13F-HR filed by Curi Capital, LLC
Curi Capital, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-13, with 888 holding rows worth $3,917,075,000.
- Accession
- 0001172661-19-000474
- Filer
- CIK 1332905
- Filed
- 2019-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,000 entries on the cover page, a total value of $3,917,075,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,917,075,000 with VALUE read as thousands by filing date, 13F file number 028-11714. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDELAWARE CAPITAL MANAGEMENT INC 028-05920
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerConvergence Investment Partners, LLC028-13404
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- included managerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 47,935 | $954,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 69,243 | $951,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 91,367 | $948,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,590 | $935,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 94,470 | $935,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 20,662 | $933,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 61,926 | $933,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,405 | $931,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 20,438 | $921,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 137,136 | $917,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 166,445 | $915,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 19,264 | $912,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,165 | $910,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 76,597 | $908,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 5,764 | $903,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 137,651 | $902,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 60,731 | $902,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 71,782 | $901,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 77,771 | $896,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 96,187 | $888,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 25,182 | $884,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 118,556 | $869,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 72,401 | $867,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 21,820 | $865,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 23,899 | $863,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 114,201 | $863,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 60,393 | $862,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 12,507 | $857,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 51,114 | $857,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 82,685 | $857,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 28,082 | $845,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 29,530 | $840,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 58,378 | $837,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 61,759 | $836,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 7,539 | $822,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 37,045 | $791,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 23,220 | $783,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 55,450 | $781,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 102,552 | $773,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 98,772 | $771,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 17,751 | $769,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8,048 | $767,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 23,676 | $764,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 99,969 | $762,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 130,865 | $762,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 6,355 | $761,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 7,959 | $759,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 62,095 | $753,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,149 | $749,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 65,788 | $738,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 88,654 | $734,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 95,425 | $733,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 23,000 | $725,000 | thousands by filing date | put |
| VTI | 922908769 | COM | 5,642 | $720,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 13,550 | $720,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,678 | $715,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 10,509 | $711,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 14,094 | $710,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 10,525 | $702,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 108,573 | $689,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,020 | $688,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 83,484 | $687,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 4,401 | $686,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 15,740 | $683,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 29,852 | $677,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 9,051 | $673,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 13,532 | $671,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 307,454 | $667,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 88,969 | $663,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,106 | $662,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,956 | $661,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 51,438 | $658,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 42,678 | $656,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,268 | $654,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 15,715 | $653,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 13,170 | $651,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 23,300 | $645,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 28,300 | $643,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 11,465 | $641,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 13,636 | $638,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 16,460 | $637,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 73,100 | $636,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 127,530 | $635,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 31,950 | $631,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 114,920 | $631,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 15,000 | $629,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 34,200 | $629,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 28,000 | $623,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 7,581 | $616,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 40,800 | $616,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 57,591 | $615,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 59,787 | $610,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 300,000 | $606,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 59,895 | $600,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 85,632 | $600,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 48,641 | $599,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 50,180 | $595,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 108,419 | $594,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 39,043 | $590,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 20,472 | $580,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 35,700 | $578,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 76,021 | $575,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 31,272 | $574,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 56,682 | $574,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 15,855 | $574,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 36,852 | $565,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 35,520 | $563,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 60,141 | $556,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,855 | $552,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 61,166 | $549,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 26,767 | $547,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 26,737 | $545,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,851 | $543,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 6,656 | $541,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 28,500 | $538,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 46,040 | $536,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 43,011 | $534,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 62,734 | $534,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,989 | $533,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 44,175 | $531,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 10,463 | $528,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,035 | $520,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 9,314 | $520,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,047 | $518,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,584 | $518,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,572 | $514,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 103,554 | $513,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 9,073 | $511,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,138 | $510,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,761 | $508,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,708 | $507,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 83,156 | $507,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 21,575 | $506,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 7,159 | $505,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,423 | $503,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,130 | $499,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 22,500 | $499,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 43,397 | $499,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 8,000 | $498,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 5,072 | $496,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 8,400 | $495,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 46,551 | $493,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 30,308 | $488,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,212 | $487,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 12,657 | $486,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 44,281 | $485,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 102,000 | $483,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 7,250 | $482,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 41,827 | $480,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,188 | $478,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 45,700 | $478,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 7,462 | $478,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 4,516 | $477,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 29,988 | $476,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 17,539 | $476,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 12,826 | $474,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 11,752 | $474,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 88,035 | $474,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,538 | $471,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 37,136 | $470,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 21,274 | $465,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 32,715 | $465,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 57,968 | $463,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 44,598 | $462,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 3,511 | $460,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 65,683 | $459,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 39,708 | $455,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 24,390 | $454,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 24,300 | $454,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,577 | $449,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 47,476 | $449,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 6,822 | $446,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 35,279 | $445,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,590 | $443,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 22,424 | $442,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 7,760 | $440,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 42,113 | $439,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 36,004 | $437,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 20,000 | $435,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,697 | $432,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 33,313 | $432,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 8,487 | $432,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 103,868 | $431,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 34,315 | $417,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,055 | $415,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,826 | $414,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,385 | $405,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,490 | $402,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,102 | $401,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 6,700 | $400,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,995 | $398,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,364 | $396,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 11,397 | $393,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 29,768 | $389,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,029 | $388,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 9,200 | $385,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 44,962 | $383,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 44,984 | $376,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,955 | $375,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,861 | $368,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 32,025 | $362,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,000 | $360,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 909 | $358,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 8,580 | $358,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,996 | $357,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 29,314 | $355,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 31,998 | $354,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 28,000 | $351,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 206,275 | $349,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 24,868 | $348,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 60,100 | $344,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,281 | $341,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 25,794 | $339,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 121,565 | $337,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,750 | $337,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 13,497 | $337,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 23,188 | $336,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 27,701 | $334,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,637 | $333,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,217 | $333,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 27,142 | $333,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,262 | $327,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 43,878 | $326,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 17,503 | $325,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 24,537 | $324,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,203 | $322,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 7,150 | $321,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,307 | $319,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 29,923 | $317,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 8,077 | $316,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,288 | $315,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,210 | $313,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,810 | $311,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,225 | $311,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 65,500 | $311,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 60,764 | $310,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 8,765 | $310,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,436 | $307,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 10,105 | $305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 8,060 | $305,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 8,800 | $304,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 15,965 | $303,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,549 | $302,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,714 | $299,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 10,015 | $299,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,223 | $297,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,183 | $296,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,457 | $296,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 22,075 | $294,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 25,982 | $294,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,085 | $293,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 32,375 | $292,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 22,114 | $291,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 21,324 | $290,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,196 | $289,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 5,688 | $288,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 23,863 | $278,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 27,978 | $277,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 22,164 | $276,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,441 | $275,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,667 | $275,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 10,000 | $275,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,818 | $273,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,301 | $271,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 6,798 | $269,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 718 | $268,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,920 | $267,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 461 | $261,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,997 | $259,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 20,700 | $259,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 23,009 | $259,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,381 | $258,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 5,260 | $258,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 22,997 | $254,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 20,412 | $253,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 12,000 | $252,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,360 | $252,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,908 | $251,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 6,720 | $251,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,169 | $250,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 16,795 | $250,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,886 | $249,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 7,022 | $249,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 15,424 | $249,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 21,142 | $249,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,105 | $247,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 27,800 | $246,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 30,000 | $246,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,584 | $244,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 6,775 | $244,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 21,788 | $244,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,278 | $243,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,255 | $243,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,451 | $242,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 723 | $241,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 938 | $239,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 16,860 | $238,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,777 | $237,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,510 | $235,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 35,436 | $235,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 20,570 | $233,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 35,472 | $231,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,669 | $230,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,193 | $230,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,577 | $228,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 18,534 | $226,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 23,084 | $222,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 24,070 | $222,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 410 | $222,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,363 | $220,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 49,131 | $220,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 3,454 | $220,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 723 | $218,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,728 | $218,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 15,049 | $218,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 49,148 | $216,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,563 | $215,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 878 | $215,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,443 | $213,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,908 | $212,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 8,300 | $211,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 17,300 | $211,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 13,200 | $211,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,811 | $209,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,255 | $209,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,263 | $206,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,961 | $205,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,520 | $203,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 10,180 | $203,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,416 | $202,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,783 | $201,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 20,658 | $199,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 23,496 | $199,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 16,100 | $192,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 74,528 | $191,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 10,300 | $191,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 13,108 | $186,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,314 | $186,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 12,419 | $174,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,904 | $173,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 19,650 | $173,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 14,473 | $172,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,605 | $165,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 14,246 | $165,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,272 | $161,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 15,000 | $157,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 11,509 | $154,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,197 | $150,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,013 | $147,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 24,702 | $145,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 12,925 | $145,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 16,652 | $139,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,363 | $137,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 15,300 | $137,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 18,940 | $137,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 16,318 | $136,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,000 | $135,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 15,492 | $133,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 10,489 | $130,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 10,895 | $125,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 31,950 | $124,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 14,468 | $120,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 11,521 | $120,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 10,687 | $120,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,535 | $117,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 18,789 | $116,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 16,134 | $113,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 22,748 | $111,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 22,704 | $100,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,561 | $96,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 12,426 | $93,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 33,100 | $90,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 12,200 | $87,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 33,090 | $71,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 13,630 | $70,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 10,300 | $40,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 25,051 | $36,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 21,577 | $35,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 18,369 | $34,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 20,000 | $32,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 32,000 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 568 | $18,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 47,644 | $8,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 50 | $3,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 134 | $2,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 119 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 155 | $2,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 28,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-19-000474 | this filing | 2019-02-13 | acceptance time not in the bulk data set |