13F-HR filed by CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 1,599 holding rows worth $43,972,572,000.
- Accession
- 0001172661-21-001752
- Filer
- CIK 1426196
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 1,599 entries on the cover page, a total value of $43,972,572,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $43,972,572,000 with VALUE read as thousands by filing date, 13F file number 028-13005. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARCLIGHT CLEAN TRANSITION II | G0R21B104 | CMN | 20,000 | $196,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M108 | COM | 20,000 | $195,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R103 | CMN | 20,000 | $195,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP | 74709Q101 | CMN | 20,000 | $195,000 | thousands by filing date | |
| COLICITY INC | 194170106 | COM CL A | 20,000 | $195,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709105 | COMMON STOCK-FO | 20,000 | $194,000 | thousands by filing date | |
| SLAM CORP | G8210L105 | COM | 20,000 | $194,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P103 | CMN | 20,000 | $193,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792106 | CMN | 20,000 | $193,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,436 | $187,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 7,900 | $186,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 8,800 | $183,000 | thousands by filing date | call |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 400 | $181,000 | thousands by filing date | put |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,200 | $178,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 1,837 | $174,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 11,361 | $174,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 10,000 | $174,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,236 | $173,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C106 | SHS CL A | 17,800 | $173,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,401 | $171,000 | thousands by filing date | |
| BARINTHUS BIOTHERAPEUTICS PL | 91864C107 | ADS | 10,000 | $168,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 6,800 | $167,000 | thousands by filing date | call |
| HONEST CO INC | 438333106 | COM | 10,000 | $162,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,600 | $154,000 | thousands by filing date | call |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 17,633 | $152,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 400 | $149,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 400 | $148,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,416 | $147,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760103 | CMN | 15,000 | $146,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 420 | $145,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 4,400 | $145,000 | thousands by filing date | call |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,800 | $144,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,500 | $144,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 3,053 | $138,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,387 | $138,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,641 | $135,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,720 | $134,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,000 | $130,000 | thousands by filing date | call |
| IDEXX LABS INC COM | 45168D104 | Stock | 200 | $126,000 | thousands by filing date | call |
| ATLAS CREST INVT CORP | 049284102 | COM | 12,600 | $125,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 10,600 | $121,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3,700 | $120,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 3,500 | $117,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 570 | $113,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 800 | $112,000 | thousands by filing date | call |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 300 | $112,000 | thousands by filing date | call |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 600 | $109,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 351 | $105,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 10,000 | $100,000 | thousands by filing date | |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 10,000 | $100,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 700 | $99,000 | thousands by filing date | call |
| FTAC ATHENA ACQUISITION CORP | G37283101 | COM | 10,000 | $99,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B101 | COM | 10,000 | $99,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A101 | CLASS A ORD SHS | 10,000 | $99,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D109 | SHS CL A | 10,000 | $99,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 5,300 | $98,000 | thousands by filing date | call |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 10,000 | $98,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L100 | COM | 10,000 | $98,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035103 | COM | 10,000 | $98,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085108 | COM | 10,000 | $98,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 10,000 | $98,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K102 | SHS CL A | 10,000 | $98,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A102 | SHS CL A | 10,000 | $97,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L100 | SHS CL A | 10,000 | $97,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F102 | SHS CL A | 10,000 | $97,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y102 | SHS CL A | 10,000 | $97,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J109 | CMN | 10,000 | $97,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 10,000 | $97,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A104 | SHS CL A | 10,000 | $96,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 200 | $90,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,400 | $88,000 | thousands by filing date | call |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 3,500 | $82,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,840 | $77,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 700 | $76,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 368 | $69,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 717 | $68,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 630 | $65,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $65,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 3,700 | $63,000 | thousands by filing date | call |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 200 | $60,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 800 | $59,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 3,277 | $56,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 209 | $51,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 2,055 | $44,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,700 | $44,000 | thousands by filing date | call |
| PINNACLE WEST CAP CORP | 723484101 | COM | 500 | $41,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 300 | $39,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 533 | $34,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,302 | $32,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 400 | $30,000 | thousands by filing date | call |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 1,159 | $27,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 828 | $24,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 61 | $22,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,552 | $22,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 100 | $21,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 114 | $19,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 13 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-21-001752 | this filing | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-22-000362 | base | 2022-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-22-000363 | added | 2022-02-11 | acceptance time not in the bulk data set |