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 38,549 | $818,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 88,296 | $800,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 500,000 | $780,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 45,000 | $772,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 320,203 | $743,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 13,737 | $733,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 15,000 | $703,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 1,712 | $686,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699103 | CLASS A COM | 69,220 | $685,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 53,200 | $635,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,600 | $627,000 | thousands by filing date | call |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 60,739 | $592,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 56,617 | $546,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 32,329 | $546,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N106 | COM CL A | 54,979 | $539,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 17,200 | $523,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 76,072 | $518,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 37,000 | $512,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 50,100 | $505,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895100 | CMN | 20,401 | $500,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 61,625 | $487,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 40,000 | $485,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 5,550 | $477,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 6,844 | $473,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 46,854 | $467,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 17,500 | $461,000 | thousands by filing date | call |
| DRAGONEER GROWTH OPPTY CORP | G28314105 | SHS CL A | 45,045 | $453,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 44,147 | $439,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 42,205 | $420,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 5,000 | $417,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 40,000 | $399,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 39,079 | $392,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 188,858 | $391,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K102 | CL A COM | 40,000 | $389,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP COM CL A | 54015L103 | Stock | 38,599 | $382,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,400 | $379,000 | thousands by filing date | call |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 38,142 | $372,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 969 | $370,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 36,351 | $352,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T109 | COM CL A | 35,420 | $351,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 5,866 | $348,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 34,800 | $344,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 12,000 | $342,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 5,000 | $335,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 12,479 | $334,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITN CORP | G2426E112 | UNIT 05/27/2026 | 33,130 | $334,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,500 | $330,000 | thousands by filing date | call |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 32,700 | $323,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 3,816 | $320,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 32,010 | $310,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 13,773 | $306,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N115 | UNIT 03/18/2026 | 30,000 | $302,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 30,000 | $299,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 30,000 | $293,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 30,024 | $291,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 6,034 | $289,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 26,750 | $283,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873107 | CL A | 27,878 | $276,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 4,204 | $268,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 25,000 | $256,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,717 | $249,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 24,700 | $247,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 21,714 | $239,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 24,000 | $239,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 22,500 | $230,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A108 | CL A SHS | 23,800 | $230,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,419 | $228,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,485 | $209,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 7,312 | $207,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 20,518 | $205,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 20,100 | $200,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 20,000 | $197,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 20,000 | $195,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 18,800 | $182,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L114 | UNT | 16,860 | $170,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 7,700 | $163,000 | thousands by filing date | call |
| EXFO INC | 302046107 | SUB VTG SHS | 23,936 | $142,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M106 | COM CL A | 14,300 | $139,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 13,500 | $136,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 13,500 | $135,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V107 | COM CL A | 13,440 | $134,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 12,779 | $128,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 12,735 | $128,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 12,100 | $120,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V202 | UNIT 99/99/9999 | 10,154 | $103,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 10,000 | $100,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 10,000 | $100,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 10,000 | $100,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534106 | COM CL A | 10,000 | $97,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 15,616 | $95,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 17,344 | $83,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 12,612 | $13,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 69,220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-21-001856 | this filing | 2021-08-16 | acceptance time not in the bulk data set |