13F-HR filed by LEVEL FOUR ADVISORY SERVICES, LLC
LEVEL FOUR ADVISORY SERVICES, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 583 holding rows worth $925,276,000.
- Accession
- 0001172661-18-002104
- Filer
- CIK 1696715
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 583 entries on the cover page, a total value of $925,276,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $925,276,000 with VALUE read as thousands by filing date, 13F file number 028-17884. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,113 | $253,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 10,753 | $252,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6,475 | $250,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,274 | $250,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,122 | $250,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,221 | $250,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,627 | $248,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,444 | $246,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 252,000 | $245,000 | thousands by filing date | principal |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,816 | $243,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 5,055 | $241,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 2,385 | $241,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 4,400 | $238,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,525 | $238,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 2,090 | $238,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,688 | $237,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 245,000 | $237,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 225,000 | $236,000 | thousands by filing date | principal |
| CONAGRA FOODS INC | 205887102 | COM | 6,883 | $234,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 3,731 | $234,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,383 | $233,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 8,958 | $233,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 66,200 | $232,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 2,895 | $230,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,633 | $229,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,652 | $229,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 228,000 | $229,000 | thousands by filing date | principal |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 5,296 | $228,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,816 | $227,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 7,300 | $226,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,417 | $225,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 12,789 | $224,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 10,673 | $223,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,956 | $223,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,056 | $221,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 223,000 | $221,000 | thousands by filing date | principal |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,715 | $220,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,685 | $219,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 177,000 | $218,000 | thousands by filing date | principal |
| NASDAQ INC COM | 631103108 | Stock | 2,526 | $217,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,879 | $214,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,178 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,939 | $213,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,215 | $212,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 8,243 | $212,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 8,676 | $211,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 793 | $211,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 211,000 | $211,000 | thousands by filing date | principal |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,393 | $210,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,576 | $209,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,885 | $209,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,550 | $209,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,718 | $209,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 5,975 | $207,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,453 | $206,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,038 | $203,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 19,000 | $203,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 11,709 | $203,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 6,372 | $202,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 733 | $201,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,445 | $201,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,604 | $200,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 11,125 | $188,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,250 | $184,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 19,097 | $184,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 178,000 | $179,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 111,000 | $172,000 | thousands by filing date | principal |
| BOJANGLES INC | 097488100 | COM | 10,340 | $162,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,000 | $158,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 21,000 | $152,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 20,103 | $131,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 118,000 | $118,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 91,000 | $101,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 95,000 | $97,000 | thousands by filing date | principal |
| MCEWEN MNG INC | 58039P107 | COM | 39,511 | $77,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,934 | $75,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 11,050 | $57,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 60,500 | $51,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,040 | $50,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 18,167 | $19,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,000 | $17,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 46,933 | $9,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 20,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-18-002104 | this filing | 2018-11-14 | acceptance time not in the bulk data set |