13F-HR filed by NEXPOINT ASSET MANAGEMENT, L.P.
NEXPOINT ASSET MANAGEMENT, L.P. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 158 holding rows worth $442,021,000.
- Accession
- 0001172661-20-002340
- Filer
- CIK 1469877
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 173 entries on the cover page, a total value of $442,021,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $442,021,000 with VALUE read as thousands by filing date, 13F file number 028-16918. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerFIRST FOUNDATION ADVISORS028-05785
- included managerHIGHLAND CAPITAL MANAGEMENT LP028-10659
- included managerNexPoint Advisors, L.P.028-16920
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISTRA CORP COM | 92840M102 | Stock | 3,514,648 | $66,286,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 707,032 | $36,377,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 2,157,161 | $32,789,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 722,795 | $32,056,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 2,088,951 | $18,091,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 367,685 | $15,619,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 1,173,758 | $14,144,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 566,995 | $11,141,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 721,064 | $10,686,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 473,575 | $8,667,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,594,335 | $8,641,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 30,000 | $6,310,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 385,923 | $6,074,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 442,800 | $5,211,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 4,800 | $5,196,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 193,984 | $5,193,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 422,350 | $4,895,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 55,200 | $4,694,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,000 | $4,397,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 54,199 | $3,954,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 23,762 | $3,328,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 61,856 | $3,246,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 204,917 | $3,102,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 204,453 | $3,002,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 34,400 | $2,925,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,000 | $2,881,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 20,000 | $2,856,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 164,918 | $2,827,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 64,566 | $2,734,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 51,348 | $2,570,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 10,000 | $2,542,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 72,947 | $2,462,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 4,500 | $2,320,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 774,743 | $2,309,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 20,000 | $2,226,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 62,591 | $2,156,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 10,000 | $2,112,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 123,199 | $2,104,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 30,000 | $2,083,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 25,000 | $2,074,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 25,050 | $1,999,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 10,000 | $1,998,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 248,138 | $1,985,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 7,000 | $1,905,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 48,172 | $1,886,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 131,600 | $1,846,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 22,400 | $1,836,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,400 | $1,821,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 10,000 | $1,808,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 59,350 | $1,779,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 8,000 | $1,754,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 5,000 | $1,637,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,000 | $1,624,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,000 | $1,600,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 18,000 | $1,577,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 152,312 | $1,573,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,000 | $1,529,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 60,000 | $1,504,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 18,000 | $1,476,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 10,000 | $1,449,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,000 | $1,389,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,000 | $1,353,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 584,900 | $1,310,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 6,000 | $1,291,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,000 | $1,289,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,000 | $1,287,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 70,000 | $1,284,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 80,000 | $1,260,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 74,600 | $1,138,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 19,000 | $1,130,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 15,400 | $1,112,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,000 | $1,074,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,000 | $1,036,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 64,631 | $1,021,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 20,000 | $1,021,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 102,040 | $998,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,000 | $993,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,000 | $985,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,000 | $981,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 99,534 | $977,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 97,992 | $943,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,000 | $938,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,100 | $927,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 23,000 | $879,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 293,449 | $828,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 65,168 | $812,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 57,250 | $808,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,000 | $788,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 5,000 | $772,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 140,020 | $758,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 4,400 | $745,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 67,700 | $699,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 6,000 | $681,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 10,000 | $672,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 36,953 | $670,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 5,500 | $624,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,000 | $596,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 20,000 | $590,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,000 | $565,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 25,000 | $562,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 88,296 | $547,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,000 | $545,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 70,700 | $532,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 9,000 | $525,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 50,000 | $518,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 48,743 | $491,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 47,900 | $485,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,000 | $483,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,000 | $476,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 38,549 | $474,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,000 | $465,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,500 | $464,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 44,027 | $449,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 17,200 | $415,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 40,000 | $410,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 56,670 | $397,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 58,000 | $394,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 131,335 | $393,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 6,000 | $390,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 22,262 | $388,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 12,000 | $386,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 40,455 | $383,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 87,146 | $383,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 5,000 | $380,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 22,051 | $347,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 188,858 | $342,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 15,580 | $341,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 77,050 | $332,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 53,200 | $324,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 27,701 | $298,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 27,386 | $296,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 28,977 | $292,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 4,000 | $283,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 85,000 | $268,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 5,000 | $264,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 25,000 | $246,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 7,013 | $241,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 12,000 | $222,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 6,561 | $221,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,373 | $214,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 20,000 | $202,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 63,114 | $201,000 | thousands by filing date | |
| HIGHCAPE CAP ACQUISITION COR | 42984L204 | UNIT 09/30/2027 | 19,201 | $194,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 14,890 | $187,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 10,000 | $166,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 61,625 | $157,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 13,400 | $134,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q203 | UNIT 08/01/2027 | 13,300 | $134,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 12,500 | $129,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 31,700 | $126,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 25,500 | $85,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 25,500 | $85,000 | thousands by filing date | put |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 25,000 | $76,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 40,205 | $67,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 10,000 | $39,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 18,749 | $35,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 20,408 | $30,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 33,933 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-20-002340 | this filing | 2020-11-16 | acceptance time not in the bulk data set |