13F-HR filed by NEXPOINT ASSET MANAGEMENT, L.P.
NEXPOINT ASSET MANAGEMENT, L.P. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 316 holding rows worth $1,603,901,000.
- Accession
- 0001172661-19-002309
- Filer
- CIK 1469877
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 394 entries on the cover page, a total value of $1,603,901,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,603,901,000 with VALUE read as thousands by filing date, 13F file number 028-16918. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerFIRST FOUNDATION ADVISORS028-05785
- included managerHIGHLAND CAPITAL MANAGEMENT LP028-10659
- included managerNexPoint Advisors, L.P.028-16920
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VISTRA CORP COM | 92840M102 | Stock | 7,905,950 | $211,327,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,000,000 | $138,870,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 2,460,766 | $115,065,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,083,434 | $86,254,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 4,008,717 | $71,876,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,528,679 | $40,999,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,120,664 | $40,819,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 3,485,260 | $35,654,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 449,325 | $34,490,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 1,500,000 | $31,290,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 400,751 | $29,736,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 224,800 | $28,273,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,511,981 | $27,971,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 388,200 | $19,686,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 1,030,995 | $18,650,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 714,176 | $17,183,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 578,931 | $16,546,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 808,391 | $15,537,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 464,403 | $13,008,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 257,586 | $12,328,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 348,672 | $12,127,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 60,500 | $11,869,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 388,755 | $11,698,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 21,100 | $11,631,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 35,000 | $10,387,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 205,333 | $9,874,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 60,000 | $9,080,000 | thousands by filing date | put |
| NEXTDECADE CORP | 65342K105 | COM | 1,570,284 | $9,044,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 46,000 | $8,192,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 328,158 | $8,168,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,600 | $7,985,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 990,304 | $7,314,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 45,000 | $6,806,000 | thousands by filing date | put |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 387,780 | $6,732,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 375,900 | $6,699,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 456,527 | $6,533,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 225,966 | $6,094,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 783,214 | $6,070,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 50,000 | $6,035,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 43,000 | $5,978,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 1,312,328 | $5,945,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 141,769 | $5,695,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 357,117 | $5,657,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 105,500 | $5,631,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 270,379 | $5,205,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 29,500 | $5,074,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 33,000 | $4,991,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 326,000 | $4,717,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 103,100 | $4,672,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 90,000 | $4,564,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 86,000 | $4,342,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 27,000 | $4,293,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 12,000 | $4,279,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 15,500 | $4,209,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 966,493 | $4,176,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 17,000 | $4,100,000 | thousands by filing date | put |
| K12 INC | 48273U102 | COM | 155,215 | $4,098,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100,000 | $3,980,000 | thousands by filing date | put |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 11,000 | $3,923,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 74,000 | $3,813,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 41,500 | $3,811,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 41,500 | $3,811,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 649,460 | $3,646,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 716,880 | $3,624,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 60,000 | $3,622,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 216,037 | $3,530,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 413,000 | $3,473,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 163,004 | $3,360,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 41,300 | $3,207,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 76,000 | $3,197,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 59,500 | $3,154,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 155,706 | $3,039,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 89,376 | $3,030,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,000 | $3,029,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,000 | $3,029,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 60,200 | $3,004,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 63,000 | $2,956,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 12,000 | $2,940,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 15,000 | $2,904,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 19,000 | $2,838,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 26,000 | $2,826,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 187,117 | $2,806,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 80,000 | $2,782,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 60,000 | $2,765,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 52,000 | $2,757,000 | thousands by filing date | put |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 934,000 | $2,756,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 233,732 | $2,751,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 40,000 | $2,727,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 14,000 | $2,710,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 12,600 | $2,663,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 11,000 | $2,653,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 30,000 | $2,584,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 15,000 | $2,580,000 | thousands by filing date | put |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 278,600 | $2,577,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 219,800 | $2,539,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 124,825 | $2,529,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 60,000 | $2,524,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 19,000 | $2,452,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 10,000 | $2,450,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,000 | $2,442,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 65,168 | $2,379,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 13,000 | $2,370,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 32,000 | $2,358,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 20,000 | $2,357,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 20,000 | $2,357,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 25,000 | $2,348,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 25,000 | $2,348,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,000 | $2,315,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 9,000 | $2,285,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 81,668 | $2,283,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 60,000 | $2,275,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 100,000 | $2,270,000 | thousands by filing date | put |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 188,768 | $2,256,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 15,000 | $2,227,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 72,200 | $2,223,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,000 | $2,173,000 | thousands by filing date | put |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 22,000 | $2,132,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 26,000 | $2,129,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 65,000 | $2,124,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 19,200 | $2,095,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 98,496 | $2,091,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 25,000 | $2,079,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 16,000 | $2,068,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 47,000 | $2,053,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 17,000 | $2,037,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 6,020 | $2,003,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 60,000 | $1,990,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 194,171 | $1,990,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 20,000 | $1,926,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 96,702 | $1,916,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 30,000 | $1,896,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 40,000 | $1,843,000 | thousands by filing date | put |
| GRACO INC COM | 384109104 | Stock | 40,000 | $1,842,000 | thousands by filing date | call |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 573,356 | $1,840,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,500 | $1,756,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 29,500 | $1,755,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 298,500 | $1,716,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 8,000 | $1,691,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 285,843 | $1,689,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 34,000 | $1,670,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,000 | $1,658,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 7,000 | $1,618,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 12,000 | $1,593,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 10,000 | $1,590,000 | thousands by filing date | put |
| GENESEE & WYOMING INC | 371559105 | CL A | 14,175 | $1,566,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 80,000 | $1,553,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 13,000 | $1,543,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 110,920 | $1,543,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 181,373 | $1,540,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 35,000 | $1,529,000 | thousands by filing date | put |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 25,000 | $1,527,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 12,000 | $1,509,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 10,000 | $1,484,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 10,000 | $1,471,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 8,000 | $1,459,000 | thousands by filing date | put |
| Afya Ltd-Class A | G01125106 | COM | 56,682 | $1,453,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 40,000 | $1,452,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 86,000 | $1,441,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 11,500 | $1,433,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 20,000 | $1,407,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 45,125 | $1,403,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 26,325 | $1,398,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,000 | $1,390,000 | thousands by filing date | put |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 10,000 | $1,381,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 11,000 | $1,371,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 22,406 | $1,368,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 30,000 | $1,359,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 50,000 | $1,358,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 32,805 | $1,348,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 10,000 | $1,344,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 50,000 | $1,341,000 | thousands by filing date | put |
| CHOICE HOTELS INTL INC | 169905106 | COM | 15,000 | $1,334,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 10,000 | $1,328,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 9,000 | $1,324,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 58,000 | $1,322,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 6,000 | $1,307,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 85,500 | $1,296,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 10,000 | $1,291,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 5,025 | $1,284,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 5,000 | $1,269,000 | thousands by filing date | put |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 13,000 | $1,264,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 17,000 | $1,263,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 6,000 | $1,254,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 74,777 | $1,247,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,000 | $1,218,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 50,000 | $1,203,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,000 | $1,163,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 27,500 | $1,147,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 350,000 | $1,141,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 15,000 | $1,136,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 25,278 | $1,125,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 132,533 | $1,119,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 215,000 | $1,112,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,000 | $1,080,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,000 | $1,080,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 14,000 | $1,075,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 4,000 | $1,064,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 67,859 | $1,062,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 10,000 | $1,036,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 10,000 | $1,036,000 | thousands by filing date | put |
| AVERY DENNISON CORP COM | 053611109 | Stock | 9,000 | $1,022,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 118,307 | $1,006,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 123,000 | $1,001,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 545,000 | $986,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 23,050 | $970,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 45,273 | $940,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 88,325 | $927,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 50,000 | $925,000 | thousands by filing date | put |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 84,910 | $911,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 64,998 | $868,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 335,100 | $868,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 17,500 | $849,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 69,984 | $845,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,500 | $840,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,000 | $836,000 | thousands by filing date | put |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 24,944 | $816,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 106,075 | $804,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 25,380 | $802,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 100,000 | $798,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 8,426 | $772,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 74,919 | $757,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 45,000 | $754,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 8,195 | $741,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 65,400 | $711,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 102,492 | $705,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 30,000 | $667,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 12,700 | $655,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 15,275 | $653,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 55,041 | $632,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 16,250 | $619,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 19,285 | $607,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 239,030 | $602,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 21,500 | $597,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 57,500 | $594,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 6,750 | $590,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 176,500 | $584,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 27,291 | $566,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 461,523 | $559,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,000 | $549,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,000 | $547,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 65,000 | $545,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 20,000 | $538,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 30,000 | $529,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 65,700 | $527,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 19,070 | $524,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7,100 | $517,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 24,300 | $509,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 50,000 | $509,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,000 | $504,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 70,000 | $493,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 47,404 | $477,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 20,036 | $473,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 4,735 | $470,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 4,263 | $468,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,090 | $464,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 6,600 | $453,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,400 | $451,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 36,114 | $447,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 31,200 | $442,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 28,100 | $438,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,590 | $437,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 13,400 | $436,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 49,000 | $431,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 6,000 | $430,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 39,555 | $421,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 24,700 | $417,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 6,000 | $404,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 10,100 | $404,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 10,000 | $400,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 50,000 | $388,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 6,000 | $378,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 11,450 | $373,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 31,340 | $364,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,632 | $349,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,205 | $349,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 35,000 | $349,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 33,394 | $343,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 20,000 | $340,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 8,200 | $337,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 10,000 | $325,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 6,420 | $322,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,835 | $316,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 5,500 | $302,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 26,062 | $301,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 57,120 | $296,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7,462 | $295,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 50,000 | $292,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 27,000 | $277,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,094 | $255,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 35,000 | $252,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 6,150 | $251,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,600 | $248,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 14,300 | $243,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 6,000 | $236,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 12,000 | $227,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 7,075 | $223,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 18,400 | $218,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 6,990 | $217,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,000 | $216,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 4,620 | $214,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 10,400 | $213,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 43,100 | $210,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 21,025 | $210,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 4,722 | $202,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 19,801 | $201,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 18,900 | $197,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 13,000 | $162,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 15,000 | $158,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 10,000 | $156,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 15,920 | $154,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 100,000 | $119,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 10,000 | $101,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 25,000 | $76,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 25,250 | $62,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 24,220 | $48,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G117 | *W EXP 09/11/202 | 12,500 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-19-002309 | this filing | 2019-11-14 | acceptance time not in the bulk data set |