13F-HR filed by DIMENSION CAPITAL MANAGEMENT LLC
DIMENSION CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 304 holding rows worth $194,313,000.
- Accession
- 0001172661-20-002132
- Filer
- CIK 1041773
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 304 entries on the cover page, a total value of $194,313,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $194,313,000 with VALUE read as thousands by filing date, 13F file number 028-18068. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 2,668,825 | $27,223,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 306,202 | $24,476,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 69,966 | $23,430,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,516,801 | $14,501,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 238,730 | $13,085,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 35,671 | $11,987,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 856,949 | $6,856,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 106,789 | $4,709,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 118,460 | $4,323,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 188,647 | $3,676,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 19,863 | $2,977,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 59,813 | $2,892,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 42,095 | $2,679,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 30,320 | $2,623,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,472 | $2,271,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 123,828 | $2,191,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 14,300 | $1,996,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 16,532 | $1,832,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,609 | $1,811,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 76,633 | $1,679,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,126 | $1,637,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 61,047 | $1,575,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,039 | $1,527,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,729 | $1,371,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,571 | $1,344,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 43,150 | $1,320,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 24,722 | $1,296,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,557 | $1,096,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,404 | $978,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 307 | $967,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,239 | $900,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 20,451 | $884,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 11,267 | $875,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,317 | $869,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 17,966 | $826,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,326 | $769,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,929 | $696,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,027 | $623,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 11,376 | $613,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 25,386 | $612,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 7,649 | $578,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,720 | $572,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 45,923 | $561,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,227 | $541,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 23,800 | $517,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 11,147 | $496,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 18,972 | $473,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,170 | $462,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,751 | $362,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 10,896 | $303,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 5,758 | $300,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 10,379 | $298,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 776 | $297,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 202 | $296,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,452 | $289,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,960 | $288,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,100 | $273,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,012 | $250,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,000 | $233,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,502 | $201,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,264 | $194,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,382 | $182,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 7,402 | $178,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,104 | $163,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,989 | $160,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 162 | $158,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 6,151 | $157,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 2,961 | $148,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,339 | $144,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 927 | $130,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,581 | $128,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 26,950 | $124,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 4,180 | $122,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,046 | $121,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 2,258 | $118,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 2,786 | $113,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 443 | $111,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,904 | $103,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,337 | $103,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 44,788 | $101,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 659 | $96,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 401 | $95,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 336 | $93,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 419 | $92,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 707 | $89,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 160 | $87,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,200 | $87,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,680 | $85,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,827 | $83,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 416 | $82,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 236 | $80,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,382 | $79,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 6,041 | $79,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,300 | $78,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 9,800 | $76,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 440 | $73,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 556 | $71,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 797 | $70,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,205 | $70,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 347 | $69,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 1,877 | $69,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 486 | $68,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,088 | $64,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,180 | $58,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,604 | $58,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,740 | $58,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 927 | $57,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 661 | $55,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 332 | $55,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 821 | $54,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 395 | $53,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 358 | $53,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 522 | $52,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 429 | $52,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 750 | $48,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 800 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,331 | $47,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 2,097 | $47,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 96 | $45,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,897 | $43,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,387 | $43,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 405 | $43,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 595 | $42,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,752 | $42,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 168 | $41,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 130 | $41,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,070 | $41,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 355 | $40,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,000 | $39,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 201 | $39,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 800 | $39,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 306 | $38,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 1,763 | $38,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 798 | $37,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 1,215 | $37,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 229 | $37,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,665 | $37,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 924 | $36,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,089 | $36,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 6,543 | $35,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 3,220 | $35,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 205 | $34,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 334 | $34,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 257 | $34,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,500 | $34,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 246 | $33,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,500 | $33,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 681 | $32,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 1,600 | $32,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 786 | $32,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 411 | $32,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 983 | $32,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 70 | $31,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 175 | $31,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 210 | $31,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 1,820 | $31,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 30,000 | $31,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,026 | $30,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 273 | $30,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 604 | $30,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 693 | $29,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 125 | $29,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,765 | $29,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 130 | $28,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 571 | $28,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 207 | $28,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 355 | $28,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 870 | $27,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 295 | $27,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 105 | $26,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 708 | $26,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 740 | $26,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 216 | $26,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 469 | $26,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 80 | $24,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 377 | $24,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 1,822 | $24,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 90 | $23,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 199 | $23,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 188 | $23,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 771 | $23,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 260 | $23,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 97 | $23,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,292 | $22,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 333 | $22,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 809 | $22,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,612 | $22,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,022 | $22,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 213 | $21,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 809 | $21,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 120 | $20,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 122 | $20,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 316 | $20,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 333 | $20,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 141 | $20,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 186 | $20,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 143 | $20,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 72 | $20,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 267 | $19,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 113 | $19,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 130 | $19,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 190 | $19,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 374 | $19,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 84 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 452 | $18,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 76 | $17,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 140 | $17,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 689 | $17,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 114 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,790 | $16,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 322 | $16,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 29 | $15,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 58 | $15,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 96 | $15,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 665 | $15,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 482 | $15,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,236 | $15,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 274 | $14,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 235 | $14,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 175 | $14,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 1,255 | $14,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 92 | $13,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 287 | $13,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 566 | $13,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 212 | $13,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 200 | $13,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 31 | $12,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 370 | $12,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 133 | $11,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 51 | $11,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 750 | $11,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 51 | $11,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 352 | $11,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 27 | $11,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 378 | $11,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 215 | $11,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 198 | $10,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 104 | $10,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 32 | $10,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 9 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 120 | $10,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 100 | $10,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 53 | $10,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 34 | $10,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 102 | $10,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 45 | $10,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,024 | $10,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 84 | $10,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 26 | $9,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 9 | $9,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 7 | $9,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 832 | $9,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 35 | $8,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 19 | $8,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 179 | $8,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 54 | $8,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 27 | $8,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 500 | $8,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 355 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 50 | $7,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 183 | $7,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 35 | $7,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 84 | $7,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 350 | $7,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 46 | $6,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 181 | $6,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 34 | $6,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 302 | $6,000 | thousands by filing date | |
| Axonics | 88875G101 | COM | 1,900 | $6,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 118 | $5,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 90 | $5,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 10 | $5,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 158 | $5,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 187 | $5,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 23 | $5,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 20 | $5,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 58 | $5,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 55 | $4,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 126 | $4,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 34 | $4,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 55 | $4,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 51 | $4,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 125 | $4,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 248 | $4,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 10 | $3,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 75 | $3,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 168 | $3,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 52 | $2,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 14 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 21 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 20 | $2,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 211 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 47 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 19 | $1,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 330 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 124 | $1,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 28 | $1,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 75 | $1,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 120 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 811 | $1,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 328 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-20-002132 | this filing | 2020-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-20-002370 | base | 2020-12-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-20-002371 | added | 2020-12-10 | acceptance time not in the bulk data set |