13F-HR filed by Curi Capital, LLC
Curi Capital, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-13, with 888 holding rows worth $3,917,075,000.
- Accession
- 0001172661-19-000474
- Filer
- CIK 1332905
- Filed
- 2019-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,000 entries on the cover page, a total value of $3,917,075,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,917,075,000 with VALUE read as thousands by filing date, 13F file number 028-11714. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDELAWARE CAPITAL MANAGEMENT INC 028-05920
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerConvergence Investment Partners, LLC028-13404
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- included managerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 546,500 | $136,581,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,004,000 | $134,434,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,259,000 | $105,699,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,509,900 | $93,746,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,522,700 | $60,091,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,384,500 | $56,800,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 502,000 | $40,712,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 862,100 | $40,338,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 288,388 | $38,050,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,293,100 | $31,862,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 122,451 | $30,603,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 857,979 | $30,046,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 1,147,144 | $29,849,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 184,068 | $29,035,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 261,034 | $27,892,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 268,904 | $27,729,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 271,363 | $27,562,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 107,317 | $27,312,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 560,976 | $26,910,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 646,500 | $26,338,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 171,645 | $26,291,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 164,763 | $26,064,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 435,520 | $25,600,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 830,563 | $25,125,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 251,000 | $24,502,000 | thousands by filing date | put |
| RELIANT BANCORP INC | 75956B101 | COM | 1,051,709 | $24,231,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 376,935 | $23,927,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 232,003 | $23,834,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 958,825 | $23,232,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 502,000 | $23,132,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,720,900 | $23,026,000 | thousands by filing date | call |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 508,069 | $22,919,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 232,325 | $22,680,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 580,593 | $22,678,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 21,457 | $22,422,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 593,231 | $21,795,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,742,577 | $21,573,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 100,622 | $21,262,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 929,037 | $21,163,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 502,000 | $20,612,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 459,167 | $20,543,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 276,021 | $20,431,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 959,889 | $20,369,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 244,287 | $20,251,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 502,000 | $19,904,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 836,600 | $19,626,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 376,500 | $19,601,000 | thousands by filing date | put |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 224,712 | $19,527,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 18,802 | $19,472,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 161,490 | $19,274,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 654,286 | $19,236,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 217,824 | $18,996,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 571,603 | $18,669,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 10,750 | $18,517,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 376,500 | $18,433,000 | thousands by filing date | put |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 517,376 | $18,238,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 805,698 | $17,226,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 114,342 | $17,160,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 571,116 | $16,962,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 85,770 | $16,697,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 282,559 | $16,631,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 202,080 | $16,607,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 109,657 | $15,932,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 417,781 | $15,871,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 69,029 | $15,553,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 565,334 | $14,880,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 214,700 | $14,748,000 | thousands by filing date | call |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 843,061 | $14,686,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 494,071 | $14,620,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 77,683 | $14,614,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 141,819 | $14,541,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 302,308 | $14,145,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 368,994 | $14,144,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 102,126 | $14,117,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 193,132 | $13,890,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 349,183 | $13,845,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 1,371,150 | $13,835,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 633,319 | $13,743,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 396,422 | $13,510,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 53,653 | $13,366,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 812,766 | $13,305,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 288,832 | $13,220,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 62,609 | $13,112,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 187,831 | $13,020,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 137,220 | $12,673,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 880,873 | $12,596,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 273,731 | $12,477,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 952,889 | $12,254,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 124,415 | $12,186,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 39,911 | $12,080,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 134,114 | $12,047,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 84,777 | $11,955,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 447,164 | $11,899,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 251,000 | $11,815,000 | thousands by filing date | put |
| BYLINE BANCORP INC | 124411109 | COM | 702,181 | $11,698,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 417,699 | $11,620,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 251,000 | $11,471,000 | thousands by filing date | put |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 588,256 | $11,471,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 249,941 | $11,422,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 176,587 | $11,372,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 85,496 | $10,831,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 335,654 | $10,617,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 251,000 | $10,424,000 | thousands by filing date | put |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 114,950 | $10,406,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 93,645 | $10,187,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 674,660 | $9,992,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 55,243 | $9,809,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 150,773 | $9,674,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 67,566 | $9,581,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 85,179 | $9,493,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 64,482 | $9,474,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 290,616 | $9,448,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 808,511 | $9,435,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 248,177 | $9,411,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 123,961 | $9,375,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 183,679 | $9,311,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 284,572 | $9,311,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 42,621 | $8,985,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 839,428 | $8,898,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 69,797 | $8,831,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 501,772 | $8,741,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 404,696 | $8,685,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,498 | $8,258,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 134,341 | $8,133,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 43,341 | $8,105,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 99,505 | $8,065,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 81,630 | $8,002,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 216,123 | $7,993,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 825,000 | $7,969,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 86,031 | $7,931,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 168,587 | $7,821,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 397,447 | $7,786,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 55,670 | $7,692,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 358,887 | $7,336,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 476,798 | $7,333,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 435,996 | $7,316,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 54,344 | $7,277,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 56,384 | $7,276,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 617,665 | $7,233,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 99,629 | $7,206,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 977,748 | $7,059,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 87,882 | $7,009,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 91,119 | $6,962,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 356,888 | $6,934,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 279,608 | $6,934,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 48,955 | $6,812,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 147,641 | $6,806,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 53,676 | $6,777,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 58,778 | $6,684,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 665,076 | $6,677,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 185,157 | $6,666,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 452,330 | $6,649,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 643,367 | $6,575,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 488,320 | $6,519,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 244,492 | $6,362,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 256,402 | $6,290,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 206,921 | $6,210,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 109,942 | $6,205,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 357,982 | $6,136,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 675,963 | $6,097,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 138,141 | $6,030,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 239,375 | $6,027,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 129,040 | $6,020,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 825,307 | $5,950,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 31,886 | $5,925,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 118,195 | $5,826,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 943,291 | $5,811,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 28,370 | $5,792,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 145,270 | $5,682,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 106,282 | $5,670,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,261,756 | $5,665,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 429,400 | $5,651,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,439,100 | $5,626,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 32,729 | $5,623,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 264,387 | $5,563,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 21,921 | $5,516,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 102,432 | $5,308,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 57,657 | $5,289,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 5,013 | $5,203,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 173,275 | $5,167,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 137,484 | $5,101,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 51,375 | $5,024,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 74,190 | $5,002,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 38,198 | $5,000,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 29,857 | $4,981,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 93,603 | $4,937,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 251,000 | $4,927,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 61,364 | $4,923,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 72,174 | $4,922,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 23,552 | $4,877,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 485,000 | $4,845,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 90,962 | $4,814,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 54,212 | $4,767,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 34,337 | $4,703,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 664,586 | $4,692,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 441,737 | $4,651,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 80,000 | $4,588,000 | thousands by filing date | put |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 248,153 | $4,583,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 352,309 | $4,552,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,148,525 | $4,445,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 92,929 | $4,440,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 74,938 | $4,405,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 57,175 | $4,370,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 347,002 | $4,355,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 443,062 | $4,342,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 57,864 | $4,308,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 36,728 | $4,270,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 239,914 | $4,266,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 13,061 | $4,245,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 85,891 | $4,229,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 115,394 | $4,219,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 131,105 | $4,181,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 175,822 | $4,178,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 404,780 | $4,157,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 299,582 | $4,089,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 84,381 | $4,073,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 123,712 | $4,071,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 21,805 | $4,056,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 15,602 | $4,033,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 315,855 | $3,961,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 61,067 | $3,948,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 227,326 | $3,940,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 37,416 | $3,847,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 225,764 | $3,818,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 45,124 | $3,782,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 8,676 | $3,746,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 1,335,364 | $3,739,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 79,835 | $3,721,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 106,738 | $3,654,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 43,328 | $3,643,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 385,819 | $3,615,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 31,206 | $3,596,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 60,382 | $3,568,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 23,880 | $3,550,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 76,160 | $3,540,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 27,380 | $3,500,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 21,113 | $3,499,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 20,149 | $3,456,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 111,880 | $3,451,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 258,798 | $3,445,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 270,625 | $3,442,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 173,861 | $3,442,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 241,049 | $3,428,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 248,350 | $3,427,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 250,200 | $3,408,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 286,929 | $3,386,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 155,148 | $3,379,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 119,393 | $3,331,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 220,303 | $3,320,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 75,716 | $3,320,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 179,312 | $3,281,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 140,073 | $3,234,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 64,737 | $3,214,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 104,174 | $3,169,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 340,364 | $3,159,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 156,033 | $3,157,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 46,866 | $3,152,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 274,980 | $3,121,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 80,757 | $3,120,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 57,810 | $3,092,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 191,625 | $3,091,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 50,933 | $3,038,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 74,874 | $3,037,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 41,222 | $3,029,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 15,832 | $3,007,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 88,871 | $3,003,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 56,588 | $2,993,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 24,179 | $2,986,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 1,065,808 | $2,984,000 | thousands by filing date | put |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 156,122 | $2,977,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 71,321 | $2,966,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 68,325 | $2,961,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 93,865 | $2,927,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 142,684 | $2,926,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 294,783 | $2,880,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 231,115 | $2,840,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 265,397 | $2,834,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 339,099 | $2,828,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,754 | $2,823,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,300,000 | $2,821,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 165,946 | $2,806,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 33,470 | $2,798,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 89,344 | $2,792,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 83,825 | $2,790,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 34,777 | $2,695,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 31,836 | $2,677,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 49,352 | $2,673,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 34,555 | $2,660,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 28,610 | $2,652,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 162,807 | $2,636,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 17,432 | $2,626,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 25,413 | $2,616,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,030 | $2,543,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 25,261 | $2,539,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 171,348 | $2,517,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 59,796 | $2,502,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 185,307 | $2,487,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 11,400 | $2,482,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 23,962 | $2,457,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 182,015 | $2,452,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 40,907 | $2,397,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 16,226 | $2,391,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 185,500 | $2,365,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 1,041,628 | $2,344,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 38,856 | $2,342,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 56,358 | $2,334,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 169,752 | $2,288,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 21,475 | $2,287,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 170,266 | $2,261,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 42,488 | $2,248,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 162,704 | $2,240,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 53,870 | $2,223,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 155,358 | $2,214,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 26,765 | $2,176,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 70,442 | $2,175,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 23,101 | $2,173,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 22,976 | $2,171,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 63,523 | $2,163,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 67,293 | $2,158,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 115,090 | $2,154,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 7 | $2,142,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 179,977 | $2,142,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 159,620 | $2,134,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 369,288 | $2,127,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 20,588 | $2,123,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 40,764 | $2,122,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 19,157 | $2,116,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 48,207 | $2,115,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 218,434 | $2,112,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 167,210 | $2,109,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 151,480 | $2,084,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 18,266 | $2,081,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,914 | $2,073,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 18,900 | $2,073,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 32,899 | $2,073,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 157,324 | $2,050,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 57,790 | $2,039,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 57,081 | $2,032,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 82,436 | $2,026,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 265,584 | $2,013,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 62,992 | $1,998,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 59,463 | $1,973,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 24,045 | $1,959,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 57,200 | $1,956,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 82,345 | $1,948,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 64,662 | $1,942,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 30,712 | $1,938,000 | thousands by filing date | |
| IJH | 464287507 | COM | 11,641 | $1,933,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 37,122 | $1,930,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 217,153 | $1,930,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 26,925 | $1,921,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 60,997 | $1,918,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 436,350 | $1,911,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 51,265 | $1,908,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 149,633 | $1,891,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 34,935 | $1,888,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 33,563 | $1,887,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 45,951 | $1,887,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 172,014 | $1,880,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 116,522 | $1,859,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 26,663 | $1,833,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 300,506 | $1,821,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 40,721 | $1,816,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 75,000 | $1,816,000 | thousands by filing date | call |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 183,552 | $1,806,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 29,550 | $1,803,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 31,498 | $1,795,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 50,413 | $1,795,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,626 | $1,787,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 159,224 | $1,783,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 141,638 | $1,782,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 13,145 | $1,766,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 138,149 | $1,749,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 11,505 | $1,731,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 26,718 | $1,726,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 93,924 | $1,726,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 21,847 | $1,723,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 91,550 | $1,714,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 26,237 | $1,711,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 120,597 | $1,706,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 25,911 | $1,693,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 227,986 | $1,685,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 31,028 | $1,677,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 394,390 | $1,668,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 35,273 | $1,663,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 49,676 | $1,653,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 28,736 | $1,648,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 126,536 | $1,640,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 174,750 | $1,639,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 157,434 | $1,637,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 134,353 | $1,630,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 65,900 | $1,630,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 173,277 | $1,629,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 15,925 | $1,626,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 11,659 | $1,617,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 169,685 | $1,617,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 131,073 | $1,616,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 120,258 | $1,611,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 85,494 | $1,608,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 22,416 | $1,601,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 116,692 | $1,591,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 34,499 | $1,590,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 137,691 | $1,590,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 19,572 | $1,586,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 104,443 | $1,586,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 27,985 | $1,586,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 27,057 | $1,577,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 25,638 | $1,570,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,242 | $1,553,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 121,579 | $1,542,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 192,115 | $1,531,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,104 | $1,529,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 184,554 | $1,526,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 10,508 | $1,519,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 45,926 | $1,497,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 127,603 | $1,493,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 24,072 | $1,492,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 15,005 | $1,488,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 11,144 | $1,472,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 189,504 | $1,472,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 72,756 | $1,471,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 123,311 | $1,470,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,482 | $1,466,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 51,209 | $1,461,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 10,912 | $1,458,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 122,312 | $1,449,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 20,637 | $1,449,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 592 | $1,443,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 106,275 | $1,406,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 56,851 | $1,401,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 14,261 | $1,390,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 111,877 | $1,390,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 159,606 | $1,383,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 176,413 | $1,376,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 110,893 | $1,375,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 97,563 | $1,364,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 12,287 | $1,363,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 122,690 | $1,359,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 75,500 | $1,342,000 | thousands by filing date | call |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 127,661 | $1,338,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 17,107 | $1,328,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 285,534 | $1,325,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 101,857 | $1,319,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 194,857 | $1,304,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 215,782 | $1,295,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 94,639 | $1,292,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 116,437 | $1,291,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 9,789 | $1,284,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 344,556 | $1,275,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 93,879 | $1,271,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 25,948 | $1,268,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 254,478 | $1,267,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,243 | $1,259,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 70,562 | $1,256,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 14,481 | $1,243,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 19,833 | $1,241,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 51,843 | $1,235,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 120,879 | $1,227,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 33,759 | $1,225,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 55,010 | $1,213,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 142,327 | $1,211,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,582 | $1,203,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 22,991 | $1,202,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 12,397 | $1,192,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,952 | $1,185,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 81,823 | $1,177,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 134,843 | $1,177,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 4,405 | $1,174,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 18,095 | $1,165,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 24,353 | $1,153,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 12,075 | $1,153,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 47,940 | $1,147,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 103,984 | $1,146,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 90,304 | $1,142,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 15,115 | $1,139,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 11,797 | $1,130,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 35,642 | $1,129,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 39,575 | $1,127,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 142,500 | $1,126,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 634,429 | $1,117,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 43,397 | $1,097,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 89,196 | $1,092,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 134,165 | $1,089,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 25,029 | $1,088,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 18,195 | $1,084,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 7,541 | $1,079,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 17,421 | $1,069,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 107,000 | $1,063,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 21,824 | $1,050,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 21,439 | $1,039,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 112,751 | $1,037,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 86,439 | $1,036,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 70,942 | $1,034,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 144,281 | $1,024,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 71,114 | $1,018,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 72,851 | $1,017,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,440 | $985,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 75,578 | $983,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 6,241 | $963,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,409 | $956,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-19-000474 | this filing | 2019-02-13 | acceptance time not in the bulk data set |