13F-HR filed by NEXPOINT ASSET MANAGEMENT, L.P.
NEXPOINT ASSET MANAGEMENT, L.P. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 213 holding rows worth $529,561,000.
- Accession
- 0001172661-20-001400
- Filer
- CIK 1469877
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 245 entries on the cover page, a total value of $529,561,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $529,561,000 with VALUE read as thousands by filing date, 13F file number 028-16918. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerFIRST FOUNDATION ADVISORS028-05785
- included managerHIGHLAND CAPITAL MANAGEMENT LP028-10659
- included managerNexPoint Advisors, L.P.028-16920
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 4,000,000 | $94,240,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 3,957,085 | $63,155,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,219,648 | $30,748,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,448,441 | $23,538,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 2,593,134 | $21,420,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 707,032 | $21,077,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 2,325,886 | $18,816,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 400,751 | $11,582,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 370,000 | $11,474,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 777,599 | $9,129,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 566,995 | $8,023,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,730,480 | $7,960,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 1,402,168 | $7,782,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 42,100 | $6,640,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 896,079 | $6,389,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 380,410 | $5,136,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 498,718 | $5,057,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,870 | $4,497,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 385,923 | $4,484,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 493,600 | $4,413,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,500 | $3,920,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 39,491 | $3,768,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 161,550 | $3,517,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 204,917 | $3,242,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 19,500 | $3,142,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 193,984 | $3,042,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 117,341 | $3,036,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,500 | $2,925,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 15,621 | $2,766,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,451,086 | $2,728,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 82,000 | $2,672,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 11,000 | $2,657,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 10,000 | $2,380,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 4,800 | $2,345,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 53,400 | $2,249,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 30,000 | $2,243,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 27,000 | $2,077,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 16,500 | $2,007,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 40,900 | $1,998,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 200,936 | $1,969,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 5,520 | $1,935,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 117,385 | $1,904,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 6,000 | $1,898,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 14,100 | $1,874,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 56,600 | $1,856,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 40,000 | $1,811,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 164,918 | $1,807,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 25,918 | $1,761,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 450,925 | $1,714,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5,325 | $1,672,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 6,800 | $1,666,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 155,706 | $1,654,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 11,000 | $1,584,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,000 | $1,430,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 10,000 | $1,416,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 8,000 | $1,386,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 45,000 | $1,355,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 584,900 | $1,316,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 39,600 | $1,301,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,000 | $1,271,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 23,000 | $1,245,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 201,251 | $1,212,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 8,960 | $1,210,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 34,556 | $1,186,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 66,447 | $1,130,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 21,000 | $1,128,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 30,000 | $1,126,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 6,000 | $1,120,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 15,000 | $1,108,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 14,000 | $1,085,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 56,965 | $1,074,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 530 | $1,033,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 293,449 | $1,021,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 50,000 | $997,000 | thousands by filing date | put |
| IBERIABANK CORP | 450828108 | COM | 26,786 | $969,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,250 | $965,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 40,738 | $950,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 50,000 | $936,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 64,631 | $924,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 35,000 | $922,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 131,600 | $909,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 61,017 | $909,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 64,305 | $894,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 20,000 | $885,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 35,000 | $871,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,000 | $869,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,000 | $865,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 28,000 | $864,000 | thousands by filing date | call |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 259,375 | $840,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 9,000 | $833,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 69,608 | $821,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 47,500 | $820,000 | thousands by filing date | call |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 2,550 | $795,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,000 | $791,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 25,500 | $781,000 | thousands by filing date | call |
| Cigna Corporation | 125523100 | COM | 4,400 | $780,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 67,700 | $765,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,000 | $762,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 172,846 | $752,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 23,000 | $750,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 19,250 | $726,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 5,000 | $721,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 39,550 | $683,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15,000 | $682,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,000 | $669,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 148,100 | $665,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,000 | $661,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 74,600 | $653,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,000 | $648,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,000 | $636,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 65,700 | $634,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,350 | $632,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 65,700 | $607,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,135 | $606,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 24,100 | $598,000 | thousands by filing date | call |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 5,000 | $563,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 157,600 | $560,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 83,300 | $558,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,000 | $541,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 12,900 | $540,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 9,000 | $535,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 52,255 | $528,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $524,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 3,000 | $519,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 70,700 | $511,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 20,000 | $508,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 6,000 | $507,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 160,870 | $507,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 6,750 | $504,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 38,549 | $470,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,500 | $461,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,000 | $460,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 50,000 | $459,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 10,150 | $445,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F200 | UNIT 10/01/2026 | 44,299 | $440,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,000 | $436,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 8,000 | $435,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 71,812 | $431,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 14,400 | $430,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 12,520 | $419,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,500 | $410,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,000 | $404,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 28,100 | $397,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 39,350 | $391,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 39,510 | $390,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 23,715 | $387,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,000 | $379,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 20,225 | $371,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 29,462 | $361,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 5,500 | $354,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 4,255 | $353,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 13,086 | $342,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,632 | $332,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 120,000 | $322,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22542D290 | VELOCITY SHS ETN | 8,750 | $319,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 25,690 | $316,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 20,745 | $315,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 10,000 | $315,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 25,000 | $312,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,000 | $310,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 29,955 | $304,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 53,200 | $298,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 188,858 | $295,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 6,600 | $287,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 17,400 | $286,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 28,830 | $283,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 39,000 | $280,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 27,000 | $279,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 7,500 | $278,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 65,168 | $276,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 15,379 | $275,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,963 | $274,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 8,000 | $272,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 17,200 | $263,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 8,200 | $257,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 5,300 | $251,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 15,275 | $246,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,835 | $242,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 8,000 | $240,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 23,280 | $228,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,750 | $226,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 6,000 | $218,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 13,737 | $217,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 20,890 | $201,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 18,000 | $197,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 12,000 | $192,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 61,625 | $192,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 33,568 | $186,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 30,000 | $176,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 12,000 | $173,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 17,100 | $169,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 25,660 | $168,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 16,149 | $164,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 158,520 | $162,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 15,210 | $152,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 31,340 | $132,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 22,563 | $130,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,000 | $125,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 158,850 | $117,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 13,501 | $115,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 14,300 | $110,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 20,000 | $109,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 10,400 | $102,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 10,111 | $101,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 27,738 | $90,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 25,000 | $47,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 37,498 | $44,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 10,000 | $42,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,000 | $37,000 | thousands by filing date | put |
| TREMONT MTG TR | 894789106 | COM | 16,383 | $34,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 9,500 | $32,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 10,000 | $27,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 14,328 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-20-001400 | this filing | 2020-05-15 | acceptance time not in the bulk data set |