13F-HR filed by NEXPOINT ASSET MANAGEMENT, L.P.
NEXPOINT ASSET MANAGEMENT, L.P. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 163 holding rows worth $383,134,000.
- Accession
- 0001172661-21-001360
- Filer
- CIK 1469877
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 174 entries on the cover page, a total value of $383,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $383,134,000 with VALUE read as thousands by filing date, 13F file number 028-16918. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HMS HLDGS CORP | 40425J101 | COM | 707,061 | $26,144,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 486,199 | $22,409,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 1,192,182 | $21,078,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,825,479 | $20,792,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 449,545 | $16,934,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 164,434 | $14,339,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 421,584 | $14,304,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 566,995 | $13,432,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,651,662 | $12,685,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 677,634 | $11,418,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 385,923 | $9,891,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 609,531 | $9,880,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 770,689 | $9,618,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 198,278 | $7,469,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 396,998 | $7,094,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 75,067 | $6,999,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 38,749 | $6,840,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 449,650 | $6,835,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 110,912 | $6,660,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 281,100 | $6,167,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 66,642 | $5,281,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 247,292 | $4,597,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3,000 | $4,416,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 82,630 | $4,256,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 131,600 | $4,178,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 73,451 | $4,148,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 18,161 | $3,939,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 204,453 | $3,799,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 90,016 | $3,657,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 204,917 | $3,520,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 125,272 | $3,511,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 108,651 | $3,156,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 79,100 | $2,980,000 | thousands by filing date | put |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 288,744 | $2,859,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 4,500 | $2,570,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 51,986 | $2,289,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 774,743 | $2,068,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 81,954 | $2,053,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 87,899 | $2,010,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 21,700 | $1,892,000 | thousands by filing date | put |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 166,800 | $1,740,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 72,587 | $1,735,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 293,449 | $1,532,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 84,737 | $1,524,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 44,193 | $1,443,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 64,631 | $1,423,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 50,000 | $1,396,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 75,112 | $1,336,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,160 | $1,325,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 580,783 | $1,313,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 6,471 | $1,154,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 80,000 | $1,114,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 18,230 | $1,092,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 17,755 | $1,086,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,000 | $1,082,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,010 | $1,080,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,000 | $1,079,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 10,390 | $1,055,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 67,700 | $1,005,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,100 | $958,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 134,770 | $951,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 154,453 | $928,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 38,549 | $921,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 14,000 | $895,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 23,000 | $889,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 10,050 | $841,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 80,100 | $790,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,000 | $780,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 41,648 | $774,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,000 | $765,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 70,700 | $751,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 12,000 | $750,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 14,593 | $727,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 25,000 | $723,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 12,000 | $686,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 88,296 | $681,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 15,000 | $661,000 | thousands by filing date | call |
| SURGERY PARTNERS INC | 86881A100 | COM | 14,823 | $656,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 5,000 | $644,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,000 | $640,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 20,000 | $636,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 133,790 | $583,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,500 | $576,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 56,617 | $559,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 17,200 | $550,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 37,000 | $541,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 50,000 | $508,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 10,000 | $507,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 53,200 | $500,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,000 | $486,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 5,500 | $485,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 76,072 | $481,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 48,000 | $476,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 17,500 | $464,000 | thousands by filing date | call |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 5,550 | $460,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 40,000 | $438,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 40,000 | $428,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,600 | $427,000 | thousands by filing date | put |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 5,022 | $411,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 12,000 | $409,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION CORP | 34619R102 | COM | 40,000 | $405,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 40,000 | $398,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 5,000 | $378,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 61,625 | $373,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 37,836 | $370,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,000 | $364,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 20,000 | $364,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 35,000 | $360,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 35,000 | $356,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 188,858 | $327,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 29,500 | $323,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 30,000 | $320,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 6,486 | $317,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 32,010 | $313,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,020 | $306,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 5,000 | $306,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,500 | $304,000 | thousands by filing date | call |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 30,000 | $301,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 26,750 | $295,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 30,413 | $294,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 13,773 | $293,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 28,978 | $293,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 85,000 | $282,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 6,000 | $271,000 | thousands by filing date | call |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 24,000 | $260,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 6,034 | $256,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 25,000 | $248,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,000 | $247,000 | thousands by filing date | call |
| CF ACQUISITION CORP VI | 12521J202 | UNIT 99/99/9999 | 24,700 | $245,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 23,300 | $231,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 22,983 | $223,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 5,000 | $217,000 | thousands by filing date | call |
| HAYMAKER ACQUISITION CORP II | 42087R207 | UNIT 03/01/2026 | 21,179 | $211,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 21,399 | $207,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 20,800 | $207,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,485 | $204,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 4,204 | $200,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 10,000 | $200,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 20,000 | $199,000 | thousands by filing date | |
| HOLICITY INC | 435063102 | COM CL A | 16,000 | $189,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 7,700 | $184,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 63,114 | $184,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 34,639 | $181,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L114 | UNT | 17,200 | $173,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 16,400 | $167,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 15,000 | $151,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 15,000 | $149,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP COM CL A | 54015L103 | Stock | 14,599 | $142,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 10,000 | $130,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 12,735 | $126,000 | thousands by filing date | |
| THOMA BRAVO ADVANTAGE | G88272102 | COM CL A | 11,000 | $115,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083107 | CL A SHS | 11,500 | $115,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 10,000 | $105,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V202 | UNIT 99/99/9999 | 10,154 | $102,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 10,000 | $101,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 10,000 | $100,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 10,000 | $99,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,200 | $95,000 | thousands by filing date | put |
| VYNE THERAP. | 92941V209 | COM | 10,051 | $69,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 17,344 | $65,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 25,000 | $52,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 2,000 | $44,000 | thousands by filing date | put |
| PROPTECH INVESTMENT CORP II | 743497117 | *W EXP 12/08/202 | 12,612 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-21-001360 | this filing | 2021-05-17 | acceptance time not in the bulk data set |