13F-HR/A filed by CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC filed this 13F-HR/A for the quarter ended 2021-06-30, filed 2022-02-11, with 100 holding rows worth $47,987,000.
- Accession
- 0001172661-22-000363
- Filer
- CIK 1426196
- Filed
- 2022-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, amendment of type new holdings, 100 entries on the cover page, a total value of $47,987,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,987,000 with VALUE read as thousands by filing date, 13F file number 028-13005. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLAUKOS CORP | 377322AB8 | BOND | 15,113,000 | $25,843,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 145,000 | $14,699,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 50,000 | $2,483,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553116 | *W EXP 99/99/999 | 452,900 | $418,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 144,600 | $176,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 225,000 | $144,000 | thousands by filing date | |
| MISSFRESH LTD | 60500F105 | ADS | 15,000 | $130,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 150,050 | $128,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 100,000 | $116,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 116,666 | $110,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 123,333 | $109,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850112 | WARR | 128,333 | $107,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 87,500 | $106,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613125 | *W EXP 03/09/202 | 97,566 | $98,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 125,000 | $95,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 100,000 | $92,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 125,000 | $88,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837J112 | *W EXP 01/31/202 | 50,000 | $85,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 100,000 | $84,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 100,000 | $81,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 92,500 | $79,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317128 | *W EXP 03/23/202 | 30,000 | $77,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 60,566 | $74,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 112,500 | $71,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 100,000 | $70,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 85,000 | $69,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 74,999 | $67,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 100,000 | $66,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 75,000 | $65,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 52,000 | $65,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 66,666 | $64,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 54,937 | $62,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 66,666 | $55,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 66,666 | $54,000 | thousands by filing date | |
| BOWLERO CORP | G4962C104 | EQUITY WRT | 53,333 | $53,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 50,000 | $52,000 | thousands by filing date | |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 54,666 | $52,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 53,266 | $51,000 | thousands by filing date | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 37,500 | $50,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 51,666 | $49,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 50,000 | $47,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 50,000 | $45,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 50,000 | $45,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 50,000 | $45,000 | thousands by filing date | |
| AURORA ACQUISITION CORP | G0698L129 | *W EXP 03/02/202 | 25,500 | $43,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 40,000 | $43,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 31,250 | $43,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 50,000 | $42,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 41,666 | $41,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 50,000 | $39,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 50,000 | $38,000 | thousands by filing date | |
| ALKURI GLOBAL ACQUISITION CO | 66981N111 | *W EXP 02/09/202 | 25,000 | $37,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 37,500 | $36,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H112 | *W EXP 02/02/202 | 35,000 | $35,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 33,333 | $35,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 29,075 | $35,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 50,000 | $34,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CORP | 12510w115 | WT | 35,000 | $34,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K116 | *W EXP 03/18/202 | 25,891 | $33,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 24,960 | $32,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202111 | *W EXP 03/09/202 | 33,333 | $32,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875112 | *W EXP 03/15/202 | 25,000 | $32,000 | thousands by filing date | |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 40,000 | $30,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J113 | WTS | 33,333 | $30,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040112 | WTS | 33,333 | $29,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 20,000 | $28,000 | thousands by filing date | |
| POWER & DIGITAL INFRA ACQ CO | 739190114 | *W EXP 02/12/202 | 18,750 | $26,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 35,150 | $25,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 22,450 | $24,000 | thousands by filing date | |
| RUMBLE INC | 12521J111 | EQUITY WRT | 25,000 | $24,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 20,000 | $23,000 | thousands by filing date | |
| SOUNDHOUND AI INC WT EXP 042627 | 039562111 | Stock | 30,000 | $23,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 20,000 | $22,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 23,167 | $22,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 17,564 | $21,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B116 | *W EXP 03/10/202 | 18,750 | $21,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 25,000 | $21,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 19,355 | $20,000 | thousands by filing date | |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 16,666 | $20,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 17,500 | $19,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T118 | *W EXP 03/01/202 | 12,500 | $18,000 | thousands by filing date | |
| ROCKET INTERNET GRWT OPRT CO | G7613T129 | *W EXP 99/99/999 | 12,500 | $17,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 16,666 | $16,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 16,666 | $16,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 10,000 | $15,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 12,287 | $15,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 16,666 | $14,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 12,500 | $14,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 12,500 | $14,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 12,500 | $14,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 12,500 | $14,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 16,666 | $14,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 16,666 | $14,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 12,500 | $14,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 10,000 | $13,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 10,000 | $12,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 10,000 | $12,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 12,500 | $10,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 12,600 | $10,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P111 | *W EXP 03/25/202 | 10,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-21-001752 | superseded | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-22-000362 | base | 2022-02-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-22-000363 | this filing | 2022-02-11 | acceptance time not in the bulk data set |